DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•• C•••••• P••••••• V••• L•••
Gross asset value
$2.6B
as of Mar 27, 2024; not a fund size
Peak GAV
$3.3B
highest filing
Owners
299
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
29%
fund-of-funds interests
Non-US owners
51%
Reported
13 filings
Mar 29, 2019 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.6B as of Mar 27, 2024
Mar 29, 2019$1.8B then
Owners299 as of Mar 27, 2024
Mar 29, 2019164 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-317352reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Allspring Global InvestmentsSan Francisco, California · LEI 549300B3H2IOO2L85I90
- Bmo Harris BankChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Principal Custody SolutionsDes Moines, Iowa · LEI GM6ECX91HA2YJ1NHHN48
- Wells Fargo BankFort Lauderdale, Florida · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- S•• C•••••• P••••••• V••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons