DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••••••• A•••• M••••••••• L•

Asset manager (funds and pooled vehicles)West Palm Beach, FloridaCRD 156366SEC 801-73476website IAPD

Latest filing Mar 30, 2026

First filing on the tape Feb 13, 2012 · 50 filings

SEC status approved since Mar 20, 2012

RAUM

$1.5B

reported, Item 5.F

Discretionary

92%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

10 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

50 filings and snapshots on the tape

RAUM$1.5B as of Mar 30, 2026

Apr 1, 2013$1.7B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Apr 1, 20130 then

Employees (5.A)29 as of Mar 30, 2026

Apr 1, 201327 then

Private funds20 as of Mar 30, 2026

Apr 1, 20135 then

RAUM +30% over the last fiscal year+8.6% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $28.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 92%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +30%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.5B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 52reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

31 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S•••••••• O••••••••• P••••••• L•no longer reported	Hedge Fund	$274M	83	Feb 13, 2012
S•••••••• C•••••• M••••• F••• L•	Private Equity Fund	$163M	38	Mar 28, 2019
S•••••••• O•••• F••• L•	Private Equity Fund	$160M	3	Feb 4, 2021
S•••••••• C•••••• M••••• F••• I• L•	Private Equity Fund	$102M	63	Nov 10, 2021
S•••••••• L••••• M• L•	Hedge Fund	$102M	88	Feb 13, 2012
S•••••••• M••••••••• M••••• L•• • S••••• S•	Private Equity Fund	$76.9M	13	Jan 28, 2019
S•••••••• O••••••••• M• L•••	Hedge Fund	$74.0M	116	Feb 13, 2012
S•••••••• C•••••• M••••••••• M••••• L•• • S••••• T•	Private Equity Fund	$70.5M	25	Oct 21, 2020
S•••••••• M••••••••• M••••• L•• • S••••• C• I•no longer reported	Hedge Fund	$64.0M	2	Feb 29, 2016
S•••••••• M••••••••• M••••• L•• • S••••• A•••	Private Equity Fund	$59.6M	19	Feb 26, 2018
S•••••••• C•••••• M••••••••• M••••• L•• • S••••• E•	Private Equity Fund	$57.8M	2	Mar 30, 2020
S•••••••• M••••••••• M••••• L•• • S••••• A••	Hedge Fund	$54.7M	14	Apr 25, 2022
S•••••••• H•••• M••••• F••• L••no longer reported	Hedge Fund	$36.6M	1	Apr 1, 2013
S•••••••• M••••••••• M••••• L•• • S••••• S•••no longer reported	Hedge Fund	$31.2M	4	Nov 19, 2013
S•••••••• L••••• E••••• M••••• L•••no longer reported	Hedge Fund	$15.1M	2	May 27, 2016
S•••••••• M••••••••• M••••• L•• • S••••• E•••no longer reported	Hedge Fund	$13.8M	15	Nov 19, 2013
S•••••••• M••••••••• M••••• L•• • S••••• U••	Hedge Fund	$13.4M	4	Jan 27, 2014
S•••••••• C•••••• M••••••••• M••••• L•• • S••••• C••	Private Equity Fund	$13.0M	53	Mar 29, 2024
S•••••••• M••••••••• M••••• L•• • S••••• S•no longer reported	Hedge Fund	$8.1M	6	Nov 19, 2013
S•••••••• C•••••• M••••••••• M••••• L•• • S••••• E•	Private Equity Fund	$8.0M	2	Mar 29, 2024
S•••••••• M••••••••• M••••• L•• • S••••• E•	Hedge Fund	$7.2M	4	Nov 19, 2013
S•••••••• C•••••• M••••••••• M••••• L•• • S••••• A•	Private Equity Fund	$6.1M	2	Nov 10, 2021
S•••••••• M••••••••• M••••• L••••••••• U•• I•	Hedge Fund	$3.0M	3	Mar 31, 2014
S•••••••• M••••••••• M••••• L•• • S••••• C• I•	Hedge Fund	$2.2M	2	Feb 28, 2020
S•••••••• C•••••• M••••••••• M••••• L•• • S••••• C••	Private Equity Fund	$1.2M	2	Aug 7, 2024
S•••••••• C•••••• M••••••••• L•• • S••••• C••	Private Equity Fund	$1.2M	2	Mar 1, 2023
S•••••••• C••••••• M••••• F••• L•no longer reported	Hedge Fund	$0	0	Feb 13, 2012
R•••• O• M••••• F•••• L•••	Hedge Fund	$0	0	Feb 13, 2012
S•••••••• M••••••••• M••••• L•• • S••••• S•• I••••••• O••••••••• F•••	Private Equity Fund	$0	0	Feb 26, 2018
S•••••••• M••••••••• M••••• L•• • S••••• S•• I•	Hedge Fund	$0	0	May 30, 2018
S•••••••• M••••••••• M••••• L•• • S••••• H•no longer reported	Hedge Fund	$0	0	Nov 16, 2017

Owners and control persons

Schedule A and B, latest filing

L•••••• J•••••• A• · Limited Partnercontrol
since 09/2007 · owns 75% or more
M•••••••• A•••••• J••••• · Chief Compliance Officer / General Counselcontrol
since 01/2020 · owns less than 5%
V••••••• K••••• T••• · Chief Operating Officer/Chief Financial Officercontrol
since 09/2024 · owns less than 5%
L•••••• J•••••• A• · Managing Membercontrol
since 05/2007 · owns 75% or more of J••• S•••••••• M••••••••• L••

Entity owners

J••• S•••••••• M••••••••• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

H••••• C•••••• M••••••••• L•
pooled vehicle sponsorn
R•••••••• P••••••• L••
pooled vehicle sponsorn
S•••••••• A••••••••• L•
pooled vehicle sponsorn
S•••••••• C•••••• G•• L••
pooled vehicle sponsorn
S•••••••• C•••••• I• G•• L••
pooled vehicle sponsorn
S•••••••• M• A••••••••• L••
pooled vehicle sponsorn
S•••••••• R•••• O•• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 46 to 52
Jul 14, 2025 to Mar 30, 2026
Advisory employees · 12 to 10
Jul 14, 2025 to Mar 30, 2026
Pooled vehicle clients · 46 to 52
Jul 14, 2025 to Mar 30, 2026
Employees · 24 to 29
Jul 14, 2025 to Mar 30, 2026
Private funds · 18 to 20
Jul 14, 2025 to Mar 30, 2026
Discretionary RAUM · $1.1B to $1.4B
Jul 14, 2025 to Mar 30, 2026
Non-discretionary RAUM · $77.4M to $114M
Jul 14, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $1.1B to $1.5B
Jul 14, 2025 to Mar 30, 2026
RAUM · $1.1B to $1.5B
Jul 14, 2025 to Mar 30, 2026
Financial planning clients · unset to
May 8, 2025 to Jul 14, 2025
Charity clients · unset to 0.0
Mar 31, 2025 to May 8, 2025
Corporate clients · unset to 0.0
Mar 31, 2025 to May 8, 2025
HNW clients · unset to 0.0
Mar 31, 2025 to May 8, 2025
Individual clients · unset to 0.0
Mar 31, 2025 to May 8, 2025
Pension plan clients · unset to 0.0
Mar 31, 2025 to May 8, 2025
Accounts · 50 to 46
Jan 10, 2025 to Mar 31, 2025
Advisory employees · 10 to 12
Jan 10, 2025 to Mar 31, 2025
Employees · 16 to 24
Jan 10, 2025 to Mar 31, 2025
Private funds · 21 to 18
Jan 10, 2025 to Mar 31, 2025
Discretionary RAUM · $975M to $1.1B
Jan 10, 2025 to Mar 31, 2025
Non-discretionary RAUM · $102M to $77.4M
Jan 10, 2025 to Mar 31, 2025
Pooled vehicle RAUM · $1.1B to $1.1B
Jan 10, 2025 to Mar 31, 2025
RAUM · $1.1B to $1.1B
Jan 10, 2025 to Mar 31, 2025
HQ city · NEW YORK to WEST PALM BEACH
Oct 14, 2024 to Jan 10, 2025
HQ state · NY to FL
Oct 14, 2024 to Jan 10, 2025
Other offices · 0 to 1
Oct 14, 2024 to Jan 10, 2025
Accounts · 52 to 50
May 3, 2023 to Mar 29, 2024
Pooled vehicle clients · 52 to 46
May 3, 2023 to Mar 29, 2024
Employees · 18 to 16
May 3, 2023 to Mar 29, 2024
Private funds · 19 to 21
May 3, 2023 to Mar 29, 2024
Discretionary RAUM · $1.1B to $975M
May 3, 2023 to Mar 29, 2024
Non-discretionary RAUM · $99.3M to $102M
May 3, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $1.2B to $1.1B
May 3, 2023 to Mar 29, 2024
RAUM · $1.2B to $1.1B
May 3, 2023 to Mar 29, 2024
Accounts · 49 to 52
Mar 1, 2023 to Mar 31, 2023
Pooled vehicle clients · 48 to 52
Mar 1, 2023 to Mar 31, 2023
Private funds · 20 to 19
Mar 1, 2023 to Mar 31, 2023
Discretionary RAUM · $1.2B to $1.1B
Mar 1, 2023 to Mar 31, 2023
Non-discretionary RAUM · $82.3M to $99.3M
Mar 1, 2023 to Mar 31, 2023
Pooled vehicle RAUM · $1.3B to $1.2B
Mar 1, 2023 to Mar 31, 2023

Signals

7 dated events

S•••••••• A•••• M••••••••• L• reported RAUM $1.5B, up 30% from $1.1B (2025-07-14 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
G. Robert Sumberac (Chief Operating Officer/Chief Financial Officer) no longer on Schedule A of S•••••••• A•••• M••••••••• L• (listed 2024-08-07, absent 2024-10-14)
Oct 14, 2024 · Control person left · inference
Tame Karen Vejseli (Chief Operating Officer/Chief Financial Officer) appeared on Schedule A of S•••••••• A•••• M••••••••• L•
Oct 14, 2024 · Control person joined · fact
Leslie Biddle (Limited Partner) no longer on Schedule A of S•••••••• A•••• M••••••••• L• (listed 2023-03-01, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
A Edward Mule (Managing Member) no longer on Schedule A of S•••••••• A•••• M••••••••• L• (listed 2020-02-28, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
James Robert Oshea (Member) no longer on Schedule A of S•••••••• A•••• M••••••••• L• (listed 2020-02-28, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
Joseph Albert Martinez (Chief Compliance Officer / General Counsel) appeared on Schedule A of S•••••••• A•••• M••••••••• L•
Jan 23, 2020 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

S•••••••• A•••• M••••••••• L• · Independent Sponsors
shared crd · capital_provider
S•••••••• A•••• M••••••••• L• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/rochefort-management-llcreportedpublic record, Form ADV, Sep 18, 2026
Firm profile: LINKEDIN.COM/COMPANY/S••••••••-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
Website: rochefort.usreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 212-672-2220reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026