DFX Intelligence

RIA Intelligence

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SEC-registered adviser

H•••••••• P••••••• L•••

Asset manager (funds and pooled vehicles)Nassau, CRD 155703SEC 801-71999website IAPD

Latest filing Mar 20, 2026

First filing on the tape Mar 28, 2012 · 17 filings

SEC status approved since Nov 24, 2010

RAUM

$904M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$904M as of Mar 20, 2026

Mar 28, 2012$2.6B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 20, 2026

Feb 19, 20130 then

Employees (5.A)13 as of Mar 20, 2026

Feb 19, 201314 then

Private funds4 as of Mar 20, 2026

Mar 28, 20124 then

RAUM +16% over the last fiscal year+8.4% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 20, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $129MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +16%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $685M, 6 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$685M76%
Charitable organizations$219M24%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $685M for 6 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.76 institutional_share=0.24 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H•••••••• G••••• F••• L•••	Hedge Fund	$182M	20	Mar 28, 2012
H•••••••• G••••• E••••• F••• L••	Hedge Fund	$144M	26	Mar 28, 2012
H•••••••• G••••• F••• L••	Hedge Fund	$110M	9	Mar 28, 2012
H•••••••• G••••• E••••• F••• ••••••••• P•••••••••	Hedge Fund	$104M	13	Mar 28, 2012

Owners and control persons

Schedule A and B, latest filing

C•••••• G••••••• P••• · Director, Cfocontrol
since 11/2000 · owns 5% to 10%
F••••••••• R••••••• S••• · Director, P•••••••• Managercontrol
since 01/2001 · owns 10% to 25%
H••••••••• M•••• G••••• · Director, Ceo, Ciocontrol
since 11/2000 · owns 50% to 75%
H••••••••• S••••••• G••••••• · Head Tradercontrol
since 01/2001 · owns less than 5%
F•••• I••• D••••• · Director
since 04/2001 · owns less than 5%
J••••••• G•••• E••••• · Director
since 09/2005 · owns less than 5%
Z••• K••••• C•••••••• · Chief Compliance Officer
since 01/2007 · owns less than 5%

Entity owners

F••••••• R••••••••• I••• · Parent
indirect · owns 75% or more of L••• M••••• I••• · public reporting company
L••• M••••• I••• · Parent
indirect · owns 75% or more of T•••••••• W••••••••• I•••
T•••••••• I••••••••• I••• · Parent
indirect · owns 75% or more of T•••••••• G••••• H••••••• L•••
T•••••••• W••••••••• I••• · Parent
indirect · owns 75% or more of T•••••••• I••••••••• I•••
T•••••••• G••••• H••••••• L••• · Shareholder
direct · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Advisers that list H•••••••• P••••••• L••• as a related person

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

high institutional concentrationStatic outlier · filing Mar 20, 2026
institutional share of RAUM of 24% against a peer median of 0% (784 comparable advisers, 99.0th percentile, 8.2 robust deviations)
peers: asset managers, $500M to $1B (784) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 12 to 13
Mar 26, 2025 to Mar 20, 2026
Assets in custody · $605M to $685M
Mar 26, 2025 to Mar 20, 2026
Employees · 12 to 13
Mar 26, 2025 to Mar 20, 2026
Discretionary RAUM · $779M to $904M
Mar 26, 2025 to Mar 20, 2026
Pooled vehicle RAUM · $605M to $685M
Mar 26, 2025 to Mar 20, 2026
RAUM · $779M to $904M
Mar 26, 2025 to Mar 20, 2026
Advisory employees · 13 to 12
Mar 15, 2024 to Mar 26, 2025
Assets in custody · $623M to $605M
Mar 15, 2024 to Mar 26, 2025
Employees · 13 to 12
Mar 15, 2024 to Mar 26, 2025
Financial planning clients · unset to
Mar 15, 2024 to Mar 26, 2025
HQ state · unset to
Mar 15, 2024 to Mar 26, 2025
Discretionary RAUM · $783M to $779M
Mar 15, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $623M to $605M
Mar 15, 2024 to Mar 26, 2025
RAUM · $783M to $779M
Mar 15, 2024 to Mar 26, 2025
Advisory employees · 15 to 13
Mar 28, 2023 to Mar 15, 2024
Assets in custody · $582M to $623M
Mar 28, 2023 to Mar 15, 2024
Employees · 15 to 13
Mar 28, 2023 to Mar 15, 2024
Discretionary RAUM · $709M to $783M
Mar 28, 2023 to Mar 15, 2024
Pooled vehicle RAUM · $582M to $623M
Mar 28, 2023 to Mar 15, 2024
RAUM · $709M to $783M
Mar 28, 2023 to Mar 15, 2024
Assets in custody · $696M to $582M
Mar 24, 2022 to Mar 28, 2023
Discretionary RAUM · $827M to $709M
Mar 24, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $696M to $582M
Mar 24, 2022 to Mar 28, 2023
RAUM · $827M to $709M
Mar 24, 2022 to Mar 28, 2023
Accounts · 8 to 7
Mar 17, 2021 to Mar 24, 2022
Pension plan clients · 1.0 to unset
Mar 17, 2021 to Mar 24, 2022
Assets in custody · $788M to $696M
Mar 17, 2021 to Mar 24, 2022
Discretionary RAUM · $1.1B to $827M
Mar 17, 2021 to Mar 24, 2022
Pension RAUM · 217457380.0 to unset
Mar 17, 2021 to Mar 24, 2022
Pooled vehicle RAUM · $788M to $696M
Mar 17, 2021 to Mar 24, 2022
RAUM · $1.1B to $827M
Mar 17, 2021 to Mar 24, 2022
Advisory employees · 17 to 15
Mar 18, 2020 to Mar 17, 2021
Assets in custody · $2.3B to $788M
Mar 18, 2020 to Mar 17, 2021
Employees · 17 to 15
Mar 18, 2020 to Mar 17, 2021
Discretionary RAUM · $4.3B to $1.1B
Mar 18, 2020 to Mar 17, 2021
Pension RAUM · $1.9B to $217M
Mar 18, 2020 to Mar 17, 2021
Pooled vehicle RAUM · $2.3B to $788M
Mar 18, 2020 to Mar 17, 2021
RAUM · $4.3B to $1.1B
Mar 18, 2020 to Mar 17, 2021
Advisory employees · 18 to 17
Mar 27, 2019 to Mar 18, 2020
Assets in custody · $2.2B to $2.3B
Mar 27, 2019 to Mar 18, 2020

Signals

2 dated events

H•••••••• P••••••• L••• reported RAUM $826.6M, down 26% from $1.1B (2021-03-17 to 2022-03-24)
Mar 24, 2022 · RAUM change · derived
H•••••••• P••••••• L••• reported RAUM $1.1B, down 74% from $4.3B (2020-03-18 to 2021-03-17)
Mar 17, 2021 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: H••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 242-362-7800reportedpublic record, Form ADV, Mar 20, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026