DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ta Associates
Legal name Ta Associates Management, L.P.
Latest filing May 26, 2026
First filing on the tape Feb 14, 2012 · 37 filings
SEC status approved since Mar 30, 2012
RAUM
$55B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$55B
derived; firm RAUM over IAPD count
Employees
266
192 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
30
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$55B as of May 26, 2026
Mar 22, 2013$11B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 22, 20130 then
Employees (5.A)266 as of May 26, 2026
Mar 22, 2013100 then
Private funds30 as of May 26, 2026
Mar 22, 201319 then
RAUM -7.1% over the last fiscal year+9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $55BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.9BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 266.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$55B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 29reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Roy Burns | Austin, Tx | Jan 30, 2024 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
41 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ta Xv-A, L.P. | Hedge Fund | $8.0B | 185 | May 22, 2023 |
| Ta Xiii-A, L.P. | Hedge Fund | $7.7B | 140 | Aug 27, 2019 |
| Ta Xv-B, L.P. | Hedge Fund | $7.4B | 370 | May 22, 2023 |
| Ta Xiv-A, L.P. | Hedge Fund | $6.8B | 164 | Aug 25, 2021 |
| Ta Xiv-B, L.P. | Hedge Fund | $5.7B | 367 | Aug 25, 2021 |
| Ta Xii-A, L.P. | Hedge Fund | $5.0B | 126 | Feb 26, 2016 |
| Ta Xiii-B, L.P. | Hedge Fund | $4.7B | 263 | Aug 27, 2019 |
| Ta Investors Xiii, L.P. | Hedge Fund | $2.2B | 281 | Aug 27, 2019 |
| Ta Xii-B L.P. | Hedge Fund | $2.0B | 206 | Feb 26, 2016 |
| Ta Investors 2024, L.P. | Hedge Fund | $1.3B | 14 | May 22, 2023 |
| Ta Debt Fund V, L.P. | Hedge Fund | $1.2B | 33 | Aug 29, 2022 |
| Ta Xv-C Scsp | Hedge Fund | $1.1B | 49 | May 22, 2023 |
| Ta Select Opportunities Fund-A, L.P. | Hedge Fund | $1.1B | 34 | Feb 21, 2020 |
| Ta Atlantic And Pacific Vii-B, L.P. | Hedge Fund | $1.0B | 179 | Aug 29, 2012 |
| Ta Select Opportunities Fund II-A, L.P. | Hedge Fund | $1.0B | 47 | Aug 25, 2021 |
| Ta Xi L.P. | Hedge Fund | $845M | 238 | Feb 14, 2012 |
| Ta Atlantic And Pacific Vii-A, L.P. | Hedge Fund | $622M | 30 | Aug 29, 2012 |
| Ta Subordinated Debt Fund IV L.P. | Hedge Fund | $544M | 28 | Feb 26, 2016 |
| Ta Select Opportunities Fund II-B, L.P. | Hedge Fund | $449M | 31 | Aug 25, 2021 |
| Ta Investors Select Opportunities, L.P. | Hedge Fund | $296M | 203 | Feb 21, 2020 |
| Ta Investors IV, L.P. | Hedge Fund | $293M | 190 | May 15, 2013 |
| Ta Select Opportunities Fund-B, L.P. | Hedge Fund | $261M | 15 | Feb 21, 2020 |
| Ta Investors Xii L.P. | Hedge Fund | $237M | 164 | Feb 26, 2016 |
| Ta Debt Fund V Feeder Fund (The "Sub-Fund") A Sub-Fund Of Ta Associates Qiaif Icav | Hedge Fund | $173M | 8 | Mar 29, 2023 |
| Ta X L.P.no longer reported | Hedge Fund | $123M | 316 | Feb 14, 2012 |
| Ta Subordinated Debt Fund II L.P.no longer reported | Hedge Fund | $105M | 104 | Feb 14, 2012 |
| Ta Atlantic And Pacific Vi L.P. | Hedge Fund | $87.0M | 138 | Feb 14, 2012 |
| Ta Ix, L.P.no longer reported | Hedge Fund | $80.4M | 192 | Feb 14, 2012 |
| Ta Subordinated Debt Fund III L.P. | Hedge Fund | $33.8M | 72 | Feb 14, 2012 |
| Ta/Advent Viii L.P.no longer reported | Hedge Fund | $31.8M | 99 | Feb 14, 2012 |
| Ta Atlantic And Pacific V L.P.no longer reported | Hedge Fund | $8.9M | 118 | Feb 14, 2012 |
| Ta Investors III L.P. | Hedge Fund | $6.6M | 80 | Feb 14, 2012 |
| Ta Subordinated Debt Fund L.P.no longer reported | Hedge Fund | $4.4M | 69 | Feb 14, 2012 |
| Ta Strategic Partners Fund II L.P.no longer reported | Hedge Fund | $3.4M | 130 | Feb 14, 2012 |
| Ta/Atlantic And Pacific IV L.P.no longer reported | Hedge Fund | $2.7M | 54 | Feb 14, 2012 |
| Ta Executives Fund LLCno longer reported | Hedge Fund | $2.5M | 78 | Feb 14, 2012 |
| Ta Strategic Partners Fund A L.P.no longer reported | Hedge Fund | $1.0M | 108 | Feb 14, 2012 |
| Ta Strategic Partners Fund II-A L.P.no longer reported | Hedge Fund | $859,157 | 12 | Feb 14, 2012 |
| Ta Investors, LLCno longer reported | Hedge Fund | $700,000 | 88 | Feb 14, 2012 |
| Ta Strategic Partners Fund B L.P.no longer reported | Hedge Fund | $376,289 | 46 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Ami Jennifer Barbetta · Managing Director And Chief Operating Officercontrolsince 09/2022 · owns less than 5%
- Talaat Hythem El-Nazer · Managing Director And Member Of The Executive Committeecontrolsince 01/2021 · owns less than 5%
- M. Jennifer Mulloy · Managing Director And Member Of The Executive Committeecontrolsince 01/2017 · owns less than 5%
- Ajit Nedungadi · Managing Director, Chief Executive Officer And Chair Of The Executive Committee Of Ta Associates, L.P.controlsince 09/2024 · owns less than 5%
- Broderick Arthur Price · General Counselcontrolsince 03/2024 · owns less than 5%
- H. Kelly Riera · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- Rae Melanie Toomey · Chief Financial Officer, Management Companycontrolsince 01/2019 · owns less than 5%
- M. Gregory Wallace · Chief Financial Officer, Fundscontrolsince 01/2019 · owns less than 5%
- P. Jason Werlin · Managing Director And Member Of The Executive Committeecontrolsince 01/2023 · owns less than 5%
Entity owners
- Ta Associates Management Holding, L.P. · Limited Partnerdirect · owns 75% or more
- Ta Associates, L.P. · General Partnerdirect · owns less than 5%
- Ta Associates US Holding LLC · General Partnerindirect · owns F of Ta Associates, L.P.
- Ta Associates, L.P. · General Partnerindirect · owns F of Ta Associates Management Holding, L.P.
Related persons
Schedule D 7.A
- Ta Associates Ap Vi L.P.pooled vehicle sponsory
- Ta Associates Ap Vii Cayman Gp, L.P.bankpooled vehicle sponsorn
- Ta Associates Ap Vii Gp L.P.bankpooled vehicle sponsory
- Ta Associates Cayman, LLCpooled vehicle sponsorn
- Ta Associates Df V Gp, L.P.pooled vehicle sponsorn
- Ta Associates Sdf III Cayman Gp, L.P.pooled vehicle sponsorn
- Ta Associates Sdf III Gp L.P.bankpooled vehicle sponsory
- Ta Associates Sdf IV Cayman Gp, L.P.pooled vehicle sponsorn
- Ta Associates Sdf IV Gp L.P.bankpooled vehicle sponsory
- Ta Associates Sof Gp, L.P.bankpooled vehicle sponsorn
- Ta Associates Sof II Gp, L.P.bankpooled vehicle sponsorn
- Ta Associates Xi Cayman Gp, L.P.bankpooled vehicle sponsorn
- Ta Associates Xi Gp, L.P.bankpooled vehicle sponsory
- Ta Associates Xii Cayman Gp, L.P.bankpooled vehicle sponsorn
- Ta Associates Xii Gp L.P.bankpooled vehicle sponsory
- Ta Associates Xiii Gp, L.P.bankpooled vehicle sponsorn
- Ta Associates Xiv Gp, L.P.bankpooled vehicle sponsorn
- Ta Associates Xv Eu Gp, S.A.R.L.bankpooled vehicle sponsorn
- Ta Associates Xv Gp, L.P.bankpooled vehicle sponsorn
- Ta Associates, L.P.pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Menlo Park, CA11 employees
- Austin, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 28 to 29Mar 31, 2026 to May 26, 2026
- Advisory employees · 188 to 192Mar 31, 2026 to May 26, 2026
- Pooled vehicle clients · 28 to 29Mar 31, 2026 to May 26, 2026
- Employees · 261 to 266Mar 31, 2026 to May 26, 2026
- Private funds · 29 to 30Mar 31, 2026 to May 26, 2026
- Discretionary RAUM · $61B to $55BMar 31, 2026 to May 26, 2026
- Pooled vehicle RAUM · $61B to $55BMar 31, 2026 to May 26, 2026
- RAUM · $61B to $55BMar 31, 2026 to May 26, 2026
- Advisory employees · 184 to 188May 20, 2025 to Mar 31, 2026
- Employees · 252 to 261May 20, 2025 to Mar 31, 2026
- Discretionary RAUM · $61B to $61BMay 20, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $61B to $61BMay 20, 2025 to Mar 31, 2026
- RAUM · $61B to $61BMay 20, 2025 to Mar 31, 2026
- Accounts · 26 to 28Mar 31, 2025 to May 20, 2025
- Pooled vehicle clients · 26 to 28Mar 31, 2025 to May 20, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 20, 2025
- Private funds · 27 to 29Mar 31, 2025 to May 20, 2025
- Discretionary RAUM · $59B to $61BMar 31, 2025 to May 20, 2025
- Pooled vehicle RAUM · $59B to $61BMar 31, 2025 to May 20, 2025
- RAUM · $59B to $61BMar 31, 2025 to May 20, 2025
- Advisory employees · 180 to 184Sep 4, 2024 to Mar 31, 2025
- Employees · 249 to 252Sep 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $60B to $59BSep 4, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $60B to $59BSep 4, 2024 to Mar 31, 2025
- RAUM · $60B to $59BSep 4, 2024 to Mar 31, 2025
- Advisory employees · 167 to 180Jan 19, 2024 to Mar 29, 2024
- Employees · 240 to 249Jan 19, 2024 to Mar 29, 2024
- Discretionary RAUM · $59B to $60BJan 19, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $59B to $60BJan 19, 2024 to Mar 29, 2024
- RAUM · $59B to $60BJan 19, 2024 to Mar 29, 2024
- Discretionary RAUM · $57B to $59BMay 22, 2023 to Sep 22, 2023
- Pooled vehicle RAUM · $57B to $59BMay 22, 2023 to Sep 22, 2023
- RAUM · $57B to $59BMay 22, 2023 to Sep 22, 2023
- Accounts · 22 to 26Mar 29, 2023 to May 22, 2023
- Advisory employees · 165 to 167Mar 29, 2023 to May 22, 2023
- Pooled vehicle clients · 22 to 26Mar 29, 2023 to May 22, 2023
- Employees · 233 to 240Mar 29, 2023 to May 22, 2023
- Private funds · 23 to 27Mar 29, 2023 to May 22, 2023
- Discretionary RAUM · $42B to $57BMar 29, 2023 to May 22, 2023
- Pooled vehicle RAUM · $42B to $57BMar 29, 2023 to May 22, 2023
Signals
14 dated events
- J Brian Conway (Managing Director And Chairman Of The Executive Committee) no longer on Schedule A of Ta Associates (listed 2024-03-29, absent 2024-09-04)Sep 4, 2024 · Control person left · inference
- Broderick Arthur Price (General Counsel) appeared on Schedule A of Ta AssociatesMar 29, 2024 · Control person joined · fact
- Chase Jeffrey Hadden (Managing Director, Chief Operating Officer And General Counsel) no longer on Schedule A of Ta Associates (listed 2024-01-19, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Ta Associates reported RAUM $57.0B, up 37% from $41.5B (2023-03-29 to 2023-05-22)May 22, 2023 · RAUM change · derived
- P. Jason Werlin (Managing Director And Member Of The Executive Committee) appeared on Schedule A of Ta AssociatesJan 9, 2023 · Control person joined · fact
- Ami Jennifer Barbetta (Managing Director And Chief Operating Officer) appeared on Schedule A of Ta AssociatesJan 9, 2023 · Control person joined · fact
- Ta Associates reported RAUM $49.7B, up 60% from $31.0B (2021-03-31 to 2021-08-25)Aug 25, 2021 · RAUM change · derived
- Ta Associates reported RAUM $31.0B, up 26% from $24.5B (2021-02-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- J Brian Conway (Managing Director And Chairman Of The Executive Committee) appeared on Schedule A of Ta AssociatesMar 31, 2021 · Control person joined · fact
- Talaat Hythem El-Nazer (Managing Director And Member Of The Executive Committee) appeared on Schedule A of Ta AssociatesMar 31, 2021 · Control person joined · fact
- M. Jennifer Mulloy (Managing Director And Member Of The Executive Committee) appeared on Schedule A of Ta AssociatesMar 31, 2021 · Control person joined · fact
- Ajit Nedungadi (Managing Director, Chief Executive Officer And Member Of The Executive Committee) appeared on Schedule A of Ta AssociatesMar 31, 2021 · Control person joined · fact
- Chase Jeffrey Hadden (Managing Director, Chief Operating Officer And General Counsel) appeared on Schedule A of Ta AssociatesMar 31, 2021 · Control person joined · fact
- Ta Associates reported RAUM $23.6B, up 69% from $14.0B (2019-03-29 to 2019-08-27)Aug 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- TA Associates · Private Equityshared crd · organization
- TA Associates · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/TA-ASSOCIATESreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-574-6700reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026