DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Tcw-Wla Jv Venture LLC

Former SEC-registered adviserLos Angeles, CaliforniaCRD 154760SEC 801-71746IAPD
Latest filing Mar 29, 2023
First filing on the tape Mar 30, 2012 · 25 filings
RAUM
$1.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.0M as of Mar 29, 2023
Mar 30, 2012$1.8B then
HNW client RAUM$0 as of Mar 29, 2023
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 29, 2023
Mar 30, 20120 then
Employees (5.A)0 as of Mar 29, 2023
Apr 1, 201338 then
Private funds: no history
RAUM -51% over the last fiscal year-40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-51%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Louis Mark Attanasio · President/Chief Executive Officercontrol
        since 07/2010 · owns less than 5%
      • Thomas Joseph Viola · Chief Operating Officercontrol
        since 07/2015 · owns less than 5%
      • Louis Mark Attanasio · Membercontrol
        since 05/2010 · owns 25% to 50% of Crescent Capital Group Holdings LP
      • Louis Mark Attanasio · Membercontrol
        since 05/2010 · owns 50% to 75% of Crescent Capital Gp LLC
      • Jean-Marc Chapus · Membercontrol
        since 05/2010 · owns 25% to 50% of Crescent Capital Group Holdings LP
      • Jean-Marc Chapus · Limited Partnercontrol
        since 05/2010 · owns 50% to 75% of Crescent Capital Gp LLC
      • Stephen Andrew Levine · Chief Compliance Officer
        since 03/2023 · owns less than 5%
      Entity owners
      • Crescent Capital Group LP · Member
        direct · owns 75% or more
      • Tcw Asset Management Co · Managing Member
        direct · owns less than 5%
      • Clipper Acquisitions Corp. · Shareholder
        indirect · owns 75% or more of The Tcw Group, Inc.
      • Clipper Gp, L.L.C. · General Partner
        indirect · owns F of Clipper Holding, L.P.
      • Clipper Holding, L.P. · Shareholder
        indirect · owns 75% or more of Clipper Intermediate Corp.
      • Clipper Intermediate Corp. · Shareholder
        indirect · owns 75% or more of Clipper Acquisitions Corp.
      • Crescent Capital Gp LLC · General Partner
        indirect · owns F of Crescent Capital Group Holdings LP
      • Crescent Capital Group Gp LLC · General Partner
        indirect · owns F of Crescent Capital Group LP
      • Crescent Capital Group Holdings LP · Limited Partner
        indirect · owns 25% to 50% of Crescent Capital Group LP
      • Sun Life (U.S.) Holdco 2020 Inc. · Member
        indirect · owns 50% to 75% of Crescent Capital Group LP
      • Sun Life (U.S.) Holdco 2020 Inc. · Member
        indirect · owns 50% to 75% of Crescent Capital Group Holdings LP
      • Sun Life 2007-1 Financing Corp · Owner
        indirect · owns 75% or more of Sun Life Assurance Company Of Canada - U.S. Operations Holdings, Inc.
      • Sun Life Assurance Company Of Canada - U.S. Operations Holdings, Inc. · Owner
        indirect · owns 75% or more of Sun Life (U.S.) Holdco 2020 Inc.
      • Sun Life Financial Inc. · Owner
        indirect · owns 75% or more of Sun Life Global Investments Inc.
      • Sun Life Global Investments Inc. · Owner
        indirect · owns 75% or more of Sun Life 2007-1 Financing Corp
      • The Tcw Group, Inc. · Shareholder
        indirect · owns 75% or more of Tcw Asset Management Co
      Related persons
      Schedule D 7.A
      • Advisors Asset Management, Inc.
        broker-dealerinvestment advisernRAUM $2.2B
      • Bentallgreenoak (Canada) Limited Partnership
        n
      • Bentallgreenoak (U.S.) Limited Partnership
        investment adviserinvestment companynRAUM $24B
      • Bentallgreenoak Real Estate US LLC
        broker-dealern
      • Bentallgreenoak Strategic Capital Partners
        investment adviserbanknRAUM $3.5B
      • Bgo US Real Estate LP
        investment advisernRAUM $24B
      • Cdl Fund II Gp, LLC
        pooled vehicle sponsorn
      • Cdl Fund III Gp, LLC
        pooled vehicle sponsorn
      • Cpcp General Partner LLC
        pooled vehicle sponsorn
      • Crescent Cap Advisors, LLC
        investment advisernRAUM $1.8B
      • Crescent Cap Nt Advisors, LLC
        investment advisernRAUM $1.1B
      • Crescent Capital Group High Income B LLC
        pooled vehicle sponsorn
      • Crescent Capital Group High Income LLC
        pooled vehicle sponsorn
      • Crescent Capital Group LP
        investment adviserbanknRAUM $50B
      • Crescent Credit Europe Llp (Relying Adviser)
        investment adviserbankn
      • Crescent Credit Opportunities Gp, S.A R.L.
        pooled vehicle sponsorn
      • Crescent Credit Opportunities, LLC
        pooled vehicle sponsorn
      • Crescent Credit Solutions Viii, LLC
        pooled vehicle sponsorn
      • Crescent Direct Lending Levered, LLC
        pooled vehicle sponsorn
      • Crescent Direct Lending Management, LLC (Relying Adviser)
        investment adviserbankn
      • Crescent Direct Lending Sbic, LLC
        pooled vehicle sponsorn
      • Crescent Direct Lending, LLC
        pooled vehicle sponsorn
      • Crescent European Specialty Lending II LLC
        pooled vehicle sponsorn
      • Crescent European Specialty Lending LLC
        pooled vehicle sponsorn
      • Crescent European Specialty Loan S.A.R.L. (Relying Adviser)
        investment advisern
      • Crescent Mezzanine Vi, LLC
        pooled vehicle sponsorn
      • Crescent Mezzanine Vii, LLC
        pooled vehicle sponsorn
      • Crescent Private Credit Partners Management, LLC
        investment advisern
      • Crescent Sbic Management, LLC (Relying Adviser)
        investment advisern
      • Crescent Senior Secured Loan Management LLC
        pooled vehicle sponsorn
      Advisers that list Tcw-Wla Jv Venture LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY
      What changed
      consecutive filings, newest first
      • Non-discretionary RAUM · $2.1M to $1.0M
        Mar 30, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $2.1M to $1.0M
        Mar 30, 2022 to Mar 29, 2023
      • RAUM · $2.1M to $1.0M
        Mar 30, 2022 to Mar 29, 2023
      • Non-discretionary RAUM · $2.0M to $2.1M
        Jun 23, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $2.0M to $2.1M
        Jun 23, 2021 to Mar 30, 2022
      • RAUM · $2.0M to $2.1M
        Jun 23, 2021 to Mar 30, 2022
      • Advisory employees · 12 to 0
        Feb 12, 2021 to Mar 31, 2021
      • Advisory activities · 1 to 2
        Feb 12, 2021 to Mar 31, 2021
      • BD registered reps · 1 to 0
        Feb 12, 2021 to Mar 31, 2021
      • Employees · 16 to 0
        Feb 12, 2021 to Mar 31, 2021
      • Non-discretionary RAUM · $4.7M to $2.0M
        Feb 12, 2021 to Mar 31, 2021
      • Pooled vehicle RAUM · $4.7M to $2.0M
        Feb 12, 2021 to Mar 31, 2021
      • RAUM · $4.7M to $2.0M
        Feb 12, 2021 to Mar 31, 2021
      • Advisory employees · 15 to 12
        Mar 27, 2020 to Feb 12, 2021
      • Employees · 19 to 16
        Mar 27, 2020 to Feb 12, 2021
      • Advisory employees · 16 to 15
        Mar 28, 2019 to Mar 27, 2020
      • Employees · 21 to 19
        Mar 28, 2019 to Mar 27, 2020
      • Non-discretionary RAUM · $4.9M to $4.7M
        Mar 28, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $4.9M to $4.7M
        Mar 28, 2019 to Mar 27, 2020
      • RAUM · $4.9M to $4.7M
        Mar 28, 2019 to Mar 27, 2020
      • Advisory employees · 17 to 16
        Mar 29, 2018 to Mar 28, 2019
      • BD registered reps · 2 to 1
        Mar 29, 2018 to Mar 28, 2019
      • Employees · 22 to 21
        Mar 29, 2018 to Mar 28, 2019
      • Non-discretionary RAUM · $17.2M to $4.9M
        Mar 29, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $17.2M to $4.9M
        Mar 29, 2018 to Mar 28, 2019
      • RAUM · $17.2M to $4.9M
        Mar 29, 2018 to Mar 28, 2019
      • Accounts · 3 to 1
        Feb 9, 2018 to Mar 29, 2018
      • Pooled vehicle clients · 3 to 1
        Feb 9, 2018 to Mar 29, 2018
      • Custody of client assets · true to false
        Feb 9, 2018 to Mar 29, 2018
      • Non-discretionary RAUM · $20.6M to $17.2M
        Feb 9, 2018 to Mar 29, 2018
      • Pooled vehicle RAUM · $20.6M to $17.2M
        Feb 9, 2018 to Mar 29, 2018
      • RAUM · $20.6M to $17.2M
        Feb 9, 2018 to Mar 29, 2018
      • Advisory employees · 19 to 17
        Jun 14, 2017 to Feb 9, 2018
      • Charity clients · unset to 0.0
        Jun 14, 2017 to Feb 9, 2018
      • Corporate clients · unset to 0.0
        Jun 14, 2017 to Feb 9, 2018
      • HNW clients · unset to 0.0
        Jun 14, 2017 to Feb 9, 2018
      • Individual clients · unset to 0.0
        Jun 14, 2017 to Feb 9, 2018
      • Pension plan clients · unset to 0.0
        Jun 14, 2017 to Feb 9, 2018
      • Pooled vehicle clients · unset to 3.0
        Jun 14, 2017 to Feb 9, 2018
      • Employees · 24 to 22
        Jun 14, 2017 to Feb 9, 2018
      Signals
      7 dated events
      • A (Mi Only) Joseph Hanlon (Chief Compliance Officer) no longer on Schedule A of Tcw-Wla Jv Venture Llc (listed 2022-03-30, absent 2023-03-29)
        Mar 29, 2023 · Control person left · inference
      • Irwin Marc Stern (Manager) no longer on Schedule A of Tcw-Wla Jv Venture Llc (listed 2022-03-30, absent 2023-03-29)
        Mar 29, 2023 · Control person left · inference
      • Ridings Laird Landmann (Manager) no longer on Schedule A of Tcw-Wla Jv Venture Llc (listed 2022-03-30, absent 2023-03-29)
        Mar 29, 2023 · Control person left · inference
      • Brian David Lippman (Manager) no longer on Schedule A of Tcw-Wla Jv Venture Llc (listed 2022-03-30, absent 2023-03-29)
        Mar 29, 2023 · Control person left · inference
      • Ridings Laird Landmann (Manager) appeared on Schedule A of Tcw-Wla Jv Venture Llc
        Mar 31, 2021 · Control person joined · fact
      • Irwin Marc Stern (Manager) appeared on Schedule A of Tcw-Wla Jv Venture Llc
        Mar 31, 2021 · Control person joined · fact
      • Brian David Lippman (Manager) appeared on Schedule A of Tcw-Wla Jv Venture Llc
        Mar 31, 2021 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026