DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• S••••• C••••••• L••
Latest filing Aug 27, 2026
First filing on the tape Mar 23, 2012 · 29 filings
SEC status approved since Mar 23, 2011
RAUM
$93.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
29%
$27.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$93.8M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$93.8M as of Aug 27, 2026
Mar 23, 2012$312M then
HNW client RAUM$26.6M as of Aug 27, 2026
Jan 9, 2018$7.6M then
State-registered IARs (5.B.3)1 as of Aug 27, 2026
Mar 23, 20120 then
Employees (5.A)2 as of Aug 27, 2026
Apr 1, 20138 then
Private funds1 as of Aug 27, 2026
Mar 28, 20221 then
RAUM -26% over the last fiscal year-39% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $93.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $5.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -52%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $13.5M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$53.3M57%
- High-net-worth individuals$26.6M28%
- Pooled investment vehicles$13.5M14%
- Individuals$510,0000.5%
- Individual clients
- 3reported
- HNW clients
- 10reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13.5M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.29 fund_share=0.14 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• •••• B••••••••Chartered Financial Analyst | Hermosa Beach, Ca | Mar 31, 2026 | 41 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• P••••••• F••• L• | Hedge Fund | $8.6M | 18 | Nov 2, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• J••••••• •••• · Principal, Portfolio Managercontrolsince 06/2011 · owns 75% or more
- W••••• M••••••• J•••• · President, Ccocontrolsince 10/2024 · owns less than 5%
Entity owners
- C••• S••••• E•••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 37 to 18Jun 5, 2025 to Mar 31, 2026
- Advisory activities · 5 to 3Jun 5, 2025 to Mar 31, 2026
- Charity clients · 3 to 0Jun 5, 2025 to Mar 31, 2026
- HNW clients · 9 to 10Jun 5, 2025 to Mar 31, 2026
- Individual clients · 18 to 3Jun 5, 2025 to Mar 31, 2026
- Pension plan clients · 1 to 0Jun 5, 2025 to Mar 31, 2026
- Assets in custody · $11.2M to $13.5MJun 5, 2025 to Mar 31, 2026
- State-registered IARs · 0 to 1Jun 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $127M to $93.8MJun 5, 2025 to Mar 31, 2026
- HNW RAUM · $21.8M to $26.6MJun 5, 2025 to Mar 31, 2026
- Individual RAUM · $8.9M to $510,000Jun 5, 2025 to Mar 31, 2026
- Pension RAUM · $15.8M to $0Jun 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $11.2M to $13.5MJun 5, 2025 to Mar 31, 2026
- RAUM · $127M to $93.8MJun 5, 2025 to Mar 31, 2026
- Wrap assets (manager) · 7624527.0 to unsetJun 5, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · 0.0 to unsetJun 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 5, 2025
- HQ city · EL SEGUNDO to HERMOSA BEACHMar 28, 2025 to Jun 5, 2025
- Accounts · 66 to 37Oct 9, 2024 to Mar 28, 2025
- Advisory employees · 2 to 1Oct 9, 2024 to Mar 28, 2025
- Charity clients · 4 to 3Oct 9, 2024 to Mar 28, 2025
- Corporate clients · 5 to 4Oct 9, 2024 to Mar 28, 2025
- Individual clients · 40 to 18Oct 9, 2024 to Mar 28, 2025
- Pension plan clients · unset to 1.0Oct 9, 2024 to Mar 28, 2025
- Assets in custody · $8.6M to $11.2MOct 9, 2024 to Mar 28, 2025
- Employees · 3 to 2Oct 9, 2024 to Mar 28, 2025
- Discretionary RAUM · $364M to $127MOct 9, 2024 to Mar 28, 2025
- HNW RAUM · $18.6M to $21.8MOct 9, 2024 to Mar 28, 2025
- Individual RAUM · $29.3M to $8.9MOct 9, 2024 to Mar 28, 2025
- Pension RAUM · $120M to $15.8MOct 9, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.6M to $11.2MOct 9, 2024 to Mar 28, 2025
- RAUM · $364M to $127MOct 9, 2024 to Mar 28, 2025
- Wrap assets (manager) · $9.5M to $7.6MOct 9, 2024 to Mar 28, 2025
- Advisory employees · 4 to 2Mar 21, 2024 to Oct 9, 2024
- Employees · 7 to 3Mar 21, 2024 to Oct 9, 2024
- Accounts · 88 to 66Mar 21, 2023 to Mar 21, 2024
- Advisory employees · 5 to 4Mar 21, 2023 to Mar 21, 2024
- Charity clients · 6 to 4Mar 21, 2023 to Mar 21, 2024
- Corporate clients · 8 to 5Mar 21, 2023 to Mar 21, 2024
- HNW clients · 18 to 9Mar 21, 2023 to Mar 21, 2024
Signals
4 dated events
- C••• S••••• C••••••• L•• reported RAUM $126.7M, down 65% from $364.0M (2024-10-09 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Nabil Emil Merihan Tynan (Chief Compliance Officer) no longer on Schedule A of C••• S••••• C••••••• L•• (listed 2024-03-21, absent 2024-10-09)Oct 9, 2024 · Control person left · inference
- C••• S••••• C••••••• L•• reported RAUM $406.7M, down 32% from $600.1M (2022-12-19 to 2023-03-21)Mar 21, 2023 · RAUM change · derived
- C••• S••••• C••••••• L•• reported RAUM $629.9M, down 29% from $884.1M (2020-06-17 to 2021-03-10)Mar 10, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c•••••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 424-221-5888reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 424-221-5897reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cove-street-capital/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 424-221-5897reportedpublic record, Form ADV, Aug 27, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026