DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••• C•••••• I•• S••• L•••
Gross asset value
$264,860
as of Aug 20, 2021; not a fund size
Peak GAV
$8.3M
highest filing
Owners
79
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Oct 24, 2014 to Aug 20, 2021
Reporting history
one row per Form ADV filing
Gross asset value$264,860 as of Aug 20, 2021
Oct 24, 2014$8.3M then
Owners79 as of Aug 20, 2021
Oct 24, 201464 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- LIQUIDATING TRUSTreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Canadian Imperial Bank Of CommerceChicago, Illinois
- Fifth Third BankChicago, Illinois
Across DFX
shared identifiers only
- P•••••• C•••••• I•• S••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons