DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Arbor Capital Management Inc

Independent wealth managerAnchorage, AlaskaCRD 111362SEC 801-57392websiteIAPD
Latest filing Jun 26, 2026
First filing on the tape Jan 17, 2012 · 60 filings
SEC status approved since Mar 17, 2000
RAUM
$372M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
81%
$302M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$93.1M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$372M as of Jun 26, 2026
Mar 1, 2012$117M then
HNW client RAUM$177M as of Jun 26, 2026
Mar 15, 2018$28.0M then
State-registered IARs (5.B.3)6 as of Jun 26, 2026
Feb 14, 20132 then
Employees (5.A)7 as of Jun 26, 2026
Feb 14, 20132 then
Private funds: no history
RAUM +7.0% over the last fiscal year+9.7% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$62.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
96derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$594,068derivedRAUM over accounts (5.F.2.f)
Discretionary
78%derivedof RAUM
Institutional
17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
0.9derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+7.0%derivedbetween the last two annual amendments
Advisor growth, one year
-14%derivedItem 5.B.3 between annual amendments
Client growth, one year
+26%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
Custody
$5.0M, 61 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$177M48%
  • Individuals$125M34%
  • Pension and profit-sharing plans$64.5M17%
  • Other investment advisers$3.1M0.8%
Individual clients
440reported
HNW clients
136reported
Pension plan clients
25reported
Charitable clients
n/areported
Accounts
627reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$5.0M for 61 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.81 fund_share=0.01 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
7 left, 0 joined in 12 months
net -7 in 12 months4 left in 90 days0 joined in 90 daysdeparture rate 175% of current headcount9 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • A Kirby Houchin · Principalcontrol
    since 12/2021 · owns 10% to 25%
  • Blair Matthew Kolesky · Principal/Chief Compliance Officercontrol
    since 10/2010 · owns 25% to 50%
  • Anthony Ty Schommer · Principalcontrol
    since 01/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Anchorage, Ak · principal0071
Offices
Schedule D 1.F, the 25 largest
  • Fairbanks, AK1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 602 to 627
    May 14, 2026 to Jun 26, 2026
  • Advisory activities · 4 to 5
    Mar 20, 2026 to May 14, 2026
  • HNW clients · 161 to 136
    Mar 20, 2026 to May 14, 2026
  • Pension plan clients · unset to 25.0
    Mar 20, 2026 to May 14, 2026
  • Discretionary RAUM · $364M to $289M
    Mar 20, 2026 to May 14, 2026
  • HNW RAUM · $242M to $177M
    Mar 20, 2026 to May 14, 2026
  • Non-discretionary RAUM · $8.6M to $83.4M
    Mar 20, 2026 to May 14, 2026
  • Pension RAUM · unset to 64483320.0
    Mar 20, 2026 to May 14, 2026
  • Accounts · 481 to 602
    Dec 15, 2025 to Mar 20, 2026
  • Advisory employees · 7 to 6
    Dec 15, 2025 to Mar 20, 2026
  • HNW clients · 120 to 161
    Dec 15, 2025 to Mar 20, 2026
  • Individual clients · 356 to 440
    Dec 15, 2025 to Mar 20, 2026
  • Employees · 9 to 7
    Dec 15, 2025 to Mar 20, 2026
  • State-registered IARs · 7 to 6
    Dec 15, 2025 to Mar 20, 2026
  • Discretionary RAUM · $338M to $364M
    Dec 15, 2025 to Mar 20, 2026
  • HNW RAUM · $230M to $242M
    Dec 15, 2025 to Mar 20, 2026
  • Individual RAUM · $112M to $125M
    Dec 15, 2025 to Mar 20, 2026
  • Non-discretionary RAUM · $10.3M to $8.6M
    Dec 15, 2025 to Mar 20, 2026
  • RAUM · $348M to $372M
    Dec 15, 2025 to Mar 20, 2026
  • Accounts · 462 to 481
    Nov 21, 2024 to Mar 29, 2025
  • Advisory activities · 5 to 4
    Nov 21, 2024 to Mar 29, 2025
  • HNW clients · 111 to 120
    Nov 21, 2024 to Mar 29, 2025
  • Individual clients · 343 to 356
    Nov 21, 2024 to Mar 29, 2025
  • Assets in custody · $4.2M to $5.0M
    Nov 21, 2024 to Mar 29, 2025
  • Employees · 11 to 9
    Nov 21, 2024 to Mar 29, 2025
  • Financial planning clients · 101-250 to 251-500
    Nov 21, 2024 to Mar 29, 2025
  • Other offices · 5 to 6
    Nov 21, 2024 to Mar 29, 2025
  • Discretionary RAUM · $315M to $338M
    Nov 21, 2024 to Mar 29, 2025
  • HNW RAUM · $229M to $230M
    Nov 21, 2024 to Mar 29, 2025
  • Individual RAUM · $82.9M to $112M
    Nov 21, 2024 to Mar 29, 2025
  • Non-discretionary RAUM · $7.5M to $10.3M
    Nov 21, 2024 to Mar 29, 2025
  • RAUM · $323M to $348M
    Nov 21, 2024 to Mar 29, 2025
  • Other offices · 6 to 5
    Nov 12, 2024 to Nov 21, 2024
  • Accounts · 428 to 462
    Aug 31, 2023 to Mar 22, 2024
  • Advisory employees · 8 to 7
    Aug 31, 2023 to Mar 22, 2024
  • Advisory activities · 4 to 5
    Aug 31, 2023 to Mar 22, 2024
  • HNW clients · 99 to 111
    Aug 31, 2023 to Mar 22, 2024
  • Individual clients · 326 to 343
    Aug 31, 2023 to Mar 22, 2024
  • Assets in custody · $4.8M to $4.2M
    Aug 31, 2023 to Mar 22, 2024
  • Other offices · 5 to 6
    Aug 31, 2023 to Mar 22, 2024
Signals
15 dated events
  • Michele Kitta left Arbor Capital Management Inc for Wealth Enhancement Advisory Services, LLC (registered 2026-09-01)
    Sep 14, 2026 · Advisor changed firm · fact
  • Arbor Capital Management Inc's advisors moved to Wealth Enhancement Advisory Services, LLC (Anchorage, AK): 4 of 4 registered, on the same day
    Sep 14, 2026 · Firm absorbed (people side) · derived
  • Ty Schommer left Arbor Capital Management Inc for Wealth Enhancement Advisory Services, LLC (registered 2026-09-01)
    Sep 14, 2026 · Advisor changed firm · fact
  • Min Jung Tavella left Arbor Capital Management Inc for Wealth Enhancement Advisory Services, LLC (registered 2026-09-01)
    Sep 14, 2026 · Advisor changed firm · fact
  • Matthew Blair Kolesky left Arbor Capital Management Inc for Wealth Enhancement Advisory Services, LLC (registered 2026-09-01)
    Sep 14, 2026 · Advisor changed firm · fact
  • Joshua Jesse Church left Arbor Capital Management Inc for Greenup Street Wealth Management Llc (registered 2026-04-16)
    Apr 21, 2026 · Advisor changed firm · fact
  • 2 advisors left Arbor Capital Management Inc (Anchorage, AK) for Greenup Street Wealth Management LLC within 11 days
    Apr 10, 2026 · Team lift-out · derived
  • Paul Jacob Hurley left Arbor Capital Management Inc for Greenup Street Wealth Management Llc (registered 2026-04-16)
    Apr 10, 2026 · Advisor changed firm · fact
  • Kirby A Houchin left Arbor Capital Management Inc for Farther (registered 2026-04-01)
    Apr 7, 2026 · Advisor changed firm · fact
  • Matthew Robert Knell left Arbor Capital Management Inc for Alaska Wealth Advisors (registered 2025-07-17)
    Jul 9, 2025 · Advisor changed firm · fact
  • Matthew David Schechter left Arbor Capital Management Inc for Girdwood Capital Llc (registered 2024-02-27)
    Jan 17, 2024 · Advisor changed firm · fact
  • Dave Mappala Valdez left Arbor Capital Management Inc for Alaska Wealth Advisors (registered 2023-01-12)
    Feb 1, 2023 · Advisor changed firm · fact
  • 2 advisors left Cuso Financial Services, L.P. (Anchorage, AK) for Arbor Capital Management Inc on the same day
    Sep 6, 2022 · Team lift-out · derived
  • A Kirby Houchin (Principal) appeared on Schedule A of Arbor Capital Management Inc
    Mar 21, 2022 · Control person joined · fact
  • Arbor Capital Management Inc reported 6 offices beyond its principal office, up from 1 (2020-12-16 to 2021-02-10)
    Feb 10, 2021 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
907-222-7581reportedpublic record, Form ADV, Nov 21, 2024
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$93.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026