DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• M•••• • A•••••••••
Legal name K•••• H•••••••• I•••
Latest filing Mar 23, 2026
First filing on the tape May 10, 2018 · 15 filings
SEC status approved since Jun 8, 2018
RAUM
$189M
reported, Item 5.F
Discretionary
34%
of RAUM
Private clients
91%
$172M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$94.4M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$189M as of Mar 23, 2026
Mar 26, 2019$91.5M then
HNW client RAUM$128M as of Mar 23, 2026
Mar 26, 2019$57.0M then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 26, 20190 then
Employees (5.A)5 as of Mar 23, 2026
Mar 26, 20195 then
Private funds: no history
RAUM +13% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $94.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $478,210derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 34%derivedof RAUM
- Institutional
- 8.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Wrap fee program
- $147MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$128M68%
- Individuals$44.2M23%
- Pension and profit-sharing plans$14.3M7.6%
- Charitable organizations$2.4M1.3%
- Individual clients
- 110reported
- HNW clients
- 56reported
- Pension plan clients
- 4reported
- Charitable clients
- 1reported
- Accounts
- 395reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• E••••• H•••••••Certified Financial Planner | La Jolla, Ca | Apr 5, 2011 | 39 y | 2 |
| N••••• A•••• M••••Certified Financial Planner | La Jolla, Ca | May 3, 2018 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• E••••• H••••••• from M•••••• W••••• M••••••••• I•••Apr 5, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••••• K••••• E••••• · President / Ceo / Chief Compliance Officercontrolsince 05/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| La Jolla, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Charity clients · unset to 1.0Mar 10, 2025 to Mar 23, 2026
- HNW clients · 52 to 56Mar 10, 2025 to Mar 23, 2026
- Individual clients · 113 to 110Mar 10, 2025 to Mar 23, 2026
- Pension plan clients · unset to 4.0Mar 10, 2025 to Mar 23, 2026
- Discretionary RAUM · $45.8M to $63.3MMar 10, 2025 to Mar 23, 2026
- HNW RAUM · $111M to $128MMar 10, 2025 to Mar 23, 2026
- Individual RAUM · $41.5M to $44.2MMar 10, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $122M to $126MMar 10, 2025 to Mar 23, 2026
- Pension RAUM · $12.4M to $14.3MMar 10, 2025 to Mar 23, 2026
- RAUM · $167M to $189MMar 10, 2025 to Mar 23, 2026
- Accounts · 387 to 395Mar 23, 2024 to Mar 10, 2025
- HNW clients · 53 to 52Mar 23, 2024 to Mar 10, 2025
- Individual clients · 112 to 113Mar 23, 2024 to Mar 10, 2025
- Pension plan clients · 6.0 to unsetMar 23, 2024 to Mar 10, 2025
- Financial planning clients · 0 to 0Mar 23, 2024 to Mar 10, 2025
- Discretionary RAUM · $42.4M to $45.8MMar 23, 2024 to Mar 10, 2025
- HNW RAUM · $90.4M to $111MMar 23, 2024 to Mar 10, 2025
- Individual RAUM · $36.3M to $41.5MMar 23, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $105M to $122MMar 23, 2024 to Mar 10, 2025
- Pension RAUM · $18.4M to $12.4MMar 23, 2024 to Mar 10, 2025
- RAUM · $148M to $167MMar 23, 2024 to Mar 10, 2025
- Accounts · 396 to 387Jan 8, 2024 to Mar 23, 2024
- HNW clients · 56 to 53Jan 8, 2024 to Mar 23, 2024
- Pension plan clients · 5 to 6Jan 8, 2024 to Mar 23, 2024
- Discretionary RAUM · $31.0M to $42.4MJan 8, 2024 to Mar 23, 2024
- HNW RAUM · $82.3M to $90.4MJan 8, 2024 to Mar 23, 2024
- Individual RAUM · $33.4M to $36.3MJan 8, 2024 to Mar 23, 2024
- Non-discretionary RAUM · $103M to $105MJan 8, 2024 to Mar 23, 2024
- Pension RAUM · $15.9M to $18.4MJan 8, 2024 to Mar 23, 2024
- RAUM · $134M to $148MJan 8, 2024 to Mar 23, 2024
- Business name · H••••••• A•• A••••••••• to H••••••• M•••• • A•••••••••Dec 26, 2023 to Jan 8, 2024
- Accounts · 381 to 396Jun 9, 2022 to Mar 31, 2023
- HNW clients · 58 to 56Jun 9, 2022 to Mar 31, 2023
- Individual clients · 107 to 112Jun 9, 2022 to Mar 31, 2023
- Employees · 4 to 5Jun 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $38.8M to $31.0MJun 9, 2022 to Mar 31, 2023
- HNW RAUM · $102M to $82.3MJun 9, 2022 to Mar 31, 2023
- Individual RAUM · $37.1M to $33.4MJun 9, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $121M to $103MJun 9, 2022 to Mar 31, 2023
- Pension RAUM · $18.9M to $15.9MJun 9, 2022 to Mar 31, 2023
Signals
1 dated events
- H••••••• A•• A••••••••• filed its initial SEC registration (Form ADV)May 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 858-551-1040reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-558-7567reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 858-456-2739reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- hamiltonmanorandassociates.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 858-551-1040reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- hamiltonmanorandassociates.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- hamiltonmanorandassociates.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026