DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Crescent Cap Advisors, LLC

Asset manager (funds and pooled vehicles)Los Angeles, CaliforniaCRD 175430SEC 801-81168websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Mar 16, 2015 · 18 filings
SEC status approved since Mar 23, 2015
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Mar 29, 2016$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20160 then
Employees (5.A)0 as of Mar 30, 2026
Mar 29, 20160 then
Private funds: no history
RAUM -2.1% over the last fiscal year+8.0% a year over threeIARs 0 to 0offices 4 to 5
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.8BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
-2.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • George Erik Barrios · Chief Compliance Officercontrol
        since 11/2022 · owns less than 5%
      • Alexander Jason Breaux · Chief Executive Officercontrol
        since 03/2015 · owns less than 5%
      • Pusey George Hawley · General Counselcontrol
        since 07/2012 · owns less than 5%
      • Pieter Gerhard Lombard · Chief Financial Officercontrol
        since 02/2020 · owns less than 5%
      • Louis Mark Attanasio · Membercontrol
        since 12/2011 · owns 25% to 50% of Crescent Capital Group Holdings LP
      • Louis Mark Attanasio · Membercontrol
        since 05/2010 · owns 25% to 50% of Crescent Capital Gp LLC
      • Jean-Marc Chapus · Membercontrol
        since 12/2011 · owns 25% to 50% of Crescent Capital Group Holdings LP
      • Jean-Marc Chapus · Membercontrol
        since 05/2010 · owns 25% to 50% of Crescent Capital Gp LLC
      Entity owners
      • Crescent Capital Group LP · Member / Managing Member
        direct · owns 75% or more
      • Crescent Capital Gp LLC · General Partner
        indirect · owns F of Crescent Capital Group Holdings LP
      • Crescent Capital Group Gp LLC · General Partner
        indirect · owns F of Crescent Capital Group LP
      • Crescent Capital Group Holdings LP · Limited Partner
        indirect · owns 25% to 50% of Crescent Capital Group LP
      • Sun Life (U.S.) Holdco 2020 Inc. · Member
        indirect · owns 50% to 75% of Crescent Capital Group Gp LLC
      • Sun Life (U.S.) Holdco 2020 Inc. · Member
        indirect · owns 50% to 75% of Crescent Capital Group LP
      • Sun Life 2007-1 Financing Corp. · Owner
        indirect · owns 75% or more of Sun Life Assurance Company Of Canada - U.S. Operations Holdings, Inc.
      • Sun Life Assurance Company Of Canada - U.S. Operations Holdings, Inc. · Owner
        indirect · owns 75% or more of Sun Life (U.S.) Holdco 2020 Inc.
      • Sun Life Financial Inc. · Owner
        indirect · owns 75% or more of Sun Life Global Investments Inc. · public reporting company
      • Sun Life Global Investments Inc. · Owner
        indirect · owns 75% or more of Sun Life 2007-1 Financing Corp.
      Related persons
      Schedule D 7.A
      Advisers that list Crescent Cap Advisors, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY1 employees
      • Boston, MA1 employees
      • Chicago, IL1 employees
      • London, United Kingdom1 employees
      What changed
      consecutive filings, newest first
      • Other offices · 4 to 5
        Mar 31, 2025 to Mar 30, 2026
      • Discretionary RAUM · $1.9B to $1.8B
        Mar 31, 2025 to Mar 30, 2026
      • RAUM · $1.9B to $1.8B
        Mar 31, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $1.8B to $1.9B
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $1.8B to $1.9B
        Mar 28, 2024 to Mar 31, 2025
      • Other offices · 3 to 4
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.4B to $1.8B
        Mar 30, 2023 to Mar 28, 2024
      • RAUM · $1.4B to $1.8B
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.5B to $1.4B
        Nov 16, 2022 to Mar 30, 2023
      • RAUM · $1.5B to $1.4B
        Nov 16, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.1B to $1.5B
        May 17, 2021 to Mar 30, 2022
      • RAUM · $1.1B to $1.5B
        May 17, 2021 to Mar 30, 2022
      • Discretionary RAUM · $867M to $1.1B
        Feb 12, 2021 to Mar 30, 2021
      • RAUM · $867M to $1.1B
        Feb 12, 2021 to Mar 30, 2021
      • Business name · CBDC ADVISORS, LLC to CRESCENT CAP ADVISORS, LLC
        Aug 13, 2019 to Mar 27, 2020
      • Legal name · CBDC ADVISORS, LLC to CRESCENT CAP ADVISORS, LLC
        Aug 13, 2019 to Mar 27, 2020
      • Discretionary RAUM · $699M to $867M
        Aug 13, 2019 to Mar 27, 2020
      • RAUM · $699M to $867M
        Aug 13, 2019 to Mar 27, 2020
      • Discretionary RAUM · $570M to $699M
        Mar 29, 2018 to Mar 28, 2019
      • RAUM · $570M to $699M
        Mar 29, 2018 to Mar 28, 2019
      • Other offices · unset to 3.0
        Jun 16, 2017 to Mar 29, 2018
      • Discretionary RAUM · $479M to $570M
        Jun 16, 2017 to Mar 29, 2018
      • RAUM · $479M to $570M
        Jun 16, 2017 to Mar 29, 2018
      • Discretionary RAUM · $275M to $479M
        Mar 29, 2016 to Mar 30, 2017
      • RAUM · $275M to $479M
        Mar 29, 2016 to Mar 30, 2017
      • Accounts · 0 to 1
        Mar 19, 2015 to Mar 29, 2016
      • Custody of client assets · true to false
        Mar 19, 2015 to Mar 29, 2016
      • Discretionary RAUM · $0 to $275M
        Mar 19, 2015 to Mar 29, 2016
      • RAUM · $0 to $275M
        Mar 19, 2015 to Mar 29, 2016
      • Related bank · false to true
        Mar 19, 2015 to Mar 29, 2016
      Signals
      8 dated events
      • A (Mi Only) Joseph Hanlon (Chief Compliance Officer) no longer on Schedule A of Crescent Cap Advisors, Llc (listed 2022-03-30, absent 2022-11-16)
        Nov 16, 2022 · Control person left · inference
      • George Erik Barrios (Chief Compliance Officer) appeared on Schedule A of Crescent Cap Advisors, Llc
        Nov 16, 2022 · Control person joined · fact
      • Crescent Cap Advisors, Llc reported RAUM $1.5B, up 32% from $1.1B (2021-05-17 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • Robert Jonathan Insull (President) no longer on Schedule A of Crescent Cap Advisors, Llc (listed 2021-05-17, absent 2022-03-30)
        Mar 30, 2022 · Control person left · inference
      • Crescent Cap Advisors, Llc reported RAUM $1.1B, up 30% from $867.0M (2021-02-12 to 2021-03-30)
        Mar 30, 2021 · RAUM change · derived
      • Lawrence Michael Wilhelms (Chief Financial Officer) no longer on Schedule A of Crescent Cap Advisors, Llc (listed 2019-08-13, absent 2020-03-27)
        Mar 27, 2020 · Control person left · inference
      • Pieter Gerhard Lombard (Chief Financial Officer) appeared on Schedule A of Crescent Cap Advisors, Llc
        Mar 27, 2020 · Control person joined · fact
      • Cbdc Advisors, Llc filed its initial SEC registration (Form ADV)
        Mar 16, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      crescentbdc.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      310-235-5900reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026