DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Skyview Investment Advisors LLC
Latest filing Mar 4, 2014
First filing on the tape Mar 23, 2012 · 5 filings
RAUM
$188M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$5.3M gross assets
History
5 filings and snapshots on the tape
RAUM$188M as of Mar 4, 2014
Mar 23, 2012$105M then
HNW client RAUM: no history
State-registered IARs (5.B.3)7 as of Mar 4, 2014
Mar 23, 20120 then
Employees (5.A)8 as of Mar 4, 2014
Mar 21, 20139 then
Private funds1 as of Mar 4, 2014
Mar 23, 20121 then
RAUM +36% over the last fiscal yearIARs 8 to 7
Practice profile
derived from the filing of Mar 4, 2014; every figure names its basis
- RAUM per advisor
- $26.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $62.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Custody
- $5.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.3M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Damon Andrew Campbell to Bpv Capital Management, LLCMar 20, 2015 · Other
- Lawrence Philip Chiarello to Bpv Capital Management, LLCMar 20, 2015 · Other
- Steven Joseph Turi to Bpv Capital Management, LLCMar 20, 2015 · Other
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Bpv Capital Management, LLCMar 20, 2015 · Shrewsbury, Nj · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sky View Long/Short Equity Fund LLC | Hedge Fund | $5.3M | 5 | Mar 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Philip Lawrence Chiarello · Membercontrolsince 01/2010 · owns 10% to 25%
- Joseph Andrew Melnick · Managing Member/Chief Compliance Officercontrolsince 01/2010 · owns 25% to 50%
- Joseph Steven Turi · Managing Member/Chief Investment Officercontrolsince 01/2010 · owns 25% to 50%
- Scott Andrew Veasey · Membercontrolsince 03/2013 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 3Sep 13, 2013 to Mar 4, 2014
- Advisory activities · 4 to 5Sep 13, 2013 to Mar 4, 2014
- Discretionary RAUM · $25.0M to $188MSep 13, 2013 to Mar 4, 2014
- Non-discretionary RAUM · $113M to $0Sep 13, 2013 to Mar 4, 2014
- RAUM · $138M to $188MSep 13, 2013 to Mar 4, 2014
- Employees · 9 to 8Mar 21, 2013 to Sep 13, 2013
- State-registered IARs · 8 to 7Mar 21, 2013 to Sep 13, 2013
- Accounts · 3 to 5May 18, 2012 to Mar 21, 2013
- Advisory employees · unset to 7.0May 18, 2012 to Mar 21, 2013
- BD registered reps · 0 to 1May 18, 2012 to Mar 21, 2013
- Employees · unset to 9.0May 18, 2012 to Mar 21, 2013
- State-registered IARs · 0 to 8May 18, 2012 to Mar 21, 2013
- Discretionary RAUM · $30.0M to $25.0MMay 18, 2012 to Mar 21, 2013
- Non-discretionary RAUM · $75.0M to $113MMay 18, 2012 to Mar 21, 2013
- RAUM · $105M to $138MMay 18, 2012 to Mar 21, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026