DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Marcuard Family Office Ltd
Latest filing Jul 17, 2026
First filing on the tape Mar 21, 2012 · 41 filings
SEC status approved since Oct 22, 2010
RAUM
$8.7B
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
64%
$5.5B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$8.7B
derived; firm RAUM over IAPD count
Employees
36
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$8.7B as of Jul 17, 2026
Mar 21, 2012$3.8B then
HNW client RAUM$5.5B as of Jul 17, 2026
Mar 23, 2018$699M then
State-registered IARs (5.B.3)0 as of Jul 17, 2026
Mar 13, 20130 then
Employees (5.A)36 as of Jul 17, 2026
Mar 13, 201325 then
Private funds1 as of Mar 13, 2013
Mar 21, 20121 then
RAUM +27% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $8.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $84.8MderivedHNW RAUM over HNW clients
- Average account
- $22.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 47%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 36.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.5B64%
- Corporations and businesses$3.1B36%
- Charitable organizations$31.1M0.4%
- Insurance companies$7.5M0.1%
- Pooled investment vehicles$3.2M0.0%
- Individuals$2.9M0.0%
- Individual clients
- 12reported
- HNW clients
- 65reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 380reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.64 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andreas Peter ArniChartered Financial Analyst | Zurich | Jul 15, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Peter Andreas Arni · Deputy Ceocontrolsince 02/2024 · owns 5% to 10%
- Walter Ulrich Burkhard · President Of Board Of Directorscontrolsince 11/1998 · owns 10% to 25%
- Albin JöRg Dobler · Head Of Liquid Assets, Managing Partnercontrolsince 11/1998 · owns 10% to 25%
- Lukas DöRig · Head Markets, Managing Partnercontrolsince 01/2019 · owns 5% to 10%
- Claudia Flury · Member Of The Board Of Directorscontrolsince 06/2026 · owns less than 5%
- Albert Heiner GrüTer · Chairman Of The Board Of Directorscontrolsince 06/2026 · owns less than 5%
- Sabine Hilde Andrea Mancal · Chief Compliance Officer, Chief Risk Officer Managing Partnercontrolsince 01/2022 · owns less than 5%
- Andrea Denise Schmid · General Counsel, Head Of Risk, Managing Partnercontrolsince 01/2020 · owns 5% to 10%
- Martin Sutter · Member Of The Board Of Directors, Senior Partnercontrolsince 01/2025 · owns 10% to 25%
- Isabelle Karin Taheny · Member Of The Board Of Directorscontrolsince 06/2022 · owns less than 5%
- Peter Stocker · Shareholder Senior Partnersince 09/2002 · owns less than 5%
Related persons
Schedule D 7.A
- Mfo Capital Limitedinvestment advisery
- Mfo Idf I Gp (Bvi), Ltd.investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 17, 2026DOBLER, JÖRG, ALBIN (HEAD OF LIQUID ASSETS, MANAGING PARTNER) appeared on Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 17, 2026GRÜTER, HEINER, ALBERT (CHAIRMAN OF THE BOARD OF DIRECTORS) appeared on Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 17, 2026DÖRIG, LUKAS (HEAD MARKETS, MANAGING PARTNER) appeared on Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 17, 2026Flury, Claudia (MEMBER OF THE BOARD OF DIRECTORS) appeared on Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 17, 2026BURKHARD, ULRICH, WALTER (PRESIDENT OF BOARD OF DIRECTORS) left Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 17, 2026TAHENY, KARIN, ISABELLE (MEMBER OF THE BOARD OF DIRECTORS) left Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 17, 2026ARNI, ANDREAS, PETER (DEPUTY CEO) left Schedule A between the filings of 2024-03-26 and 2026-07-17peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 378 to 380Aug 11, 2025 to Mar 27, 2026
- Advisory employees · 18 to 19Aug 11, 2025 to Mar 27, 2026
- Corporate clients · 55 to 53Aug 11, 2025 to Mar 27, 2026
- HNW clients · 60 to 65Aug 11, 2025 to Mar 27, 2026
- Individual clients · 13 to 12Aug 11, 2025 to Mar 27, 2026
- Employees · 38 to 36Aug 11, 2025 to Mar 27, 2026
- Discretionary RAUM · $3.2B to $4.1BAug 11, 2025 to Mar 27, 2026
- HNW RAUM · $4.3B to $5.5BAug 11, 2025 to Mar 27, 2026
- Individual RAUM · $3.4M to $2.9MAug 11, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $3.7B to $4.6BAug 11, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $64.9M to $3.2MAug 11, 2025 to Mar 27, 2026
- RAUM · $6.8B to $8.7BAug 11, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 101-250Apr 14, 2025 to May 20, 2025
- Accounts · 377 to 378Jan 21, 2025 to Apr 14, 2025
- Corporate clients · 57 to 55Jan 21, 2025 to Apr 14, 2025
- HNW clients · 63 to 60Jan 21, 2025 to Apr 14, 2025
- Individual clients · 12 to 13Jan 21, 2025 to Apr 14, 2025
- Employees · 36 to 38Jan 21, 2025 to Apr 14, 2025
- Financial planning clients · 51-100 to 101-250Jan 21, 2025 to Apr 14, 2025
- Discretionary RAUM · $3.5B to $3.2BJan 21, 2025 to Apr 14, 2025
- HNW RAUM · $4.1B to $4.3BJan 21, 2025 to Apr 14, 2025
- Individual RAUM · $1.5M to $3.4MJan 21, 2025 to Apr 14, 2025
- Non-discretionary RAUM · $3.3B to $3.7BJan 21, 2025 to Apr 14, 2025
- Pooled vehicle RAUM · $77.2M to $64.9MJan 21, 2025 to Apr 14, 2025
- RAUM · $6.8B to $6.8BJan 21, 2025 to Apr 14, 2025
- HQ state · unset to Apr 18, 2024 to Jan 21, 2025
- Accounts · 371 to 377Sep 26, 2023 to Mar 26, 2024
- Advisory employees · 16 to 18Sep 26, 2023 to Mar 26, 2024
- Charity clients · 8 to 6Sep 26, 2023 to Mar 26, 2024
- Corporate clients · 53 to 57Sep 26, 2023 to Mar 26, 2024
- HNW clients · 69 to 63Sep 26, 2023 to Mar 26, 2024
- Individual clients · 13 to 12Sep 26, 2023 to Mar 26, 2024
- Employees · 34 to 36Sep 26, 2023 to Mar 26, 2024
- Discretionary RAUM · $3.0B to $3.5BSep 26, 2023 to Mar 26, 2024
- HNW RAUM · $3.9B to $4.1BSep 26, 2023 to Mar 26, 2024
- Individual RAUM · $2.5M to $1.5MSep 26, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $2.9B to $3.3BSep 26, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $67.8M to $77.2MSep 26, 2023 to Mar 26, 2024
- RAUM · $5.9B to $6.8BSep 26, 2023 to Mar 26, 2024
- Accounts · 356 to 371Sep 19, 2022 to Mar 30, 2023
Signals
11 dated events
- Marcuard Family Office Ltd reported RAUM $8.7B, up 27% from $6.8B (2025-08-11 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Peter Andreas Arni (Deputy Ceo) appeared on Schedule A of Marcuard Family Office LtdMar 26, 2024 · Control person joined · fact
- Sabine Hilde Andrea Mancal (Chief Compliance Officer) appeared on Schedule A of Marcuard Family Office LtdSep 19, 2022 · Control person joined · fact
- Isabelle Karin Taheny (Member Of The Board Of Directors) appeared on Schedule A of Marcuard Family Office LtdSep 19, 2022 · Control person joined · fact
- Ahamed Moez Jamal (Member Of The Board Of Directors) no longer on Schedule A of Marcuard Family Office Ltd (listed 2020-08-20, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Jorg Dobler (Managing Director, Head Asset Mgt) no longer on Schedule A of Marcuard Family Office Ltd (listed 2020-07-15, absent 2020-08-06)Aug 6, 2020 · Control person left · inference
- Jurg Frey (Managing Director, Head Relationship Mgt) no longer on Schedule A of Marcuard Family Office Ltd (listed 2020-07-15, absent 2020-08-06)Aug 6, 2020 · Control person left · inference
- Andrea Denise Schmid (Head Tax, Legal & Compliance, Managing Partner) appeared on Schedule A of Marcuard Family Office LtdAug 6, 2020 · Control person joined · fact
- Simon Minder (Managing Director, Chief Operating Officer) no longer on Schedule A of Marcuard Family Office Ltd (listed 2020-06-19, absent 2020-07-15)Jul 15, 2020 · Control person left · inference
- Marcuard Family Office Ltd reported RAUM $4.4B, up 69% from $2.6B (2019-03-28 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Marcuard Family Office Ltd reported RAUM $2.2B, down 40% from $3.6B (2017-04-12 to 2018-03-23)Mar 23, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/marcuard-family-officereportedpublic record, Form ADV, Sep 17, 2026
- Website
- marcuardfamilyoffice.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 41 (43) 344 60 00reportedpublic record, Form ADV, Jul 17, 2026
- Team page
- marcuardfamilyoffice.com/team/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $8.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026