DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F••••••• T•••••••• I••••••••• ••••••• L••••

Former SEC-registered adviserSao Paulo - Sp, CRD 155141SEC 801-71881IAPD
Latest filing Mar 26, 2020
First filing on the tape Mar 30, 2012 · 18 filings
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.3B as of Mar 26, 2020
Mar 30, 2012$970M then
HNW client RAUM$0 as of Mar 26, 2020
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2020
Mar 30, 20120 then
Employees (5.A)29 as of Mar 26, 2020
Mar 27, 201324 then
Private funds: no history
RAUM +16% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$66.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.2B52%
  • Corporations and businesses$943M43%
  • Sovereign wealth funds$112M5.1%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
35reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• A•••••• J•••• · President Of The Consulting Boardcontrol
        since 03/2016 · owns less than 5%
      • G••••••••• M•••••• V••••••• M• D• · Presidentcontrol
        since 04/2013 · owns less than 5%
      • P••••••• J••• A••••• · Member Of The Consulting Boardcontrol
        since 07/2006 · owns less than 5%
      • S••••••• G••••••• G••••• · Member Of The Consulting Boardcontrol
        since 10/2016 · owns less than 5%
      Entity owners
      • F••••••• T•••••••• C•••••• H••••••• P•••••• L•••••• · 99.99% Shareholder
        direct · owns 75% or more
      • F••••••• R••••••••• I••• · Parent Corporation Of Twi
        indirect · owns 75% or more of T•••••••• W••••••••• I••• · public reporting company
      • T•••••••• I••••••••• I••• · Parent Corporation Of Ftch
        indirect · owns 75% or more of F••••••• T•••••••• C•••••• H••••••• P•••••• L••••••
      • T•••••••• W••••••••• I••• · Parent Corporation Of Tii
        indirect · owns 75% or more of T•••••••• I••••••••• I•••
      Related persons
      Schedule D 7.A
      Advisers that list F••••••• T•••••••• I••••••••• ••••••• L•••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 38 to 35
        Apr 25, 2019 to Mar 26, 2020
      • Corporate clients · 14 to 13
        Apr 25, 2019 to Mar 26, 2020
      • Pooled vehicle clients · 21 to 19
        Apr 25, 2019 to Mar 26, 2020
      • Employees · 30 to 29
        Apr 25, 2019 to Mar 26, 2020
      • Discretionary RAUM · $2.0B to $2.3B
        Apr 25, 2019 to Mar 26, 2020
      • Pooled vehicle RAUM · $1.2B to $1.2B
        Apr 25, 2019 to Mar 26, 2020
      • RAUM · $2.0B to $2.3B
        Apr 25, 2019 to Mar 26, 2020
      • Accounts · 31 to 38
        Sep 25, 2018 to Mar 27, 2019
      • Corporate clients · 12 to 14
        Sep 25, 2018 to Mar 27, 2019
      • Pension plan clients · unset to 0.0
        Sep 25, 2018 to Mar 27, 2019
      • Pooled vehicle clients · 18 to 21
        Sep 25, 2018 to Mar 27, 2019
      • Discretionary RAUM · $2.0B to $2.0B
        Sep 25, 2018 to Mar 27, 2019
      • Pension RAUM · $13.7M to $0
        Sep 25, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $1.5B to $1.2B
        Sep 25, 2018 to Mar 27, 2019
      • RAUM · $2.0B to $2.0B
        Sep 25, 2018 to Mar 27, 2019
      • Advisory activities · 3 to 4
        Aug 13, 2018 to Sep 25, 2018
      • Advisory employees · 13 to 10
        Sep 26, 2017 to Mar 29, 2018
      • Charity clients · unset to 0.0
        Sep 26, 2017 to Mar 29, 2018
      • Corporate clients · unset to 12.0
        Sep 26, 2017 to Mar 29, 2018
      • HNW clients · unset to 0.0
        Sep 26, 2017 to Mar 29, 2018
      • Individual clients · unset to 0.0
        Sep 26, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 18.0
        Sep 26, 2017 to Mar 29, 2018
      • Employees · 33 to 30
        Sep 26, 2017 to Mar 29, 2018
      • Other offices · unset to 1.0
        Sep 26, 2017 to Mar 29, 2018
      • Discretionary RAUM · $1.6B to $2.0B
        Sep 26, 2017 to Mar 29, 2018
      • HNW RAUM · unset to 0.0
        Sep 26, 2017 to Mar 29, 2018
      • Individual RAUM · unset to 0.0
        Sep 26, 2017 to Mar 29, 2018
      • Pension RAUM · unset to 13714150.0
        Sep 26, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 1506002912.0
        Sep 26, 2017 to Mar 29, 2018
      • RAUM · $1.6B to $2.0B
        Sep 26, 2017 to Mar 29, 2018
      • Accounts · 32 to 31
        Sep 1, 2016 to Mar 28, 2017
      • Advisory employees · 12 to 13
        Sep 1, 2016 to Mar 28, 2017
      • Advisory activities · 4 to 3
        Sep 1, 2016 to Mar 28, 2017
      • Employees · 34 to 33
        Sep 1, 2016 to Mar 28, 2017
      • Discretionary RAUM · $387M to $1.6B
        Sep 1, 2016 to Mar 28, 2017
      • RAUM · $387M to $1.6B
        Sep 1, 2016 to Mar 28, 2017
      • Accounts · 36 to 32
        Mar 23, 2015 to Mar 24, 2016
      • Advisory employees · 13 to 12
        Mar 23, 2015 to Mar 24, 2016
      • Advisory activities · 2 to 4
        Mar 23, 2015 to Mar 24, 2016
      • Employees · 32 to 34
        Mar 23, 2015 to Mar 24, 2016
      Signals
      2 dated events
      • Yukio Adriano Ouchi (Member Of The Consulting Board) no longer on Schedule A of F••••••• T•••••••• I••••••••• ••••••• L•••• (listed 2019-03-27, absent 2019-04-25)
        Apr 25, 2019 · Control person left · inference
      • F••••••• T•••••••• I••••••••• ••••••• L•••• reported RAUM $2.0B, up 32% from $1.6B (2017-09-26 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026