DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hjn Advisors, Llp

Former SEC-registered adviserDes Moines, IowaCRD 154983SEC 801-81178IAPD
Latest filing Apr 21, 2017
First filing on the tape Mar 17, 2015 · 11 filings
RAUM
$44.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$44.7M as of Mar 6, 2017
Mar 22, 2016$127M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 6, 2017
Mar 22, 20168 then
Employees (5.A)5 as of Mar 6, 2017
Mar 22, 20169 then
Private funds: no history
RAUM -65% over the last fiscal yearIARs 8 to 4
Practice profile
derived from the filing of Apr 21, 2017; every figure names its basis
RAUM per advisor
$11.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$171,359derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-65%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
261reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • A Randall Hamilton · Treasurercontrol
      since 01/2008 · owns 10% to 25%
    • Jo Kyndi Jensen · Chief Compliance Officercontrol
      since 01/2017 · owns less than 5%
    • Allan Matthew Juffer · Chairmancontrol
      since 01/2008 · owns 10% to 25%
    • Richard Kenneth Noyce · Presidentcontrol
      since 01/2017 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    • Hamilton, Juffer & Associates, Llp
      insurancey
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Des Moines, Ia · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 416 to 261
      Jan 17, 2017 to Mar 6, 2017
    • Advisory employees · 8 to 2
      Jan 17, 2017 to Mar 6, 2017
    • BD registered reps · 3 to 2
      Jan 17, 2017 to Mar 6, 2017
    • Employees · 9 to 5
      Jan 17, 2017 to Mar 6, 2017
    • Financial planning clients · 11-25 to 1-10
      Jan 17, 2017 to Mar 6, 2017
    • State-registered IARs · 8 to 4
      Jan 17, 2017 to Mar 6, 2017
    • Discretionary RAUM · $127M to $44.5M
      Jan 17, 2017 to Mar 6, 2017
    • Non-discretionary RAUM · $0 to $194,265
      Jan 17, 2017 to Mar 6, 2017
    • RAUM · $127M to $44.7M
      Jan 17, 2017 to Mar 6, 2017
    • Accounts · 517 to 416
      Jul 23, 2015 to Mar 22, 2016
    • Advisory employees · 7 to 8
      Jul 23, 2015 to Mar 22, 2016
    • BD registered reps · 4 to 3
      Jul 23, 2015 to Mar 22, 2016
    • Employees · 10 to 9
      Jul 23, 2015 to Mar 22, 2016
    • State-registered IARs · 9 to 8
      Jul 23, 2015 to Mar 22, 2016
    • Discretionary RAUM · $142M to $127M
      Jul 23, 2015 to Mar 22, 2016
    • RAUM · $142M to $127M
      Jul 23, 2015 to Mar 22, 2016
    Signals
    4 dated events
    • Matthew Allan Juffer left Hjn Advisors, Llp for Andersen (registered 2023-10-11)
      Sep 18, 2024 · Advisor changed firm · fact
    • Jeffrey Michael Bratz left Hjn Advisors, Llp for Andersen (registered 2023-10-10)
      Sep 18, 2024 · Advisor changed firm · fact
    • 2 advisors left Hjn Advisors, LLP (Des Moines, IA) for Andersen on the same day
      Sep 18, 2024 · Team lift-out · derived
    • Hjn Advisors, Llp filed its initial SEC registration (Form ADV)
      Mar 17, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026