DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 16, 2020 · 17 filings
SEC status approved since Jul 16, 2020
RAUM
$260M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
85%
$221M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$130M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$260M as of Mar 26, 2026
Mar 23, 2021$165M then
HNW client RAUM$217M as of Mar 26, 2026
Mar 23, 2021$138M then
State-registered IARs (5.B.3)2 as of Mar 26, 2026
Mar 23, 20214 then
Employees (5.A)3 as of Mar 26, 2026
Mar 23, 20214 then
Private funds: no history
RAUM +3.5% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $130MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$217M83%
- Pension and profit-sharing plans$21.7M8.3%
- Charitable organizations$17.7M6.8%
- Individuals$3.8M1.5%
- Corporations and businesses$295,1860.1%
- Individual clients
- 14reported
- HNW clients
- 76reported
- Pension plan clients
- 9reported
- Charitable clients
- 3reported
- Accounts
- 197reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• M••••• T•••••••Chartered Financial Analyst | S•••• B••••••, Ca | Nov 15, 2010 | 26 y | 1 |
| L•• J••• M•••••Chartered Financial Analyst | S•••• B••••••, Ca | Nov 15, 2010 | 27 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C••••••••• D•••• C••••••• to A••••••• R••••••• I••Mar 7, 2024 · RIA to RIA
Joined, latest
- C••••••••• D•••• C••••••• from A••••••• R••••••• I••Mar 13, 2020 · Other
- G••••• M••••• T••••••• from S•••• B•••••• A•••• M••••••••• L••Nov 15, 2010 · Other
- L•• J••• M••••• from S•••• B•••••• A•••• M••••••••• L••Nov 15, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• L••• J••• · Ceo, Ccocontrolsince 01/2010 · owns 50% to 75%
- T•••••••• G•••••• M••••• · Ciocontrolsince 01/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| S•••• B••••••, Ca · principal | 2 | 0 | 0 | ||
| Winnetka, Il | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Winnetka, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 209 to 197Feb 28, 2025 to Mar 26, 2026
- Corporate clients · 3 to 1Feb 28, 2025 to Mar 26, 2026
- HNW clients · 82 to 76Feb 28, 2025 to Mar 26, 2026
- Individual clients · 15 to 14Feb 28, 2025 to Mar 26, 2026
- Pension plan clients · 5 to 9Feb 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $251M to $236MFeb 28, 2025 to Mar 26, 2026
- HNW RAUM · $217M to $217MFeb 28, 2025 to Mar 26, 2026
- Individual RAUM · $3.9M to $3.8MFeb 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $0 to $24.6MFeb 28, 2025 to Mar 26, 2026
- Pension RAUM · $14.6M to $21.7MFeb 28, 2025 to Mar 26, 2026
- RAUM · $251M to $260MFeb 28, 2025 to Mar 26, 2026
- Accounts · 210 to 209Jun 21, 2024 to Feb 28, 2025
- Advisory employees · 3 to 2Jun 21, 2024 to Feb 28, 2025
- Charity clients · unset to 3.0Jun 21, 2024 to Feb 28, 2025
- Corporate clients · unset to 3.0Jun 21, 2024 to Feb 28, 2025
- HNW clients · 96 to 82Jun 21, 2024 to Feb 28, 2025
- Individual clients · 16 to 15Jun 21, 2024 to Feb 28, 2025
- Pension plan clients · 6 to 5Jun 21, 2024 to Feb 28, 2025
- Employees · 4 to 3Jun 21, 2024 to Feb 28, 2025
- Financial planning clients · unset to Jun 21, 2024 to Feb 28, 2025
- State-registered IARs · 3 to 2Jun 21, 2024 to Feb 28, 2025
- Other offices · 1 to 0Jun 21, 2024 to Feb 28, 2025
- Discretionary RAUM · $228M to $251MJun 21, 2024 to Feb 28, 2025
- HNW RAUM · $191M to $217MJun 21, 2024 to Feb 28, 2025
- Individual RAUM · $5.3M to $3.9MJun 21, 2024 to Feb 28, 2025
- Pension RAUM · $17.2M to $14.6MJun 21, 2024 to Feb 28, 2025
- RAUM · $228M to $251MJun 21, 2024 to Feb 28, 2025
- Accounts · 197 to 210Sep 5, 2023 to Feb 23, 2024
- HNW clients · 89 to 96Sep 5, 2023 to Feb 23, 2024
- Individual clients · 12 to 16Sep 5, 2023 to Feb 23, 2024
- Pension plan clients · 9 to 6Sep 5, 2023 to Feb 23, 2024
- Discretionary RAUM · $172M to $228MSep 5, 2023 to Feb 23, 2024
- HNW RAUM · $144M to $191MSep 5, 2023 to Feb 23, 2024
- Individual RAUM · $3.4M to $5.3MSep 5, 2023 to Feb 23, 2024
- Pension RAUM · $18.1M to $17.2MSep 5, 2023 to Feb 23, 2024
- RAUM · $172M to $228MSep 5, 2023 to Feb 23, 2024
- Accounts · 188 to 197Oct 19, 2022 to Mar 24, 2023
- HNW clients · 167 to 89Oct 19, 2022 to Mar 24, 2023
- Individual clients · unset to 12.0Oct 19, 2022 to Mar 24, 2023
- Pension plan clients · 14 to 9Oct 19, 2022 to Mar 24, 2023
Signals
2 dated events
- C••••••••• D•••• C••••••• left A••••• C•••••• M••••••••• L•• for A••••••• R••••••• I•• (registered 2024-03-22)Mar 7, 2024 · Advisor changed firm · fact
- A••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 805-897-1144reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/alamar-capital-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 805-897-1144reportedpublic record, Form ADV, Mar 26, 2026
- Team page
- alamarcapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $130Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026