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V••••••••• A•••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser· Memphis, Tennessee

Former SEC-registered adviser, based in Memphis, Tennessee, reporting $159M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$159M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-61%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 155397 · SEC 801-71982 · 16 filingsShow
CRD 155397SEC 801-71982First filing on the tape Mar 21, 2012, latest Mar 28, 2018IAPD
RAUM
$159M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$159M as of Mar 28, 2018
Mar 21, 2012$436M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 28, 2018
Mar 6, 20134 then
Employees (5.A)7 as of Mar 28, 2018
Mar 6, 20137 then
Private funds: no history
RAUM -61% over the last fiscal year-38% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
RAUM per advisor
$39.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$79.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-61%derivedbetween the last two annual amendments
Advisor growth, one year
+33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Banks and thrifts$159M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B•••••••• I•••••• V•••••• · Chief Investment Officercontrol
    since 10/2010 · owns less than 5%
  • C•••••••• J•••• T••••• · Presidentcontrol
    since 10/2010 · owns less than 5%
  • R••••• A••••• J••• · Chief Financial Officercontrol
    since 11/2011 · owns less than 5%
  • S•••• M•••••• F••••••• · General Counselcontrol
    since 10/2010 · owns less than 5%
  • T•••••• C••••••• C•••••••• · Chief Compliance Officercontrol
    since 10/2011 · owns less than 5%
  • L••••••••• L••••• B•••• · Trusteecontrol
    since 01/2004 · owns F of The J•••• L. V••••• Trust U/T/A D•••• J•••••• 5, 2004
  • M••••••• M•••• A•••••• · Shareholdercontrol
    since 07/2009 · owns 75% or more of V••••••••• S••••••••• Inc.
  • S•••••• R•••••• D••• · Managing Membercontrol
    since 01/2005 · owns F of R•• S•••••• L••
Entity owners
  • V••••••••• I••• L•••••• P••••••••• · Managing Member
    direct · owns 75% or more
  • R•• S••••• H•••••••• L• P• · L•••••• Partner
    indirect · owns 25% to 50% of V••••••••• F•••• L• P•
  • R•• S•••••• L•• · General Partner
    indirect · owns F of R•• S••••• Holdings, L.P.
  • T•• J•••• L• V••••• T•••• U•••• D•••• J•••••• 5• 2••• · L•••••• Partner
    indirect · owns 25% to 50% of V••••••••• F•••• L• P•
  • V••••••••• • A••••••••• L• P• · L•••••• Partner
    indirect · owns 25% to 50% of V••••••••• I••• L•••••• P•••••••••
  • V••••••••• F•••• L• P• · L•••••• Partner
    indirect · owns 50% to 75% of V••••••••• I••• L•••••• P•••••••••
  • V••••••••• S••••••••• I••• · General Partner
    indirect · owns F of V••••••••• & Associates, L.P.
  • V••••••••• S••••••••• I••• · General Partner
    indirect · owns F of V••••••••• Fund, L.P.
  • V••••••••• S••••••••• I••• · General Partner
    indirect · owns F of V••••••••• I••• L•••••• P•••••••••
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 6 to 2
    Mar 2, 2017 to Mar 28, 2018
  • BD registered reps · 2 to 3
    Mar 2, 2017 to Mar 28, 2018
  • Employees · 6 to 7
    Mar 2, 2017 to Mar 28, 2018
  • State-registered IARs · 3 to 4
    Mar 2, 2017 to Mar 28, 2018
  • Other offices · unset to 0.0
    Mar 2, 2017 to Mar 28, 2018
  • Non-discretionary RAUM · $407M to $159M
    Mar 2, 2017 to Mar 28, 2018
  • RAUM · $407M to $159M
    Mar 2, 2017 to Mar 28, 2018
  • Non-discretionary RAUM · $335M to $407M
    Dec 21, 2016 to Mar 2, 2017
  • RAUM · $335M to $407M
    Dec 21, 2016 to Mar 2, 2017
  • Accounts · 5 to 6
    Mar 23, 2016 to Dec 21, 2016
  • BD registered reps · 1 to 2
    Mar 23, 2016 to Dec 21, 2016
  • Non-discretionary RAUM · $321M to $335M
    Mar 23, 2016 to Dec 21, 2016
  • RAUM · $321M to $335M
    Mar 23, 2016 to Dec 21, 2016
  • Non-discretionary RAUM · $322M to $321M
    Dec 15, 2015 to Mar 23, 2016
  • RAUM · $322M to $321M
    Dec 15, 2015 to Mar 23, 2016
  • Accounts · 7 to 5
    Aug 6, 2015 to Dec 15, 2015
  • Non-discretionary RAUM · $458M to $322M
    Aug 6, 2015 to Dec 15, 2015
  • RAUM · $458M to $322M
    Aug 6, 2015 to Dec 15, 2015
  • Accounts · 9 to 7
    Mar 10, 2015 to Aug 6, 2015
  • Advisory employees · 4 to 3
    Mar 10, 2015 to Aug 6, 2015
  • Employees · 7 to 6
    Mar 10, 2015 to Aug 6, 2015
  • State-registered IARs · 4 to 3
    Mar 10, 2015 to Aug 6, 2015
  • Non-discretionary RAUM · $669M to $458M
    Mar 10, 2015 to Aug 6, 2015
  • RAUM · $669M to $458M
    Mar 10, 2015 to Aug 6, 2015
  • Non-discretionary RAUM · $623M to $669M
    Dec 1, 2014 to Mar 10, 2015
  • RAUM · $623M to $669M
    Dec 1, 2014 to Mar 10, 2015
  • Non-discretionary RAUM · $682M to $623M
    Jun 18, 2014 to Dec 1, 2014
  • RAUM · $682M to $623M
    Jun 18, 2014 to Dec 1, 2014
  • Non-discretionary RAUM · $618M to $682M
    Mar 10, 2014 to Jun 18, 2014
  • RAUM · $618M to $682M
    Mar 10, 2014 to Jun 18, 2014
  • Accounts · 8 to 9
    Nov 6, 2013 to Mar 10, 2014
  • Non-discretionary RAUM · $574M to $618M
    Nov 6, 2013 to Mar 10, 2014
  • RAUM · $574M to $618M
    Nov 6, 2013 to Mar 10, 2014
  • Non-discretionary RAUM · $515M to $574M
    Aug 15, 2013 to Nov 6, 2013
  • RAUM · $515M to $574M
    Aug 15, 2013 to Nov 6, 2013
  • Accounts · 6 to 8
    Mar 6, 2013 to Aug 15, 2013
  • Non-discretionary RAUM · $479M to $515M
    Mar 6, 2013 to Aug 15, 2013
  • RAUM · $479M to $515M
    Mar 6, 2013 to Aug 15, 2013
  • Advisory employees · unset to 4.0
    Aug 21, 2012 to Mar 6, 2013
  • BD registered reps · unset to 1.0
    Aug 21, 2012 to Mar 6, 2013
Signals
1 dated events
  • ••• Locked
    Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026