DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• M••••••••• M••••• L•• • S••••• S•
Gross asset value
$8.1M
as of May 27, 2016; not a fund size
Peak GAV
$20.9M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
20%
of the fund
Owned by funds
76%
fund-of-funds interests
Non-US owners
76%
Reported
12 filings
Nov 19, 2013 to May 27, 2016
Reporting history
one row per Form ADV filing
Gross asset value$8.1M as of May 27, 2016
Nov 19, 2013$20.9M then
Owners6 as of May 27, 2016
Nov 19, 20134 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-201507reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust Int'L Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 20%reportedadviser and related persons