DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••••• S•••••••• P••••••••• L•
Other Private Fundadvised byH••••••• C•••••• M••••••••• L••asset manager805-7459301933no longer reportedIAPD
Gross asset value
$199,102
as of Jul 11, 2014; not a fund size
Peak GAV
$10.4M
highest filing
Owners
12
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
50%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 30, 2012 to Jul 11, 2014
Reporting history
one row per Form ADV filing
Gross asset value$199,102 as of Jul 11, 2014
Mar 30, 2012$10.4M then
Owners12 as of Jul 11, 2014
Mar 30, 201210 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- INVESTS IN AN LLC INVOLVED IN MINERAL EXPLORATION.reported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Liccar Securities & Custodial Services, LLCChicago, Illinois
Across DFX
shared identifiers only
- H••••••• S•••••••• P••••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 50%reportedadviser and related persons