DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••••• F•••••••• S••••••• I••
Legal name L••••••••• F•••••••• S•••••••• I••
Latest filing Feb 19, 2026
First filing on the tape Mar 26, 2021 · 16 filings
SEC status approved since Apr 26, 2021
RAUM
$171M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$163M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$42.8M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$171M as of Feb 19, 2026
Feb 14, 2022$129M then
HNW client RAUM$63.4M as of Feb 19, 2026
Feb 14, 2022$41.2M then
State-registered IARs (5.B.3)4 as of Feb 19, 2026
Feb 14, 20224 then
Employees (5.A)8 as of Feb 19, 2026
Feb 14, 20228 then
Private funds: no history
RAUM +9.0% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $42.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 139derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $138,558derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$100.0M58%
- High-net-worth individuals$63.4M37%
- Charitable organizations$4.3M2.5%
- Pension and profit-sharing plans$3.6M2.1%
- Individual clients
- 516reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,236reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F••• D•••• L•••••••••Certified Financial Planner | Roseburg, Or | Nov 16, 2010 | 25 y | 6 |
| J••••• E••••• B•••••••• | Roseburg, Or | Nov 11, 2017 | 11 y | 0 |
| W••••• B•• H••• | Roseburg, Or | Sep 6, 2018 | 17 y | 3 |
| M•••••• M•••••• D•••••• | Roseburg, Or | Oct 15, 2021 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W••••• B•• H••• from C•••••••• F••••••••• I•••Sep 6, 2018 · Affiliated broker-dealer or bank to independent RIA
- F••• D•••• L••••••••• from L•• F•••••••• L••Nov 16, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••••• F•••• D•••• · Principal, Chief Compliance Officercontrolsince 09/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Roseburg, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Salem, OR1 employees
What changed
consecutive filings, newest first
- Accounts · 1,246 to 1,236Oct 28, 2025 to Feb 19, 2026
- Charity clients · unset to 5.0Oct 28, 2025 to Feb 19, 2026
- Corporate clients · 0.0 to unsetOct 28, 2025 to Feb 19, 2026
- HNW clients · 38 to 39Oct 28, 2025 to Feb 19, 2026
- Individual clients · 504 to 516Oct 28, 2025 to Feb 19, 2026
- Pooled vehicle clients · 0.0 to unsetOct 28, 2025 to Feb 19, 2026
- Employees · 6 to 8Oct 28, 2025 to Feb 19, 2026
- Discretionary RAUM · $157M to $171MOct 28, 2025 to Feb 19, 2026
- HNW RAUM · $56.4M to $63.4MOct 28, 2025 to Feb 19, 2026
- Individual RAUM · $94.4M to $100.0MOct 28, 2025 to Feb 19, 2026
- Pension RAUM · $5.0M to $3.6MOct 28, 2025 to Feb 19, 2026
- Pooled vehicle RAUM · 0.0 to unsetOct 28, 2025 to Feb 19, 2026
- RAUM · $157M to $171MOct 28, 2025 to Feb 19, 2026
- Financial planning clients · 0 to 0Jun 18, 2025 to Oct 28, 2025
- Accounts · 1,212 to 1,246Jan 23, 2024 to Feb 7, 2025
- HNW clients · 34 to 38Jan 23, 2024 to Feb 7, 2025
- Employees · 7 to 6Jan 23, 2024 to Feb 7, 2025
- Financial planning clients · 1-10 to 0Jan 23, 2024 to Feb 7, 2025
- Discretionary RAUM · $130M to $157MJan 23, 2024 to Feb 7, 2025
- HNW RAUM · $42.8M to $56.4MJan 23, 2024 to Feb 7, 2025
- Individual RAUM · $81.1M to $94.4MJan 23, 2024 to Feb 7, 2025
- Pension RAUM · $4.7M to $5.0MJan 23, 2024 to Feb 7, 2025
- RAUM · $130M to $157MJan 23, 2024 to Feb 7, 2025
- Accounts · 1,162 to 1,212Oct 23, 2023 to Jan 23, 2024
- Charity clients · 0.0 to unsetOct 23, 2023 to Jan 23, 2024
- Individual clients · 520 to 504Oct 23, 2023 to Jan 23, 2024
- Pension plan clients · 14.0 to unsetOct 23, 2023 to Jan 23, 2024
- Discretionary RAUM · $97.9M to $130MOct 23, 2023 to Jan 23, 2024
- HNW RAUM · $32.0M to $42.8MOct 23, 2023 to Jan 23, 2024
- Individual RAUM · $62.8M to $81.1MOct 23, 2023 to Jan 23, 2024
- Non-discretionary RAUM · $13.0M to $0Oct 23, 2023 to Jan 23, 2024
- Pension RAUM · $15.7M to $4.7MOct 23, 2023 to Jan 23, 2024
- RAUM · $111M to $130MOct 23, 2023 to Jan 23, 2024
- Accounts · 1,284 to 1,162Nov 14, 2022 to Jan 19, 2023
- HNW clients · 33 to 34Nov 14, 2022 to Jan 19, 2023
- Individual clients · 545 to 520Nov 14, 2022 to Jan 19, 2023
- Pension plan clients · 13 to 14Nov 14, 2022 to Jan 19, 2023
- Employees · 8 to 7Nov 14, 2022 to Jan 19, 2023
- Discretionary RAUM · $115M to $97.9MNov 14, 2022 to Jan 19, 2023
- HNW RAUM · $41.2M to $32.0MNov 14, 2022 to Jan 19, 2023
Signals
1 dated events
- L••••••••• F•••••••• S••••••• I•• filed its initial SEC registration (Form ADV)Mar 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/littlejohn-financial-services/?viewAsMereportedpublic record, Form ADV, Sep 18, 2026
- Website
- blubrry.com/truewealthreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 541-375-0898reportedpublic record, Form ADV, Feb 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026