DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••• C•••••• P••••••• M••••• F••• L•••
Gross asset value
$657M
as of Oct 2, 2024; not a fund size
Peak GAV
$1.4B
highest filing
Owners
26
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
77%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
29 filings
Feb 13, 2012 to Oct 2, 2024
Reporting history
one row per Form ADV filing
Gross asset value$657M as of Oct 2, 2024
Feb 13, 2012$437M then
Owners26 as of Oct 2, 2024
Feb 13, 201233 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-169685reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.Mumbai, India · LEI E57ODZWZ7FF32TWEFA76
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Pershing LLCJersey City, New Jersey · LEI ZI8Q1A8EI8LQFJNM0D94
- Stanbic Ibtc Bank LimitedLagos, Nigeria · LEI 549300NIVXF92ZIOVW61
- The Northern Trust CompanyNew York, New York · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 77%reportedadviser and related persons