DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• R•••• T••••• G••••
Legal name P••• R•••• T••••• G••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Feb 3, 2012 · 25 filings
SEC status approved since Feb 10, 2012
RAUM
$340M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
100%
$340M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$56.7M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$340M as of Mar 27, 2026
Mar 6, 2013$61.8M then
HNW client RAUM$248M as of Mar 27, 2026
Jan 25, 2018$32.5M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Mar 6, 20133 then
Employees (5.A)5 as of Mar 27, 2026
Mar 6, 20134 then
Private funds: no history
RAUM +16% over the last fiscal year+16% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $56.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $396,915derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$248M73%
- Individuals$92.4M27%
- Individual clients
- 305reported
- HNW clients
- 135reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 857reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• P•••••• R•••• | Pittsford, Ny | Oct 30, 2018 | 40 y | 2 |
| R••• D••••• W••••• | Pittsford, Ny | Jun 16, 2021 | 17 y | 2 |
| J••• A•• P••• | Pittsford, Ny | Jun 16, 2021 | 41 y | 1 |
| K•••• P•••••• T•••••Certified Financial Planner | Pittsford, Ny | Jun 16, 2021 | 29 y | 1 |
| W•••• L••• D•••••• | Pittsford, Ny | Jun 11, 2024 | 27 y | 1 |
| S••••• A•••••••• P••• | Pittsford, Ny | May 4, 2026 | 10 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• A•••••••• P••• from J••• M••••• S••••••••• L••May 4, 2026 · Wirehouse to independent RIA
- W•••• L••• D•••••• from C•••••• G•••• • C• I••Jun 11, 2024 · Affiliated broker-dealer or bank to independent RIA
- J••• A•• P••• from C•••••• G•••• • C• I••Jun 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- R••• D••••• W••••• from C•••••• G•••• • C• I••Jun 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- K•••• P•••••• T••••• from C•••••• G•••• • C• I••Jun 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- D•••• P•••••• R•••• from C•••••• G•••• • C• I••Oct 30, 2018 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from C•••••• G•••• • C• I••Jul 10, 2025 · Pittsford, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••• J•••• A•• · President/Secretarycontrolsince 01/2022 · owns 50% to 75%
- T•••••• K••••• P•••••• · Vice President/Chief Compliance Officer/Treasurercontrolsince 01/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsford, Ny · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 852 to 857Aug 12, 2025 to Mar 27, 2026
- Advisory employees · 6 to 5Aug 12, 2025 to Mar 27, 2026
- BD registered reps · 6 to 5Aug 12, 2025 to Mar 27, 2026
- HNW clients · 125 to 135Aug 12, 2025 to Mar 27, 2026
- Individual clients · 280 to 305Aug 12, 2025 to Mar 27, 2026
- Pension plan clients · 0.0 to unsetAug 12, 2025 to Mar 27, 2026
- Employees · 6 to 5Aug 12, 2025 to Mar 27, 2026
- State-registered IARs · 6 to 5Aug 12, 2025 to Mar 27, 2026
- Discretionary RAUM · $265M to $314MAug 12, 2025 to Mar 27, 2026
- HNW RAUM · $205M to $248MAug 12, 2025 to Mar 27, 2026
- Individual RAUM · $87.9M to $92.4MAug 12, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $28.3M to $25.8MAug 12, 2025 to Mar 27, 2026
- Pension RAUM · 0.0 to unsetAug 12, 2025 to Mar 27, 2026
- RAUM · $293M to $340MAug 12, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 101-250Mar 11, 2025 to Jul 15, 2025
- Insurance-licensed employees · 0 to 5Feb 28, 2025 to Mar 11, 2025
- Accounts · 789 to 852Feb 23, 2024 to Feb 28, 2025
- Advisory employees · 5 to 6Feb 23, 2024 to Feb 28, 2025
- BD registered reps · 5 to 6Feb 23, 2024 to Feb 28, 2025
- HNW clients · 381 to 125Feb 23, 2024 to Feb 28, 2025
- Individual clients · 263 to 280Feb 23, 2024 to Feb 28, 2025
- Pension plan clients · 5 to 0Feb 23, 2024 to Feb 28, 2025
- Employees · 5 to 6Feb 23, 2024 to Feb 28, 2025
- State-registered IARs · 5 to 6Feb 23, 2024 to Feb 28, 2025
- Discretionary RAUM · $240M to $265MFeb 23, 2024 to Feb 28, 2025
- HNW RAUM · $132M to $205MFeb 23, 2024 to Feb 28, 2025
- Individual RAUM · $108M to $87.9MFeb 23, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $15.7M to $28.3MFeb 23, 2024 to Feb 28, 2025
- Pension RAUM · $15.7M to $0Feb 23, 2024 to Feb 28, 2025
- RAUM · $256M to $293MFeb 23, 2024 to Feb 28, 2025
- Accounts · 694 to 789Sep 28, 2023 to Feb 23, 2024
- Advisory employees · 6 to 5Sep 28, 2023 to Feb 23, 2024
- Advisory activities · 4 to 3Sep 28, 2023 to Feb 23, 2024
- BD registered reps · 6 to 5Sep 28, 2023 to Feb 23, 2024
- HNW clients · 70 to 381Sep 28, 2023 to Feb 23, 2024
- Individual clients · 299 to 263Sep 28, 2023 to Feb 23, 2024
- Employees · 6 to 5Sep 28, 2023 to Feb 23, 2024
- Insurance-licensed employees · 5 to 0Sep 28, 2023 to Feb 23, 2024
- State-registered IARs · 6 to 5Sep 28, 2023 to Feb 23, 2024
- Discretionary RAUM · $203M to $240MSep 28, 2023 to Feb 23, 2024
Signals
2 dated events
- 5 advisors left C•••••• G•••• • C• I•• (Pittsford, NY) for P••• R•••• T••••• G•••• on the same dayJul 10, 2025 · Team lift-out · derived
- Patrick David R•••• (President) no longer on Schedule A of P••• R•••• T••••• G•••• (listed 2021-04-12, absent 2022-01-17)Jan 17, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-877-4439reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 585-249-1030reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/post-resch-tallon-group/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 585-249-1030reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- postreschtallon.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- postreschtallon.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026