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SEC-registered adviser

E•••••• C•••••• •••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 297738SEC 801-113876websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape Jul 23, 2018 · 16 filings
SEC status approved since Aug 23, 2018
RAUM
$20B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$20B as of Mar 26, 2026
Mar 28, 2019$18B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20190 then
Employees (5.A)8 as of Mar 26, 2026
Mar 28, 20192 then
Private funds: no history
RAUM +25% over the last fiscal year+5.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.9BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+25%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$20B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• J•••• C••••••••• · L•••••• Partner / Chief Investment Officercontrol
        since 07/2018 · owns less than 5%
      • G•••• L••••• S•••• · L•••••• Partner / Director Of E•••••• C•••••• ••• G•• L••, General Partner Of E•••••• C•••••• •••• L•control
        since 09/2021 · owns less than 5%
      • N•••• P•••••• C•••••• D••••• · General Counsel And Chief Compliance Officercontrol
        since 07/2018 · owns less than 5%
      • A•••••••• J•••• C••••••••• · Shareholder Of E•••••• Capital L••••••, Corporate Member Of E•••••• C•••••• ••• L••control
        since 06/2015 · owns 50% to 75% of E•••••• C•••••• ••• L••
      • B••••••••• W••••••• G•••• · Shareholder Of E•••••• Capital L••••••, Corporate Member Of E•••••• C•••••• ••• L••control
        since 06/2015 · owns 50% to 75% of E•••••• C•••••• ••• L••
      Entity owners
      • E•••••• C•••••• ••• G•• L•• · General Partner Of E•••••• C•••••• •••• L•
        direct · owns 75% or more
      • E•••••• C•••••• ••• L•• · Shareholder
        indirect · owns 75% or more of E•••••• C•••••• ••• G•• L••
      Related persons
      Schedule D 7.A
      Advisers that list E•••••• C•••••• •••• L• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Larkspur, CA1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 7
        Mar 7, 2025 to Mar 26, 2026
      • Employees · 6 to 8
        Mar 7, 2025 to Mar 26, 2026
      • Discretionary RAUM · $16B to $20B
        Mar 7, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $16B to $20B
        Mar 7, 2025 to Mar 26, 2026
      • RAUM · $16B to $20B
        Mar 7, 2025 to Mar 26, 2026
      • Financial planning clients · unset to
        Mar 26, 2024 to Mar 7, 2025
      • Discretionary RAUM · $14B to $16B
        Mar 26, 2024 to Mar 7, 2025
      • Pooled vehicle RAUM · $14B to $16B
        Mar 26, 2024 to Mar 7, 2025
      • RAUM · $14B to $16B
        Mar 26, 2024 to Mar 7, 2025
      • Advisory employees · 4 to 5
        Mar 23, 2023 to Mar 26, 2024
      • Employees · 5 to 6
        Mar 23, 2023 to Mar 26, 2024
      • Discretionary RAUM · $16B to $14B
        Mar 23, 2023 to Mar 26, 2024
      • Pooled vehicle RAUM · $16B to $14B
        Mar 23, 2023 to Mar 26, 2024
      • RAUM · $16B to $14B
        Mar 23, 2023 to Mar 26, 2024
      • Related broker-dealer · true to false
        Mar 23, 2023 to Mar 26, 2024
      • Discretionary RAUM · $27B to $16B
        Apr 5, 2022 to Mar 23, 2023
      • Pooled vehicle RAUM · $27B to $16B
        Apr 5, 2022 to Mar 23, 2023
      • RAUM · $27B to $16B
        Apr 5, 2022 to Mar 23, 2023
      • Advisory employees · 3 to 4
        Dec 17, 2021 to Mar 29, 2022
      • Employees · 4 to 5
        Dec 17, 2021 to Mar 29, 2022
      • Discretionary RAUM · $27B to $27B
        Dec 17, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $27B to $27B
        Dec 17, 2021 to Mar 29, 2022
      • RAUM · $27B to $27B
        Dec 17, 2021 to Mar 29, 2022
      • Other offices · 0 to 1
        Dec 16, 2021 to Dec 17, 2021
      • HQ city · SAN FRANCISCO to NEW YORK
        Mar 30, 2020 to Mar 26, 2021
      • HQ state · CA to NY
        Mar 30, 2020 to Mar 26, 2021
      • Other offices · 1 to 0
        Mar 30, 2020 to Mar 26, 2021
      • Discretionary RAUM · $24B to $27B
        Mar 30, 2020 to Mar 26, 2021
      • Pooled vehicle RAUM · $24B to $27B
        Mar 30, 2020 to Mar 26, 2021
      • RAUM · $24B to $27B
        Mar 30, 2020 to Mar 26, 2021
      • Advisory employees · 2 to 3
        Mar 28, 2019 to Mar 30, 2020
      • Employees · 2 to 4
        Mar 28, 2019 to Mar 30, 2020
      • Discretionary RAUM · $18B to $24B
        Mar 28, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $18B to $24B
        Mar 28, 2019 to Mar 30, 2020
      • RAUM · $18B to $24B
        Mar 28, 2019 to Mar 30, 2020
      • Discretionary RAUM · $20B to $18B
        Dec 19, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $20B to $18B
        Dec 19, 2018 to Mar 28, 2019
      • RAUM · $20B to $18B
        Dec 19, 2018 to Mar 28, 2019
      • Other offices · 0 to 1
        Nov 14, 2018 to Dec 19, 2018
      • Accounts · unset to 5.0
        Nov 6, 2018 to Nov 14, 2018
      Signals
      5 dated events
      • E•••••• C•••••• •••• L• reported RAUM $16.5B, down 40% from $27.4B (2022-04-05 to 2023-03-23)
        Mar 23, 2023 · RAUM change · derived
      • Anton Jurgen Huck (Limited Partner / Director Of E•••••• C•••••• ••• G•• L••, General Partner Of Egerton Capital (Us). Lp.) no longer on Schedule A of E•••••• C•••••• •••• L• (listed 2021-03-26, absent 2021-09-21)
        Sep 21, 2021 · Control person left · inference
      • Sonia Leila Govi (Limited Partner / Director Of E•••••• C•••••• ••• G•• L••, General Partner Of E•••••• C•••••• •••• L•) appeared on Schedule A of E•••••• C•••••• •••• L•
        Sep 21, 2021 · Control person joined · fact
      • E•••••• C•••••• •••• L• reported RAUM $23.6B, up 29% from $18.4B (2019-03-28 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • E•••••• C•••••• •••• L• filed its initial SEC registration (Form ADV)
        Jul 23, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      E••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      16462932570reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026