DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• C•••••• M••••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Mar 30, 2012 · 27 filings
SEC status approved since Sep 30, 2011
RAUM
$997M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
20
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$997M as of Mar 12, 2026
Mar 30, 2012$436M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 12, 2026
Mar 30, 20120 then
Employees (5.A)13 as of Mar 12, 2026
Mar 28, 201312 then
Private funds20 as of Mar 12, 2026
Mar 30, 20128 then
RAUM +16% over the last fiscal year+6.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $997M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$997M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $997M for 21 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• M••••••• F•••• L•• | Hedge Fund | $439M | 264 | Mar 30, 2012 |
| H••••••• V•••••• I••••••••• L•• | Private Equity Fund | $74.4M | 24 | Mar 15, 2019 |
| H••••••• V•••••• I••••••••• I•• L•• | Private Equity Fund | $68.7M | 61 | Mar 24, 2021 |
| H••••••• V•••••• I••••••••• I••• L•• | Private Equity Fund | $60.8M | 52 | Mar 1, 2023 |
| H•• S•• L•• | Private Equity Fund | $48.3M | 42 | Mar 7, 2018 |
| H••••••• G••••• E••••• M•••••••• L•• | Hedge Fund | $22.0M | 12 | Mar 30, 2012 |
| H•• R•• P•••••••• L• • S••••• B• | Real Estate Fund | $13.3M | 20 | Mar 23, 2020 |
| H•• T•• P•••••••• L••• • S••••• A• | Private Equity Fund | $9.6M | 40 | Mar 23, 2020 |
| H•• R•• P•••••••• L• • S••••• A• | Real Estate Fund | $8.4M | 41 | Mar 7, 2018 |
| H••••••• D•••••• A•••••• L•• | Hedge Fund | $8.2M | 17 | Mar 1, 2023 |
| H•• H••••• L• | Private Equity Fund | $7.5M | 50 | Mar 2, 2022 |
| H•• T•• P•••••••• L••• • S••••• B• | Private Equity Fund | $6.6M | 57 | Mar 1, 2024 |
| H•• H••• L••no longer reported | Private Equity Fund | $6.4M | 12 | Mar 28, 2013 |
| H•• P•• P•••••••• L• | Private Equity Fund | $3.9M | 24 | Mar 2, 2022 |
| H•• K•• L•• | Private Equity Fund | $3.2M | 36 | Feb 27, 2015 |
| H•• E•• L••no longer reported | Private Equity Fund | $1.6M | 20 | Mar 5, 2016 |
| S••••••••• L••no longer reported | Other Private Fund | $1.5M | 8 | Mar 30, 2012 |
| H•• S••• L•• | Private Equity Fund | $679,596 | 16 | Mar 15, 2019 |
| H••••••• J•••• P•••••••• L••no longer reported | Hedge Fund | $544,094 | 7 | Mar 30, 2012 |
| H•• E•• L••no longer reported | Private Equity Fund | $517,735 | 26 | Mar 5, 2016 |
| H••••••• S•••••••• P••••••••• L•no longer reported | Other Private Fund | $199,102 | 12 | Mar 30, 2012 |
| H•• A•• B• L••no longer reported | Hedge Fund | $94,100 | 28 | Feb 27, 2015 |
| H•• U•• L••no longer reported | Private Equity Fund | $60,122 | 44 | Feb 27, 2015 |
| H•• P••• L••no longer reported | Private Equity Fund | $35,845 | 33 | Mar 28, 2013 |
| H•• F•• L••no longer reported | Hedge Fund | $34,694 | 17 | Mar 30, 2012 |
| H•• U• I•• L••no longer reported | Private Equity Fund | $22,995 | 42 | Mar 5, 2016 |
| H•• P•• I•• L••no longer reported | Private Equity Fund | $16,808 | 36 | Feb 21, 2014 |
| H•• C•• L•• | Private Equity Fund | $4,623 | 63 | Mar 5, 2016 |
| H•• • C••••••• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 17, 2017 |
| H••••••• O••••••••• P•••••••• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2012 |
| H••••••• O••••••••• P••••••• • M•••••••• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• D•••• · Managing Principalcontrolsince 01/2010 · owns 25% to 50%
- H•••••••• H••••• A• · Managercontrolsince 05/2018 · owns 25% to 50%
- H•••••••• P•••• · Managing Principalcontrolsince 01/2010 · owns 25% to 50%
- H•••••••• H••••• A• · Trusteecontrolsince 09/2018 · owns 75% or more of T•• H•••• A• H••••••• T•••• U•••• D•••• J•••••• 7• 2•••
- F•••• C•••••• · Chief Financial Officersince 12/2001 · owns less than 5%
- T••••• V••••••• · Chief Compliance Officersince 01/2011 · owns less than 5%
Entity owners
- T•• H•••• A• H••••••• T•••• U•••• D•••• J•••••• 7• 2••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- D•••• A• B••••••pooled vehicle sponsory
- H•• G•• L•• S••••• D•pooled vehicle sponsory
- H•• G•• L•• S••••• I•pooled vehicle sponsory
- H•• G•• L•• S••••• J•pooled vehicle sponsory
- H•• G•• L•• S••••• K•pooled vehicle sponsory
- H•• G•• L•• S••••• L•pooled vehicle sponsory
- H•• G•• L•• S••••• M•pooled vehicle sponsory
- H•• G•• L•• S••••• N•pooled vehicle sponsory
- H•• R•• P••••••• G•• L••pooled vehicle sponsory
- H••••••• D•••••• A••••• G•• L••pooled vehicle sponsory
- P•••• H• H••••••• J••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 21Mar 14, 2025 to Mar 12, 2026
- Pooled vehicle clients · 18 to 21Mar 14, 2025 to Mar 12, 2026
- Assets in custody · $859M to $997MMar 14, 2025 to Mar 12, 2026
- Private funds · 17 to 20Mar 14, 2025 to Mar 12, 2026
- Discretionary RAUM · $859M to $997MMar 14, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $859M to $997MMar 14, 2025 to Mar 12, 2026
- RAUM · $859M to $997MMar 14, 2025 to Mar 12, 2026
- Accounts · 16 to 18Mar 1, 2024 to Mar 14, 2025
- Pooled vehicle clients · 16 to 18Mar 1, 2024 to Mar 14, 2025
- Assets in custody · $775M to $859MMar 1, 2024 to Mar 14, 2025
- Financial planning clients · unset to Mar 1, 2024 to Mar 14, 2025
- Private funds · 15 to 17Mar 1, 2024 to Mar 14, 2025
- Discretionary RAUM · $775M to $859MMar 1, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $775M to $859MMar 1, 2024 to Mar 14, 2025
- RAUM · $775M to $859MMar 1, 2024 to Mar 14, 2025
- Assets in custody · $833M to $775MMar 1, 2023 to Mar 1, 2024
- Employees · 12 to 13Mar 1, 2023 to Mar 1, 2024
- Discretionary RAUM · $833M to $775MMar 1, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · $833M to $775MMar 1, 2023 to Mar 1, 2024
- RAUM · $833M to $775MMar 1, 2023 to Mar 1, 2024
- Accounts · 15 to 16Mar 2, 2022 to Mar 1, 2023
- Pooled vehicle clients · 15 to 16Mar 2, 2022 to Mar 1, 2023
- Assets in custody · $943M to $833MMar 2, 2022 to Mar 1, 2023
- Private funds · 14 to 15Mar 2, 2022 to Mar 1, 2023
- Discretionary RAUM · $943M to $833MMar 2, 2022 to Mar 1, 2023
- Pooled vehicle RAUM · $943M to $833MMar 2, 2022 to Mar 1, 2023
- RAUM · $943M to $833MMar 2, 2022 to Mar 1, 2023
- Assets in custody · $793M to $943MMar 24, 2021 to Mar 2, 2022
- Discretionary RAUM · $793M to $943MMar 24, 2021 to Mar 2, 2022
- Pooled vehicle RAUM · $793M to $943MMar 24, 2021 to Mar 2, 2022
- RAUM · $793M to $943MMar 24, 2021 to Mar 2, 2022
- Accounts · 17 to 15Mar 23, 2020 to Mar 24, 2021
- Pooled vehicle clients · 17 to 15Mar 23, 2020 to Mar 24, 2021
- Assets in custody · $579M to $793MMar 23, 2020 to Mar 24, 2021
- Employees · 11 to 12Mar 23, 2020 to Mar 24, 2021
- Private funds · 16 to 14Mar 23, 2020 to Mar 24, 2021
- Discretionary RAUM · $579M to $793MMar 23, 2020 to Mar 24, 2021
- Pooled vehicle RAUM · $579M to $793MMar 23, 2020 to Mar 24, 2021
- RAUM · $579M to $793MMar 23, 2020 to Mar 24, 2021
- Accounts · 15 to 17Mar 15, 2019 to Mar 23, 2020
Signals
1 dated events
- H••••••• C•••••• M••••••••• L•• reported RAUM $793.0M, up 37% from $578.9M (2020-03-23 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- H••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- huizenga.capitalreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 630-990-2100reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H••••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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