DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C••••••
Legal name P•••••• M••••••••• C••••••• L•••
Latest filing Sep 17, 2026
First filing on the tape Feb 10, 2012 · 25 filings
SEC status approved since Mar 28, 2012
RAUM
$870M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$870M as of Mar 28, 2026
Apr 30, 2013$592M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2026
Apr 30, 20130 then
Employees (5.A)22 as of Mar 28, 2026
Apr 30, 201317 then
Private funds6 as of Mar 28, 2026
Apr 30, 20136 then
RAUM -13% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $145MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $870M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$870M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $870M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• C•••••• V•• Q•• L••• | Private Equity Fund | $501M | 193 | Aug 19, 2021 |
| P•••••• C•••••• V• Q•• L••• | Private Equity Fund | $365M | 204 | Mar 31, 2017 |
| P•••••• C•••••• V• Q• L••• | Private Equity Fund | $131M | 108 | Feb 10, 2012 |
| P•••••• C•••••• V•• L• | Private Equity Fund | $71.2M | 78 | Mar 31, 2017 |
| P•••••• C•••••• V••• L••• | Private Equity Fund | $35.4M | 61 | Aug 19, 2021 |
| P•••••• C•••••• V• L••• | Private Equity Fund | $26.7M | 77 | Feb 10, 2012 |
| P•••••• C•••••• I• Q• L••• | Private Equity Fund | $17.1M | 107 | Feb 10, 2012 |
| P•••••• C•••••• I• L••• | Private Equity Fund | $17.1M | 81 | Feb 10, 2012 |
| P•••••• C•••••• I•• Q• L•••no longer reported | Private Equity Fund | $9.4M | 79 | Feb 10, 2012 |
| P•••••• C•••••• I•• L•••no longer reported | Private Equity Fund | $9.4M | 59 | Feb 10, 2012 |
| P•••••• C•••••• I• L•••no longer reported | Private Equity Fund | $1.0M | 94 | Feb 10, 2012 |
| P•••••• C•••••• I•• S•• Q•• L•••no longer reported | Other Private Fund | $264,860 | 59 | Oct 24, 2014 |
| P•••••• C•••••• I•• S••• L•••no longer reported | Other Private Fund | $264,860 | 79 | Oct 24, 2014 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• C••••••• B•••• · Founding Partnercontrolsince 12/2003 · owns 10% to 25%
- G•••• N•••••• J••••• · Managing Partner And Senior Principal; Limited Partnercontrolsince 05/2021 · owns 10% to 25%
- J•••••• P••••••• J•••• · Partner And Senior Principal; Limited Partnercontrolsince 05/2021 · owns 10% to 25%
- K••••••••• C••••••••• T••••• · Partner And Senior Principal; Limited Partnercontrolsince 05/2021 · owns 10% to 25%
- K•••• S••••••• V•••••• · Founding Partnercontrolsince 12/2003 · owns 10% to 25%
- M••••••• S•••• M••••• · Partner And Senior Principal; Limited Partnercontrolsince 05/2021 · owns 10% to 25%
- D••••••• C••••••• B•••• · Founding Partnercontrolsince 12/2003 · owns 50% to 75% of D•••••• • K••• M••••••••• G•• L•••••
- G•••• N•••••• J••••• · Managing Partner And Senior Principalcontrolsince 05/2021 · owns 25% to 50% of P•••••• M••••••••• G•• L••
- J•••••• P••••••• J•••• · Partner And Senior Principalcontrolsince 05/2021 · owns 25% to 50% of P•••••• M••••••••• G•• L••
- K••••••••• C••••••••• T••••• · Partner And Senior Principalcontrolsince 05/2021 · owns 25% to 50% of P•••••• M••••••••• G•• L••
- K•••• S••••••• V•••••• · Founding Partnercontrolsince 12/2003 · owns 50% to 75% of D•••••• • K••• M••••••••• G•• L•••••
- M••••••• S•••• M••••• · Partner And Senior Principalcontrolsince 05/2021 · owns 25% to 50% of P•••••• M••••••••• G•• L••
- W•••••• T•••••• H•••••• · Chief Financial Officer And Chief Compliance Officersince 05/2021 · owns less than 5%
Entity owners
- D•••••• • K••• M••••••••• G•• L••••• · General Partnerdirect · owns less than 5%
- P•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- D•••••• • K••• C•••••• V• L•••••pooled vehicle sponsorn
- D•••••• • K••• C•••••• V•• L•••••pooled vehicle sponsorn
- P•••••• V•• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 28, 2026 to Sep 17, 2026
- Private funds · 6 to unsetMar 28, 2026 to Sep 17, 2026
- Succession · false to unsetMar 28, 2026 to Sep 17, 2026
- Advisory employees · 14 to 15Mar 31, 2025 to Mar 28, 2026
- Assets in custody · $999M to $870MMar 31, 2025 to Mar 28, 2026
- Employees · 21 to 22Mar 31, 2025 to Mar 28, 2026
- Discretionary RAUM · $999M to $870MMar 31, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $999M to $870MMar 31, 2025 to Mar 28, 2026
- RAUM · $999M to $870MMar 31, 2025 to Mar 28, 2026
- Assets in custody · $1.1B to $999MMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $999MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $999MMar 29, 2024 to Mar 31, 2025
- RAUM · $1.1B to $999MMar 29, 2024 to Mar 31, 2025
- Accounts · 8 to 6Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 13 to 14Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 8 to 6Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.3B to $1.1BMar 31, 2023 to Mar 29, 2024
- Employees · 20 to 21Mar 31, 2023 to Mar 29, 2024
- Private funds · 8 to 6Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.3B to $1.1BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.3B to $1.1BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.3B to $1.1BMar 31, 2023 to Mar 29, 2024
- Advisory employees · 14 to 13May 17, 2022 to Mar 31, 2023
- Assets in custody · $1.3B to $1.3BMay 17, 2022 to Mar 31, 2023
- Employees · 19 to 20May 17, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.3B to $1.3BMay 17, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.3B to $1.3BMay 17, 2022 to Mar 31, 2023
- RAUM · $1.3B to $1.3BMay 17, 2022 to Mar 31, 2023
- Accounts · 12 to 8Aug 20, 2021 to Mar 31, 2022
- Advisory employees · 13 to 14Aug 20, 2021 to Mar 31, 2022
- Pooled vehicle clients · 12 to 8Aug 20, 2021 to Mar 31, 2022
- Assets in custody · $1.2B to $1.3BAug 20, 2021 to Mar 31, 2022
- Employees · 20 to 19Aug 20, 2021 to Mar 31, 2022
- Private funds · 12 to 8Aug 20, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.2B to $1.3BAug 20, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.2B to $1.3BAug 20, 2021 to Mar 31, 2022
- RAUM · $1.2B to $1.3BAug 20, 2021 to Mar 31, 2022
- Accounts · 10 to 12Mar 31, 2021 to Aug 19, 2021
- Pooled vehicle clients · 10 to 12Mar 31, 2021 to Aug 19, 2021
Signals
6 dated events
- P•••••• C•••••• reported RAUM $1.2B, up 67% from $694.6M (2021-03-31 to 2021-08-19)Aug 19, 2021 · RAUM change · derived
- James Patrick Jensen (Partner And Senior Principal) appeared on Schedule A of P•••••• C••••••Aug 19, 2021 · Control person joined · fact
- Martin Sean Mcnally (Partner And Senior Principal) appeared on Schedule A of P•••••• C••••••Aug 19, 2021 · Control person joined · fact
- Thomas Christopher Killackey (Partner And Senior Principal) appeared on Schedule A of P•••••• C••••••Aug 19, 2021 · Control person joined · fact
- Ann Barbara Sherlock (Chief Financial Officer) no longer on Schedule A of P•••••• C•••••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- P•••••• C•••••• reported RAUM $695.2M, down 28% from $970.2M (2017-03-31 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- P•••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- P•••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/prairie-capital-lp/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- P••••••-CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-360-1133reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026