DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• • M••••• A•••• M••••••••• L•• D•••• T• A•••••••• L•
Legal name T••••• • M••••• W••••• M••••••••• L••
Latest filing Mar 9, 2026
First filing on the tape Apr 10, 2018 · 33 filings
SEC status approved since May 8, 2018
RAUM
$513M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
82%
$421M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$73.2M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$513M as of Mar 9, 2026
Feb 27, 2019$148M then
HNW client RAUM$279M as of Mar 9, 2026
Feb 27, 2019$31.9M then
State-registered IARs (5.B.3)7 as of Mar 9, 2026
Feb 27, 20195 then
Employees (5.A)8 as of Mar 9, 2026
Feb 27, 20195 then
Private funds: no history
RAUM +57% over the last fiscal year+32% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $73.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $488,570derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$279M54%
- Individuals$142M28%
- Pension and profit-sharing plans$88.8M17%
- Corporations and businesses$2.8M0.5%
- Individual clients
- 357reported
- HNW clients
- 63reported
- Pension plan clients
- 30reported
- Charitable clients
- 0reported
- Accounts
- 1,049reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• A•••• Q••••• | Troy, Mi | Dec 20, 2006 | 44 y | 0 |
| B•••• E•••• Q•••••Certified Financial Planner | Grand Blanc, Mi | Jan 13, 2011 | 20 y | 0 |
| R••••• T••••• T••••• | Troy, Mi | Mar 18, 2011 | 16 y | 1 |
| B•••• J•••••• L•••Certified Financial Planner | Troy, Mi | Sep 22, 2017 | 13 y | 0 |
| A••••• D••••• M••••• | Troy, Mi | Jan 11, 2021 | 10 y | 1 |
| B•••• J•••• L•••Certified Financial Planner | Troy, Mi | Mar 16, 2022 | 11 y | 1 |
| B•••••• J•••• T••••• | Charlotte, Nc | Dec 2, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••• H••••• D•••••• F•••• to A••••••• W••••• M•••••••••Dec 18, 2018 · RIA to a state-registered adviser
Joined, latest
- B•••• J•••• L••• from P••••• M•••• F•••••••• A•••••••Mar 16, 2022 · RIA to RIA
- A••••• D••••• M••••• from P••••• M•••• F•••••••• A•••••••Jan 11, 2021 · RIA to RIA
- C•••• H••••• D•••••• F•••• from W••••• D••••• I••••••••• I•••May 7, 2013 · Other
- R••••• T••••• T••••• from 1•• G••••• A••••••• I••Mar 18, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• R•••••• T••••• · Managing Member/Chief Compliance Officercontrolsince 07/2010 · owns 75% or more
Related persons
Schedule D 7.A
- R••••• T••••• T•••••n
- T••••• • M•••••• P•••insurancey
- T••••• C•••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Flint, MI4 employees
- Grand Blanc, MI2 employees
- Charlotte, NC1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up clients flatCombination · filing Mar 9, 2026RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $326,999,538 to $512,510,120, advisors 6 to 7, private clients 418 to 420, offices 3 to 3 (2025-01-17 to 2026-03-09)peers: independent wealth managers, $500M to $1B (1,482)
- RAUM up 50 %Change between filings · filing Mar 9, 2026RAUM (Item 5.F) moved from $326,999,538 to $512,510,120 (+57.0%) between the annual amendments of 2025-01-17 and 2026-03-09; the peer median change was +16.0% (1385 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 995 to 1,049Dec 22, 2025 to Mar 9, 2026
- HNW clients · 52 to 63Dec 22, 2025 to Mar 9, 2026
- Individual clients · 366 to 357Dec 22, 2025 to Mar 9, 2026
- Pension plan clients · 10 to 30Dec 22, 2025 to Mar 9, 2026
- Financial planning clients · 51-100 to 251-500Dec 22, 2025 to Mar 9, 2026
- Discretionary RAUM · $327M to $470MDec 22, 2025 to Mar 9, 2026
- HNW RAUM · $170M to $279MDec 22, 2025 to Mar 9, 2026
- Individual RAUM · $114M to $142MDec 22, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $0 to $42.7MDec 22, 2025 to Mar 9, 2026
- Pension RAUM · $40.4M to $88.8MDec 22, 2025 to Mar 9, 2026
- RAUM · $327M to $513MDec 22, 2025 to Mar 9, 2026
- Advisory employees · 6 to 7Oct 2, 2025 to Dec 22, 2025
- Business name · T••••• • M••••• A•••• M••••••••• L•• to T••••• • M••••• A•••• M••••••••• L•• D•••• T• A•••••••• L•Oct 2, 2025 to Dec 22, 2025
- Employees · 7 to 8Oct 2, 2025 to Dec 22, 2025
- State-registered IARs · 6 to 7Oct 2, 2025 to Dec 22, 2025
- Advisory activities · 3 to 4Jan 17, 2025 to Oct 2, 2025
- Accounts · 935 to 995Jan 31, 2024 to Jan 17, 2025
- HNW clients · 48 to 52Jan 31, 2024 to Jan 17, 2025
- Individual clients · 348 to 366Jan 31, 2024 to Jan 17, 2025
- Financial planning clients · 11-25 to 51-100Jan 31, 2024 to Jan 17, 2025
- Discretionary RAUM · $278M to $327MJan 31, 2024 to Jan 17, 2025
- HNW RAUM · $144M to $170MJan 31, 2024 to Jan 17, 2025
- Individual RAUM · $96.0M to $114MJan 31, 2024 to Jan 17, 2025
- Pension RAUM · $34.7M to $40.4MJan 31, 2024 to Jan 17, 2025
- RAUM · $278M to $327MJan 31, 2024 to Jan 17, 2025
- Accounts · 879 to 935Jan 3, 2024 to Jan 31, 2024
- HNW clients · 43 to 48Jan 3, 2024 to Jan 31, 2024
- Individual clients · 337 to 348Jan 3, 2024 to Jan 31, 2024
- Pension plan clients · 9 to 10Jan 3, 2024 to Jan 31, 2024
- Financial planning clients · 1-10 to 11-25Jan 3, 2024 to Jan 31, 2024
- HQ city · FLINT to TROYJan 3, 2024 to Jan 31, 2024
- Discretionary RAUM · $223M to $278MJan 3, 2024 to Jan 31, 2024
- HNW RAUM · $103M to $144MJan 3, 2024 to Jan 31, 2024
- Individual RAUM · $86.5M to $96.0MJan 3, 2024 to Jan 31, 2024
- Pension RAUM · $30.4M to $34.7MJan 3, 2024 to Jan 31, 2024
- RAUM · $223M to $278MJan 3, 2024 to Jan 31, 2024
- Advisory employees · 7 to 6Sep 8, 2023 to Sep 10, 2023
- Employees · 8 to 7Sep 8, 2023 to Sep 10, 2023
- State-registered IARs · 7 to 6Sep 8, 2023 to Sep 10, 2023
- Accounts · 873 to 879Jan 24, 2023 to Jan 30, 2023
Signals
2 dated events
- T••••• • M••••• A•••• M••••••••• L•• D•••• T• A•••••••• L• reported RAUM $512.5M, up 57% from $327.0M (2025-12-22 to 2026-03-09)Mar 9, 2026 · RAUM change · derived
- T••••• • M••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@tmadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-688-9399reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- tmadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-688-9399reportedpublic record, Form ADV, Mar 9, 2026
- Contact form
- tmadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- tmadvisors.com/team/robert-t-taylorreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026