DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•• C•••••• A•••••••• L•••
Latest filing Jun 23, 2026
First filing on the tape Feb 9, 2012 · 35 filings
SEC status approved since Mar 27, 2012
RAUM
$5.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
58
35 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
16
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$5.8B as of Jun 23, 2026
Mar 28, 2013$9.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 23, 2026
Mar 28, 20130 then
Employees (5.A)58 as of Jun 23, 2026
Mar 28, 2013144 then
Private funds16 as of Jun 23, 2026
Mar 28, 20139 then
RAUM -5.3% over the last fiscal year-8.2% a year over threeIARs 0 to 0offices 3 to 2
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $365MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• C•••••• P••••••• V••• L••• | Private Equity Fund | $2.6B | 299 | Mar 29, 2019 |
| S•• C•••••• P••••••• V•• L••• | Private Equity Fund | $1.8B | 317 | Mar 28, 2013 |
| S•• C•••••• P••••••• V•••• L••• | Private Equity Fund | $697M | 547 | Mar 31, 2023 |
| S•• C•••••• P••••••• V•••••• L••• | Private Equity Fund | $667M | 42 | Mar 31, 2023 |
| S•• C•••••• P••••••• V• L••• | Private Equity Fund | $485M | 502 | Feb 9, 2012 |
| S•• C•••••• P••••••• I•• L• | Private Equity Fund | $98.0M | 232 | Feb 9, 2012 |
| A•• C••••••••• V••••••• L••• | Private Equity Fund | $85.3M | 19 | Mar 30, 2022 |
| S•• C•••••• P••••••• I•• Q•• L• | Private Equity Fund | $57.3M | 96 | Feb 9, 2012 |
| W• C••••••••• V••••••• L••• | Private Equity Fund | $56.8M | 26 | Mar 27, 2020 |
| S•• C•••••• S••••••••• F••• I••• L•no longer reported | Hedge Fund | $34.4M | 4 | Feb 9, 2012 |
| K• C••••••••• V••••••• L••• | Private Equity Fund | $26.6M | 2 | Mar 27, 2024 |
| S•• C•••••• S••••••••• O••••••• F•••• L••• | Hedge Fund | $10.1M | 63 | Feb 9, 2012 |
| T••• C••••••••• V••••••• L••• | Private Equity Fund | $6.7M | 5 | Mar 30, 2022 |
| S•• C•••••• S••••••••• F•••• L• | Hedge Fund | $5.6M | 109 | Feb 9, 2012 |
| S•• C•••••• P••••••• I•• L•no longer reported | Private Equity Fund | $3.1M | 81 | Feb 9, 2012 |
| M••• C••••••••• V••••••• L••• | Private Equity Fund | $1.8M | 14 | Mar 31, 2021 |
| S•• C•••••• P••••••• I••• L• | Private Equity Fund | $1.2M | 32 | Feb 9, 2012 |
| S•• C••••••••• V••••••• L••• | Private Equity Fund | $508,348 | 18 | Mar 29, 2019 |
| C• C••••••••• V••••••• L•••no longer reported | Private Equity Fund | $277,516 | 20 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- K••••••••• M•••• A••••• · Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- K•••••• R•••••• R•••••• · Director And Co-Ceocontrolsince 08/2004 · owns less than 5%
- L••••• M•••• J•• · Director And Co-Ceocontrolsince 08/2004 · owns less than 5%
- K•••••• R•••••• R•••••• · Trusteecontrolsince 10/2017 · owns 75% or more of R•• L••••• T••••
- L••••• M•••• J•• · Trusteecontrolsince 10/2017 · owns 75% or more of M•• L••••• T••••
- C••••• C• D•••• · Managing Director And General Counselsince 12/2004 · owns less than 5%
- M•••••• A••••••••• R•• · Chief Compliance Officersince 10/2023 · owns less than 5%
Entity owners
- M•• L••••• T•••• · Limited Partnerdirect · owns 25% to 50%
- R•• L••••• T•••• · Limited Partnerdirect · owns 25% to 50%
- S• A••••••• I•• I••• · General Partnerdirect · owns less than 5%
- M•• L••••• T•••• · Shareholderindirect · owns 50% to 75% of S• A••••••• I•• I•••
- R•• L••••• T•••• · Shareholderindirect · owns 50% to 75% of S• A••••••• I•• I•••
- P•• P••••••• L• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A•• C••••••••• V•••••• G•• L••pooled vehicle sponsorn
- H•••••• M••••••••• L••investment advisern
- K• C••••••••• V•••••• G•• L••pooled vehicle sponsorn
- M••• C••••••••• V•••••• G•• L••pooled vehicle sponsorn
- S•• C•••••• A••••••• I••• L•pooled vehicle sponsorn
- S•• C•••••• A••••••• I•• L•pooled vehicle sponsorn
- S•• C•••••• A••••••• V• L•••pooled vehicle sponsorn
- S•• C•••••• A••••••• V•• L•••pooled vehicle sponsorn
- S•• C•••••• A••••••• V•••••••• L••investment advisern
- S•• C•••••• A••••••• V••• L•••pooled vehicle sponsorn
- S•• C•••••• A••••••• V••••••••• L••investment advisern
- S•• C•••••• A••••••• V•••• L•••pooled vehicle sponsorn
- S•• C•••••• P••••••• S••• F••• M••••••••• L••investment advisern
- S•• C•••••• S••••••••• A•••••••• L•pooled vehicle sponsorn
- S•• C•••••• S••••••••• M••••••••• L•investment adviserpooled vehicle sponsorn
- S•• C•••••• S••• F••• A••••••• A•••• L••investment advisern
- S•• C•••••• S••• F••• G•• L••pooled vehicle sponsorn
- S•• E••••••• P•••••••• L••investment advisern
- T••• C••••••••• V•••••• G•• L••pooled vehicle sponsorn
- W• C••••••••• V•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom16 employees
- New York, NY10 employees
- Los Angeles, CA6 employees
What changed
consecutive filings, newest first
- Other offices · 3 to 2Mar 31, 2026 to Jun 23, 2026
- Accounts · 15 to 16Dec 11, 2025 to Mar 31, 2026
- Advisory employees · 37 to 35Dec 11, 2025 to Mar 31, 2026
- Pooled vehicle clients · 15 to 16Dec 11, 2025 to Mar 31, 2026
- Employees · 64 to 58Dec 11, 2025 to Mar 31, 2026
- Private funds · 15 to 16Dec 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.2B to $5.8BDec 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.2B to $5.8BDec 11, 2025 to Mar 31, 2026
- RAUM · $6.2B to $5.8BDec 11, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jun 26, 2025
- Advisory employees · 45 to 37Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $6.6B to $0Mar 27, 2024 to Mar 27, 2025
- Employees · 92 to 64Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $6.6B to $6.2BMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $6.6B to $6.2BMar 27, 2024 to Mar 27, 2025
- RAUM · $6.6B to $6.2BMar 27, 2024 to Mar 27, 2025
- Advisory employees · 59 to 45Oct 14, 2023 to Mar 27, 2024
- Assets in custody · $7.6B to $6.6BOct 14, 2023 to Mar 27, 2024
- Employees · 125 to 92Oct 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $7.6B to $6.6BOct 14, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $7.6B to $6.6BOct 14, 2023 to Mar 27, 2024
- RAUM · $7.6B to $6.6BOct 14, 2023 to Mar 27, 2024
- Accounts · 14 to 15Nov 30, 2022 to Mar 31, 2023
- Advisory employees · 61 to 59Nov 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 14 to 15Nov 30, 2022 to Mar 31, 2023
- Assets in custody · $7.1B to $7.6BNov 30, 2022 to Mar 31, 2023
- Private funds · 14 to 15Nov 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $7.1B to $7.6BNov 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $7.1B to $7.6BNov 30, 2022 to Mar 31, 2023
- RAUM · $7.1B to $7.6BNov 30, 2022 to Mar 31, 2023
- Accounts · 12 to 14Oct 18, 2021 to Mar 30, 2022
- Advisory employees · 49 to 61Oct 18, 2021 to Mar 30, 2022
- Pooled vehicle clients · 12 to 14Oct 18, 2021 to Mar 30, 2022
- Assets in custody · $6.0B to $7.1BOct 18, 2021 to Mar 30, 2022
- Employees · 113 to 125Oct 18, 2021 to Mar 30, 2022
- Private funds · 12 to 14Oct 18, 2021 to Mar 30, 2022
- Discretionary RAUM · $6.0B to $7.1BOct 18, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $6.0B to $7.1BOct 18, 2021 to Mar 30, 2022
- RAUM · $6.0B to $7.1BOct 18, 2021 to Mar 30, 2022
- Business name · S•• C•••••• A•••••••• I••• to S•• C•••••• A•••••••• L•••Oct 14, 2021 to Oct 18, 2021
Signals
7 dated events
- Steven Mark Liff (Partner) no longer on Schedule A of S•• C•••••• A•••••••• L••• (listed 2023-10-14, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Rae Alexandra Maisel (Chief Compliance Officer) appeared on Schedule A of S•• C•••••• A•••••••• L•••Oct 14, 2023 · Control person joined · fact
- Albert Marc Keirstead (Chief Financial Officer) appeared on Schedule A of S•• C•••••• A•••••••• L•••Mar 31, 2023 · Control person joined · fact
- Edward Bruce Roberson (Partner) no longer on Schedule A of S•• C•••••• A•••••••• L••• (listed 2022-05-25, absent 2022-11-30)Nov 30, 2022 · Control person left · inference
- Steven Mark Liff (Partner) appeared on Schedule A of S•• C•••••• A•••••••• L•••Mar 30, 2022 · Control person joined · fact
- Edward Bruce Roberson (Partner) appeared on Schedule A of S•• C•••••• A•••••••• L•••Mar 30, 2022 · Control person joined · fact
- S•• C•••••• A•••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 14, 2021 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- S•• C•••••• A•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- S•• C•••••• A•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/SUN-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- SUNCAPPART.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-394-0550reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026