DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Littlejohn Financial Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wesley Ben Holt | Centaurus Financial, Inc. BD affiliated | Littlejohn Financial Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Sep 6, 2018 |
| Fred David Littlejohn | LPL Financial LLC other | Littlejohn Financial Services Inc independent RIA | Other | Sep 13, 2010 | Nov 16, 2010 (64 d) |
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2 moves match.