DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•• M••••••• F•••••• A•••••••• L•••••
Latest filing Jun 1, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Nov 17, 2010
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
235
45 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
7
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$11B as of Jun 1, 2026
Mar 30, 2012$704M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Mar 30, 20120 then
Employees (5.A)235 as of Jun 1, 2026
Mar 28, 201317 then
Private funds7 as of Jun 1, 2026
Mar 31, 20174 then
RAUM +11% over the last fiscal year+8.5% a year over threeIARs 0 to 0offices 5 to 8
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $864MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $1.9B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.9B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• M••••••• N•• L•••• P•••••••• L••• | Real Estate Fund | $533M | 191 | Mar 30, 2018 |
| N•• M••••••• N•• L•••• P••••••• I•• L••• | Real Estate Fund | $323M | 66 | Mar 30, 2023 |
| N•• M••••••• G••••••• I• M••••• F•••••• L••• | Private Equity Fund | $126M | 2 | Mar 31, 2017 |
| N•• M••••••• G••••••• I• M••••• F•••••• L••• | Private Equity Fund | $65.1M | 2 | Mar 31, 2017 |
| N•• M••••••• G••••••• P••••••• I•• L••• | Private Equity Fund | $32.7M | 11 | Mar 31, 2017 |
| N•• M••••••• G••••••• P••••••• I• O•••••••• L••• | Private Equity Fund | $0 | 22 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• L••••• H••••• · Managing Director, Chief Operating Officercontrolsince 04/2023 · owns less than 5%
- H•••••• R•••••• A••• · Managing Director And Vice Chairmancontrolsince 01/2023 · owns less than 5%
- K•••••• P••••• E••••• · Portfolio M••••••controlsince 11/2017 · owns less than 5%
- K••••• J•••• R••••••• · Managing Director And Chief Executive Officercontrolsince 01/2023 · owns less than 5%
- K••••••• S•••••• B•••• · Foundercontrolsince 10/2010 · owns 50% to 75%
- W••••••••• A•••• B•••• · Managing Director, Executive Vice Presidentcontrolsince 01/2013 · owns less than 5%
- K••••••• S•••••• B•••• · L•••••• Partnercontrolsince 10/2018 · owns 50% to 75% of N• P••••••• M•••••• H•••••••• L•••
- K••••••• S•••••• B•••• · Managing Membercontrolsince 10/2018 · owns 50% to 75% of N• H••••••• G•• L•••••
- C••••••• K•••• E••• · Chief Financial Officersince 11/2023 · owns less than 5%
- H••••••••• J•••••• W••••• · Managing Director And Chief Compliance Officersince 03/2022 · owns less than 5%
Entity owners
- N•• M••••••• C•••••• G••••• L••• · Memberdirect · owns 75% or more
- N• H••••••• G•• L••••• · General Partnerindirect · owns F of N• P••••••• M•••••• H•••••••• L•••
- N• H••••••• G•• L••••• · General Partnerindirect · owns F of N•• M••••••• C•••••• G••••• L•••
- N• P••••••• M•••••• H•••••••• L••• · L•••••• Partnerindirect · owns 75% or more of N•• M••••••• C•••••• G••••• L•••
Related persons
Schedule D 7.A
- N•• M••••••• C•••••• ••••• L•••investment advisern
- N•• M••••••• C•••••• G••••• L•••pooled vehicle sponsorn
- N•• M••••••• C•••••• J•••• G•investment advisern
- N•• M••••••• C••••••• L••investment advisernRAUM $46B
- N•• M••••••• C••••• C•• A•••••••• L•••••investment adviserbanknRAUM $3.4B
- N•• M••••••• F•••••• C•••••••••investment adviserpooled vehicle sponsorn
- N•• M••••••• F•••••• S••• G•• L•••••pooled vehicle sponsorn
- N•• M••••••• F•••••• S••• I• G•••• L•••••pooled vehicle sponsorn
- N•• M••••••• G••••••• I• G•• L•••••investment adviserbankpooled vehicle sponsorn
- N•• M••••••• G••••••• I• M••••• F••••• G•• L•••••investment adviserbankpooled vehicle sponsorn
- N•• M••••••• G••••••• I••••••••• I••• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• G••••••• I••••••••• I• U••••••••• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• G••••••• I••••••••• I•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I•••• P•••••• L••••••investment advisern
- N•• M••••••• I••••••••• I•• C••••••••• G•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• I••• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• I• C••••••••• G•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• I•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• V• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• V• L••••••••• S•••••••investment adviserpooled vehicle sponsory
- N•• M••••••• I••••••••• V•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• N•• L•••• G• I•• L••••investment adviserbankpooled vehicle sponsorn
- N•• M••••••• N•• L•••• G•• L•••••investment adviserbankpooled vehicle sponsorn
- N•• M••••••• S•••••••• I••••••••• G• I• L••investment adviserpooled vehicle sponsorn
- N•• S•• I••••••••• I• L•••••investment adviserpooled vehicle sponsorn
Advisers that list N•• M••••••• F•••••• A•••••••• L••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom2 employees
- Tokyo, Japan2 employees
- Gurugram, India1 employees
- Santa Monica, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was 0.0% (136 comparable advisers, 97.0th percentile of changes)peers: ASSET_M••••••, $5B to $20B (136) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 12 to 13Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 40 to 45Mar 27, 2025 to Mar 30, 2026
- Advisory activities · 2 to 3Mar 27, 2025 to Mar 30, 2026
- BD registered reps · 6 to 8Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 8Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $1.4B to $1.9BMar 27, 2025 to Mar 30, 2026
- Employees · 210 to 235Mar 27, 2025 to Mar 30, 2026
- Other offices · 5 to 8Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $10B to $11BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.9B to $2.1BMar 27, 2025 to Mar 30, 2026
- RAUM · $10B to $11BMar 27, 2025 to Mar 30, 2026
- Accounts · 11 to 12Aug 27, 2024 to Mar 27, 2025
- Advisory employees · 28 to 40Aug 27, 2024 to Mar 27, 2025
- BD registered reps · 0 to 6Aug 27, 2024 to Mar 27, 2025
- Business name · N•• M••••••• F•••••• A••••••• B••• L••••• to N•• M••••••• F•••••• A•••••••• L•••••Aug 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 6 to 7Aug 27, 2024 to Mar 27, 2025
- Assets in custody · $1.9B to $1.4BAug 27, 2024 to Mar 27, 2025
- Employees · 195 to 210Aug 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Aug 27, 2024 to Mar 27, 2025
- Legal name · N•• M••••••• F•••••• A••••••• B••• L••••• to N•• M••••••• F•••••• A•••••••• L•••••Aug 27, 2024 to Mar 27, 2025
- Other offices · 4 to 5Aug 27, 2024 to Mar 27, 2025
- Private funds · 6 to 7Aug 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $9.7B to $10BAug 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.9B to $1.9BAug 27, 2024 to Mar 27, 2025
- RAUM · $9.7B to $10BAug 27, 2024 to Mar 27, 2025
- Accounts · 10 to 11Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 24 to 28Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $1.9B to $1.9BMar 30, 2023 to Mar 27, 2024
- Employees · 168 to 195Mar 30, 2023 to Mar 27, 2024
- Other offices · 3 to 4Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $8.8B to $9.7BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.9B to $1.9BMar 30, 2023 to Mar 27, 2024
- RAUM · $8.8B to $9.7BMar 30, 2023 to Mar 27, 2024
- Accounts · 8 to 10Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 19 to 24Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 6Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $1.3B to $1.9BMar 30, 2022 to Mar 30, 2023
- Employees · 152 to 168Mar 30, 2022 to Mar 30, 2023
- Private funds · 5 to 6Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $7.6B to $8.8BMar 30, 2022 to Mar 30, 2023
Signals
6 dated events
- Laura Holson (Managing Director, Chief Operating Officer And Interim Chief Finanicial Officer) appeared on Schedule A of N•• M••••••• F•••••• A•••••••• L•••••Mar 30, 2023 · Control person joined · fact
- Younus Shiraz Kajee (Chief Financial Officer) no longer on Schedule A of N•• M••••••• F•••••• A•••••••• L••••• (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- N•• M••••••• F•••••• A•••••••• L••••• reported RAUM $7.6B, up 28% from $5.9B (2022-03-09 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- N•• M••••••• F•••••• A•••••••• L••••• reported RAUM $5.1B, up 41% from $3.6B (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- N•• M••••••• F•••••• A•••••••• L••••• reported RAUM $3.6B, up 54% from $2.4B (2018-11-02 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- N•• M••••••• F•••••• A•••••••• L••••• reported RAUM $2.4B, up 32% from $1.8B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- N•• M••••••• F•••••• A•••••••• L••••• · Independent Sponsorsshared crd · capital_provider
- N•• M••••••• F•••••• A••••••• B••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- NEWCRED.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-720-0300reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
N•• M••••••• F•••••• A•••••••• L••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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