DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arbor Investment Management
Legal name Arbor Investment Management, LLC
Latest filing Mar 6, 2026
First filing on the tape Mar 6, 2012 · 12 filings
SEC status approved since Jul 16, 2024
RAUM
$162M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$162M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$81.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$162M as of Mar 6, 2026
Mar 6, 2012$50.0M then
HNW client RAUM$115M as of Mar 6, 2026
Mar 11, 2025$95.0M then
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Mar 6, 20120 then
Employees (5.A)2 as of Mar 6, 2026
Mar 11, 20252 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $81.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$115M71%
- Individuals$47.0M29%
- Individual clients
- 30reported
- HNW clients
- 66reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 96reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stanley Joseph LearmanChartered Financial Analyst | Lakewood, Co | Aug 16, 2010 | 29 y | 1 |
| Matthew Grant FahrneyCertified Financial Planner | Lakewood, Co | Mar 9, 2018 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Stanley Joseph Learman from Arbor Capital Management IncAug 16, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Stanley Learman · Managing Member, President And Chief Compliance Officercontrolsince 07/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lakewood, Co | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 91 to 96Mar 11, 2025 to Mar 6, 2026
- HNW clients · 61 to 66Mar 11, 2025 to Mar 6, 2026
- Discretionary RAUM · $132M to $162MMar 11, 2025 to Mar 6, 2026
- HNW RAUM · $95.0M to $115MMar 11, 2025 to Mar 6, 2026
- Individual RAUM · $37.0M to $47.0MMar 11, 2025 to Mar 6, 2026
- RAUM · $132M to $162MMar 11, 2025 to Mar 6, 2026
- Accounts · 88 to 91Jun 24, 2024 to Mar 11, 2025
- HNW clients · 58 to 61Jun 24, 2024 to Mar 11, 2025
- Financial planning clients · unset to Jun 24, 2024 to Mar 11, 2025
- Discretionary RAUM · $122M to $132MJun 24, 2024 to Mar 11, 2025
- HNW RAUM · $87.0M to $95.0MJun 24, 2024 to Mar 11, 2025
- Individual RAUM · $35.0M to $37.0MJun 24, 2024 to Mar 11, 2025
- RAUM · $122M to $132MJun 24, 2024 to Mar 11, 2025
- Accounts · 90 to 88Jun 28, 2012 to Jun 18, 2024
- Advisory employees · unset to 2.0Jun 28, 2012 to Jun 18, 2024
- Advisory activities · 2 to 1Jun 28, 2012 to Jun 18, 2024
- HNW clients · unset to 58.0Jun 28, 2012 to Jun 18, 2024
- Individual clients · unset to 30.0Jun 28, 2012 to Jun 18, 2024
- Employees · unset to 2.0Jun 28, 2012 to Jun 18, 2024
- State-registered IARs · 0 to 2Jun 28, 2012 to Jun 18, 2024
- Other offices · unset to 1.0Jun 28, 2012 to Jun 18, 2024
- Discretionary RAUM · $48.5M to $122MJun 28, 2012 to Jun 18, 2024
- HNW RAUM · unset to 87000000.0Jun 28, 2012 to Jun 18, 2024
- Individual RAUM · unset to 35000000.0Jun 28, 2012 to Jun 18, 2024
- Non-discretionary RAUM · $1.5M to $0Jun 28, 2012 to Jun 18, 2024
- RAUM · $50.0M to $122MJun 28, 2012 to Jun 18, 2024
- Discretionary RAUM · $50.0M to $48.5MApr 25, 2012 to May 1, 2012
- Non-discretionary RAUM · $0 to $1.5MApr 25, 2012 to May 1, 2012
- Advisory activities · 3 to 2Apr 12, 2012 to Apr 25, 2012
- Financial planning clients · 26-50 to unsetApr 12, 2012 to Apr 25, 2012
Signals
1 dated events
- Arbor Investment Management filed its initial SEC registration (Form ADV)Jun 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ARBORIM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 734-6453622reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026