DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••• P••••• L•••
Gross asset value
$2.4B
as of Mar 28, 2018; not a fund size
Peak GAV
$2.6B
highest filing
Owners
311
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
47%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
1%
Reported
9 filings
Feb 9, 2012 to Mar 28, 2018
Reporting history
one row per Form ADV filing
Gross asset value$2.4B as of Mar 28, 2018
Feb 9, 2012$1.8B then
Owners311 as of Mar 28, 2018
Feb 9, 2012336 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-3754221587reported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-47085reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 47%reportedadviser and related persons