DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• F•••••••• P••••••• I•••
Latest filing Mar 9, 2026
First filing on the tape Apr 9, 2021 · 9 filings
SEC status approved since May 10, 2021
RAUM
$186M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$186M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$186M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$186M as of Mar 9, 2026
Feb 5, 2022$134M then
HNW client RAUM$157M as of Mar 9, 2026
Feb 5, 2022$95.0M then
State-registered IARs (5.B.3)1 as of Mar 9, 2026
Feb 5, 20221 then
Employees (5.A)1 as of Mar 9, 2026
Feb 5, 20222 then
Private funds: no history
RAUM +12% over the last fiscal year+17% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $186MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 131derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $633,374derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $186M, 131 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M85%
- Individuals$28.5M15%
- Individual clients
- 53reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 293reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $186M for 131 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• A• L•••••Certified Financial Planner | Winchester, Ma | Jan 19, 2011 | 33 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••••• A• L••••• from W••••••• E•••• • C••••••• I•••Jan 19, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• C••••••••• A• · President And Chief Compliance Officercontrolsince 11/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 281 to 293Feb 19, 2025 to Mar 9, 2026
- HNW clients · 66 to 78Feb 19, 2025 to Mar 9, 2026
- Individual clients · 60 to 53Feb 19, 2025 to Mar 9, 2026
- Assets in custody · $166M to $186MFeb 19, 2025 to Mar 9, 2026
- Discretionary RAUM · $166M to $186MFeb 19, 2025 to Mar 9, 2026
- HNW RAUM · $133M to $157MFeb 19, 2025 to Mar 9, 2026
- Individual RAUM · $33.5M to $28.5MFeb 19, 2025 to Mar 9, 2026
- RAUM · $166M to $186MFeb 19, 2025 to Mar 9, 2026
- Accounts · 125 to 281Jan 31, 2024 to Feb 19, 2025
- Business name · L••••• F•••••••• P•••••••• I••• to L••••• F•••••••• P••••••• I•••Jan 31, 2024 to Feb 19, 2025
- HNW clients · 55 to 66Jan 31, 2024 to Feb 19, 2025
- Individual clients · 69 to 60Jan 31, 2024 to Feb 19, 2025
- Assets in custody · $134M to $166MJan 31, 2024 to Feb 19, 2025
- Financial planning clients · 0 to 0Jan 31, 2024 to Feb 19, 2025
- HQ city · unset to Jan 31, 2024 to Feb 19, 2025
- HQ state · unset to Jan 31, 2024 to Feb 19, 2025
- Legal name · L••••• F•••••••• P•••••••• I••• to L••••• F•••••••• P••••••• I•••Jan 31, 2024 to Feb 19, 2025
- Discretionary RAUM · $135M to $166MJan 31, 2024 to Feb 19, 2025
- HNW RAUM · $96.5M to $133MJan 31, 2024 to Feb 19, 2025
- Individual RAUM · $38.9M to $33.5MJan 31, 2024 to Feb 19, 2025
- RAUM · $135M to $166MJan 31, 2024 to Feb 19, 2025
- HNW clients · 40 to 55Mar 24, 2023 to Jan 31, 2024
- Individual clients · 85 to 69Mar 24, 2023 to Jan 31, 2024
- Assets in custody · $117M to $134MMar 24, 2023 to Jan 31, 2024
- Financial planning clients · 1-10 to 0Mar 24, 2023 to Jan 31, 2024
- Discretionary RAUM · $117M to $135MMar 24, 2023 to Jan 31, 2024
- HNW RAUM · $70.0M to $96.5MMar 24, 2023 to Jan 31, 2024
- Individual RAUM · $47.0M to $38.9MMar 24, 2023 to Jan 31, 2024
- RAUM · $117M to $135MMar 24, 2023 to Jan 31, 2024
- Accounts · 271 to 125Feb 24, 2022 to Feb 24, 2023
- HNW clients · 53 to 40Feb 24, 2022 to Feb 24, 2023
- Individual clients · 72 to 85Feb 24, 2022 to Feb 24, 2023
- Assets in custody · $85.0M to $117MFeb 24, 2022 to Feb 24, 2023
- Employees · 2 to 1Feb 24, 2022 to Feb 24, 2023
- Financial planning clients · 0 to 1-10Feb 24, 2022 to Feb 24, 2023
- Discretionary RAUM · $134M to $117MFeb 24, 2022 to Feb 24, 2023
- HNW RAUM · $95.0M to $70.0MFeb 24, 2022 to Feb 24, 2023
- Individual RAUM · $39.0M to $47.0MFeb 24, 2022 to Feb 24, 2023
- RAUM · $134M to $117MFeb 24, 2022 to Feb 24, 2023
- Accounts · 129 to 271Apr 9, 2021 to Feb 5, 2022
Signals
1 dated events
- L••••• F•••••••• P•••••••• I••• filed its initial SEC registration (Form ADV)Apr 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 781-729-1094reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-729-1094reportedpublic record, Form ADV, Mar 9, 2026
- Team page
- larsonfp.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $186Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026