DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 156460SEC 801-73521websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 32 filings
SEC status approved since Mar 30, 2012
RAUM
$911M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$911M as of Mar 31, 2026
Mar 25, 2013$2.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20130 then
Employees (5.A)23 as of Mar 31, 2026
Mar 25, 201352 then
Private funds5 as of Mar 31, 2026
Mar 25, 20132 then
RAUM +20% over the last fiscal year+5.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$57.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$911M, 16 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$911M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
16reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$911M for 16 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      4 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • K•••• C••••••• S• · Chief Financial Officer And Chief Compliance Officercontrol
        since 09/2024 · owns less than 5%
      • M•••• J•••• W••••• · Chief Executive Officer, Founder, Portfolio Manager, Limited Partner; Owner And Managing Member Of M••• C•••••• A••••••• L••control
        since 12/2004 · owns 75% or more
      • M•••• J•••• W••••• · Managing Membercontrol
        since 12/2004 · owns 75% or more of J•• C•••••• L••
      Entity owners
      • J•• C•••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • M••• C•••••• A••••••• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Singapore, Singapore5 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • affiliate changedChange between filings · filing Mar 31, 2026
        bank affiliate (Item 7.A.6): yes on the filing of 2025-03-27, no on the filing of 2026-03-31
        peers: asset managers, $500M to $1B (784)
      What changed
      consecutive filings, newest first
      • Assets in custody · $758M to $911M
        Mar 27, 2025 to Mar 31, 2026
      • Employees · 22 to 23
        Mar 27, 2025 to Mar 31, 2026
      • Discretionary RAUM · $758M to $911M
        Mar 27, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $758M to $911M
        Mar 27, 2025 to Mar 31, 2026
      • RAUM · $758M to $911M
        Mar 27, 2025 to Mar 31, 2026
      • Related bank · true to false
        Mar 27, 2025 to Mar 31, 2026
      • Accounts · 15 to 16
        Feb 25, 2025 to Mar 27, 2025
      • Pooled vehicle clients · 15 to 16
        Feb 25, 2025 to Mar 27, 2025
      • Assets in custody · $837M to $758M
        Feb 25, 2025 to Mar 27, 2025
      • Employees · 25 to 22
        Feb 25, 2025 to Mar 27, 2025
      • Financial planning clients · unset to
        Feb 25, 2025 to Mar 27, 2025
      • Private funds · 4 to 5
        Feb 25, 2025 to Mar 27, 2025
      • Discretionary RAUM · $837M to $758M
        Feb 25, 2025 to Mar 27, 2025
      • Pooled vehicle RAUM · $837M to $758M
        Feb 25, 2025 to Mar 27, 2025
      • RAUM · $837M to $758M
        Feb 25, 2025 to Mar 27, 2025
      • Accounts · 12 to 15
        Feb 15, 2024 to Mar 21, 2024
      • Pooled vehicle clients · 12 to 15
        Feb 15, 2024 to Mar 21, 2024
      • Assets in custody · $783M to $837M
        Feb 15, 2024 to Mar 21, 2024
      • Discretionary RAUM · $783M to $837M
        Feb 15, 2024 to Mar 21, 2024
      • Pooled vehicle RAUM · $783M to $837M
        Feb 15, 2024 to Mar 21, 2024
      • RAUM · $783M to $837M
        Feb 15, 2024 to Mar 21, 2024
      • Advisory employees · 16 to 14
        Jul 22, 2022 to Mar 31, 2023
      • Assets in custody · $867M to $783M
        Jul 22, 2022 to Mar 31, 2023
      • Employees · 30 to 25
        Jul 22, 2022 to Mar 31, 2023
      • Discretionary RAUM · $867M to $783M
        Jul 22, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $867M to $783M
        Jul 22, 2022 to Mar 31, 2023
      • RAUM · $867M to $783M
        Jul 22, 2022 to Mar 31, 2023
      • Accounts · 9 to 12
        Aug 26, 2021 to Mar 31, 2022
      • Advisory employees · 22 to 16
        Aug 26, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 9 to 12
        Aug 26, 2021 to Mar 31, 2022
      • Assets in custody · $1.0B to $867M
        Aug 26, 2021 to Mar 31, 2022
      • Employees · 36 to 30
        Aug 26, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.0B to $867M
        Aug 26, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.0B to $867M
        Aug 26, 2021 to Mar 31, 2022
      • RAUM · $1.0B to $867M
        Aug 26, 2021 to Mar 31, 2022
      • Private funds · 3 to 4
        Apr 23, 2021 to Aug 26, 2021
      • Advisory employees · 21 to 22
        Apr 20, 2020 to Mar 29, 2021
      • Assets in custody · $1.3B to $1.0B
        Apr 20, 2020 to Mar 29, 2021
      • Employees · 39 to 36
        Apr 20, 2020 to Mar 29, 2021
      • Discretionary RAUM · $1.3B to $1.0B
        Apr 20, 2020 to Mar 29, 2021
      Signals
      7 dated events
      • James Roger Insley (Chief Financial Officer) no longer on Schedule A of M••• C•••••• M••••••••• L• (listed 2024-04-25, absent 2024-09-17)
        Sep 17, 2024 · Control person left · inference
      • Boylston Reid Adams (General Counsel And Chief Compliance Officer) no longer on Schedule A of M••• C•••••• M••••••••• L• (listed 2024-04-25, absent 2024-09-17)
        Sep 17, 2024 · Control person left · inference
      • S Charles Kwon (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of M••• C•••••• M••••••••• L•
        Sep 17, 2024 · Control person joined · fact
      • Boylston Reid Adams (General Counsel And Chief Compliance Officer) appeared on Schedule A of M••• C•••••• M••••••••• L•
        Feb 15, 2024 · Control person joined · fact
      • David Sobol (Chief Operating Officer And Chief Compliance Officer) no longer on Schedule A of M••• C•••••• M••••••••• L• (listed 2022-03-31, absent 2022-07-22)
        Jul 22, 2022 · Control person left · inference
      • Ellis Ian Lindsay (Chief Operating Officer) no longer on Schedule A of M••• C•••••• M••••••••• L• (listed 2021-08-26, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • M••• C•••••• M••••••••• L• reported RAUM $1.4B, down 29% from $2.0B (2018-03-23 to 2019-02-25)
        Feb 25, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      M•••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-652-4500reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026