DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Seven Two Partners LLC

Former SEC-registered adviserCentennial, ColoradoCRD 155328SEC 801-72819IAPD
Latest filing Mar 3, 2016
First filing on the tape Apr 2, 2012 · 9 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Mar 3, 2016
Apr 2, 2012$601M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 3, 2016
Apr 2, 20120 then
Employees (5.A)2 as of Mar 3, 2016
Mar 20, 20131 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 3, 2016; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Joseph Nicholas Rotello · Presidentcontrol
      since 09/2009 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Employees · 1 to 2
      Jun 10, 2015 to Mar 3, 2016
    • Accounts · 4 to 0
      May 7, 2014 to Dec 4, 2014
    • HQ city · ENGLEWOOD to CENTENNIAL
      May 7, 2014 to Dec 4, 2014
    • State-registered IARs · 0 to 1
      May 7, 2014 to Dec 4, 2014
    • Non-discretionary RAUM · $834M to $0
      May 7, 2014 to Dec 4, 2014
    • RAUM · $834M to $0
      May 7, 2014 to Dec 4, 2014
    • Non-discretionary RAUM · $749M to $834M
      Nov 5, 2013 to Mar 26, 2014
    • RAUM · $749M to $834M
      Nov 5, 2013 to Mar 26, 2014
    • Accounts · 3 to 4
      Mar 20, 2013 to Nov 5, 2013
    • Non-discretionary RAUM · $742M to $749M
      Mar 20, 2013 to Nov 5, 2013
    • RAUM · $742M to $749M
      Mar 20, 2013 to Nov 5, 2013
    • Accounts · 4 to 3
      Apr 2, 2012 to Mar 20, 2013
    • Advisory employees · unset to 1.0
      Apr 2, 2012 to Mar 20, 2013
    • Employees · unset to 1.0
      Apr 2, 2012 to Mar 20, 2013
    • Financial planning clients · 0 to unset
      Apr 2, 2012 to Mar 20, 2013
    • Non-discretionary RAUM · $601M to $742M
      Apr 2, 2012 to Mar 20, 2013
    • RAUM · $601M to $742M
      Apr 2, 2012 to Mar 20, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026