DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lone Pine Capital LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 9, 2012 · 20 filings
SEC status approved since Feb 27, 2012
RAUM
$22B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
101
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
14
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$22B as of Mar 30, 2026
Mar 28, 2013$28B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)101 as of Mar 30, 2026
Mar 28, 201382 then
Private funds14 as of Mar 30, 2026
Mar 28, 201317 then
RAUM +7.4% over the last fiscal year+8.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $21B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$21B98%
- Pension and profit-sharing plans$365M1.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Lone Cascade, L.P. | Hedge Fund | $10B | 662 | Feb 9, 2012 |
| Lone Cypress, Ltd. | Hedge Fund | $5.8B | 2 | Feb 9, 2012 |
| Lone Kauri, Ltd.no longer reported | Hedge Fund | $4.9B | 2 | Feb 9, 2012 |
| Lone Redwood, L.P. | Hedge Fund | $3.4B | 382 | Feb 9, 2012 |
| Lone Picea, L.P.no longer reported | Hedge Fund | $2.4B | 311 | Feb 9, 2012 |
| Lone Savin Master Fund, Ltd.no longer reported | Hedge Fund | $2.3B | 2 | Mar 28, 2014 |
| Lone Dragon Pine, L.P.no longer reported | Hedge Fund | $2.1B | 335 | Feb 9, 2012 |
| Lone Savin, Ltd.no longer reported | Hedge Fund | $1.6B | 111 | Mar 28, 2014 |
| Lone Pinon, Ltd.no longer reported | Hedge Fund | $1.3B | 110 | Feb 9, 2012 |
| Lone Tamarack, L.P.no longer reported | Hedge Fund | $1.3B | 219 | Mar 28, 2014 |
| Lone Cedar Intermediate Fund, Ltd. | Hedge Fund | $1.3B | 4 | Mar 25, 2019 |
| Lone Cedar, Ltd. | Hedge Fund | $1.2B | 119 | Feb 9, 2012 |
| Lone Balsam, L.P.no longer reported | Hedge Fund | $647M | 8 | Feb 9, 2012 |
| Lone Sequoia, L.P.no longer reported | Hedge Fund | $540M | 8 | Feb 9, 2012 |
| Lone Juniper, L.P.no longer reported | Hedge Fund | $454M | 122 | Feb 9, 2012 |
| Lone Sierra, L.P. | Hedge Fund | $344M | 50 | Feb 9, 2012 |
| Lone Monterey Master Fund, Ltd. | Hedge Fund | $291M | 4 | Feb 9, 2012 |
| Lone Monterey, Ltd. | Hedge Fund | $261M | 35 | Feb 9, 2012 |
| Lone Spruce, L.P. | Hedge Fund | $133M | 52 | Feb 9, 2012 |
| Lone Baccata Opportunities Fund 2024-I, L.P. | Private Equity Fund | $105M | 5 | Mar 28, 2024 |
| Lone Himalayan Pine Master Fund, Ltd.no longer reported | Hedge Fund | $60.2M | 2 | Feb 9, 2012 |
| Lone Himalayan Pine, Ltd.no longer reported | Hedge Fund | $57.9M | 17 | Feb 9, 2012 |
| Lone Basin Growth Fund I, L.P. | Private Equity Fund | $40.0M | 42 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Robert Jason Cohen · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- Francis David Craver · Managing Directorcontrolsince 01/2008 · owns 5% to 10%
- Francis Brian Doherty · Managing Director, Head Tradercontrolsince 07/2011 · owns less than 5%
- Ann Kelly Granat · Managing Directorcontrolsince 01/2017 · owns 5% to 10%
- Frank Stephen Mandel · Managing Directorcontrolsince 06/1997 · owns 5% to 10%
- E Mary Mcdonnell · Managing Director, Cfocontrolsince 01/2006 · owns less than 5%
- Ann Kerry Tyler · Managing Director, Chief Operating Officercontrolsince 08/1997 · owns 5% to 10%
- Howard Jeffrey Wechselblatt · General Counselcontrolsince 07/2007 · owns less than 5%
- Frank Stephen Mandel · Managing Membercontrolsince 06/2011 · owns 75% or more of Lone Pine Managing Member LLC
Entity owners
- Lone Pine Managing Member LLC · Managing Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- Lone Pine Associates LLCinvestment adviserpooled vehicle sponsorn
- Lone Pine Members LLCinvestment adviserpooled vehicle sponsorn
- Lone Pine Private Investment Partners I LLCinvestment adviserpooled vehicle sponsorn
- Lone Pine Private Investment Partners Spv Gp LLCinvestment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY18 employees
- Palo Alto, CA
What changed
consecutive filings, newest first
- Accounts · 12 to 17Feb 20, 2026 to Mar 30, 2026
- Advisory employees · 20 to 16Feb 20, 2026 to Mar 30, 2026
- Pooled vehicle clients · 11 to 16Feb 20, 2026 to Mar 30, 2026
- Assets in custody · $20B to $21BFeb 20, 2026 to Mar 30, 2026
- Employees · 104 to 101Feb 20, 2026 to Mar 30, 2026
- Private funds · 12 to 14Feb 20, 2026 to Mar 30, 2026
- Discretionary RAUM · $20B to $22BFeb 20, 2026 to Mar 30, 2026
- Pension RAUM · $293M to $365MFeb 20, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $20B to $21BFeb 20, 2026 to Mar 30, 2026
- RAUM · $20B to $22BFeb 20, 2026 to Mar 30, 2026
- Private funds · 11 to 12Mar 28, 2025 to Feb 20, 2026
- Advisory employees · 22 to 20Sep 4, 2024 to Mar 28, 2025
- Assets in custody · $17B to $20BSep 4, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 4, 2024 to Mar 28, 2025
- Other offices · 2 to 1Sep 4, 2024 to Mar 28, 2025
- Discretionary RAUM · $17B to $20BSep 4, 2024 to Mar 28, 2025
- Pension RAUM · $214M to $293MSep 4, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $17B to $20BSep 4, 2024 to Mar 28, 2025
- RAUM · $17B to $20BSep 4, 2024 to Mar 28, 2025
- Accounts · 10 to 12Jan 19, 2024 to Mar 28, 2024
- Advisory employees · 19 to 22Jan 19, 2024 to Mar 28, 2024
- Pooled vehicle clients · 9 to 11Jan 19, 2024 to Mar 28, 2024
- Assets in custody · $17B to $17BJan 19, 2024 to Mar 28, 2024
- Employees · 106 to 104Jan 19, 2024 to Mar 28, 2024
- Private funds · 9 to 11Jan 19, 2024 to Mar 28, 2024
- Discretionary RAUM · $17B to $17BJan 19, 2024 to Mar 28, 2024
- Pension RAUM · $172M to $214MJan 19, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $17B to $17BJan 19, 2024 to Mar 28, 2024
- RAUM · $17B to $17BJan 19, 2024 to Mar 28, 2024
- Advisory employees · 18 to 19Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $36B to $17BMar 31, 2022 to Mar 31, 2023
- Employees · 104 to 106Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $36B to $17BMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $253M to $172MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $35B to $17BMar 31, 2022 to Mar 31, 2023
- RAUM · $36B to $17BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 17 to 18Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $37B to $36BMar 31, 2021 to Mar 31, 2022
- Employees · 96 to 104Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $37B to $36BMar 31, 2021 to Mar 31, 2022
Signals
2 dated events
- Lone Pine Capital Llc reported RAUM $17.1B, down 52% from $35.5B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Mala Gaonkar (Managing Director) no longer on Schedule A of Lone Pine Capital Llc (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Lone Pine Capital LLC · Independent Sponsorsshared crd · capital_provider
- Lone Pine Capital LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lone-pine-capital-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- LPCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (203) 618 -1400reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026