DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bow River Advisers, LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 16, 2023 · 6 filings
SEC status approved since Mar 17, 2023
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.2B as of Mar 30, 2026
Mar 29, 2024$461M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20240 then
Employees (5.A)27 as of Mar 30, 2026
Mar 29, 202419 then
Private funds: no history
RAUM +65% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +65%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Reid Jamison Davis · Chief Financial Officercontrolsince 02/2023 · owns less than 5%
- David Jeremy Held · Managing Directorcontrolsince 02/2023 · owns 10% to 25%
- Clayton Jane Ingalls · Chief Operating Officercontrolsince 02/2023 · owns less than 5%
- Daniel James Kerr · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- Ellard Blair Richardson · Chief Executive Officercontrolsince 02/2023 · owns less than 5%
- James Michael Trihy · Directorcontrolsince 02/2023 · owns less than 5%
- Ellard Blair Richardson · Officer, Director, Shareholdercontrolsince 02/2023 · owns 25% to 50% of Bow River Asset Management Corporation II
Entity owners
- Bow River Asset Management, LLC · Memberdirect · owns 50% to 75%
- Bow River Asset Management Corporation II · Memberindirect · owns 75% or more of Bow River Asset Management, LLC
- Dzmk Advisors, Inc. · Trusteeindirect · owns F of Richardson 2012 Trust
- New York Life Insurance Company · Indirect Interest Holderindirect · owns 75% or more of New York Life Investment Management Holdings LLC
- Richardson 2012 Trust · Shareholderindirect · owns 25% to 50% of Bow River Asset Management Corporation II
- New York Life Investment Management Holdings LLC · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Apogem Capital LLCinvestment advisernRAUM $44B
- Ausbil Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $14B
- Bow River Capitalinvestment adviseryRAUM $4.2B
- Bow River Capital 2019 Software Gp, LLCpooled vehicle sponsorn
- Bow River Capital Partners IV, LLCpooled vehicle sponsorn
- Bow River Capital Partners Non-US IV, Ltdpooled vehicle sponsorn
- Bow River Capital Re I, LLCpooled vehicle sponsorn
- Bow River Capital Re II, LLCpooled vehicle sponsorn
- Bow River Capital Re III, LLCpooled vehicle sponsorn
- Bow River Capital Software Growth Equity Fund II Gp LLCpooled vehicle sponsorn
- Bow River Credit Opportunities Fund Gp, LLCpooled vehicle sponsorn
- Bow River Private Equity III Gp, LLCpooled vehicle sponsorn
- Brc Oz 1 LLCpooled vehicle sponsorn
- Brc Oz 2 LLCpooled vehicle sponsorn
- Brc Oz 3 LLCpooled vehicle sponsorn
- Brc Oz 4 LLCpooled vehicle sponsorn
- Brc Oz 5 LLCpooled vehicle sponsorn
- Candriam S.C.A.investment adviserbankpooled vehicle sponsornRAUM $155B
- Eagle Strategies LLCinvestment advisernRAUM $32B
- Flatiron Rr LLC, Manager Seriesinvestment advisernRAUM $1.2B
- Indexiq Advisors LLCinvestment adviserbanknRAUM $10B
- Kartesia Management Sarlinvestment advisern
- Life Insurance Company Of North Americareal estaten
- Mackay Shields Europe Investment Management Limitedinvestment advisern
- Mackay Shields LLCinvestment adviserbankpooled vehicle sponsornRAUM $160B
- Mackay Shields Uk Llpinvestment advisern
- New York Life Enterprises LLCreal estaten
- New York Life Group Insurance Company Of Nyreal estaten
- New York Life Insurance And Annuity Corporationbankreal estaten
- New York Life Insurance Companybankreal estatey
Advisers that list Bow River Advisers, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 5Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 6 to 8Mar 28, 2025 to Mar 30, 2026
- Employees · 23 to 27Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $706M to $1.2BMar 28, 2025 to Mar 30, 2026
- RAUM · $706M to $1.2BMar 28, 2025 to Mar 30, 2026
- Advisory employees · 4 to 6Mar 29, 2024 to Mar 28, 2025
- BD registered reps · 5 to 6Mar 29, 2024 to Mar 28, 2025
- Employees · 19 to 23Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $461M to $706MMar 29, 2024 to Mar 28, 2025
- RAUM · $461M to $706MMar 29, 2024 to Mar 28, 2025
- Advisory employees · 5 to 4Apr 3, 2023 to Mar 29, 2024
- Assets in custody · 0.0 to unsetApr 3, 2023 to Mar 29, 2024
- Custody of client assets · true to falseApr 3, 2023 to Mar 29, 2024
- Employees · 17 to 19Apr 3, 2023 to Mar 29, 2024
- Discretionary RAUM · $326M to $461MApr 3, 2023 to Mar 29, 2024
- RAUM · $326M to $461MApr 3, 2023 to Mar 29, 2024
- Related bank · false to trueApr 3, 2023 to Mar 29, 2024
- Related broker-dealer · false to trueApr 3, 2023 to Mar 29, 2024
- Accounts · 0 to 1Feb 24, 2023 to Apr 3, 2023
- Advisory employees · 4 to 5Feb 24, 2023 to Apr 3, 2023
- BD registered reps · 1 to 5Feb 24, 2023 to Apr 3, 2023
- Assets in custody · unset to 0.0Feb 24, 2023 to Apr 3, 2023
- Custody of client assets · false to trueFeb 24, 2023 to Apr 3, 2023
- Employees · 10 to 17Feb 24, 2023 to Apr 3, 2023
- Discretionary RAUM · $0 to $326MFeb 24, 2023 to Apr 3, 2023
- RAUM · $0 to $326MFeb 24, 2023 to Apr 3, 2023
Signals
5 dated events
- Bow River Advisers, Llc reported RAUM $1.2B, up 65% from $705.7M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Bow River Advisers, Llc reported RAUM $705.7M, up 53% from $461.1M (2024-03-29 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Bow River Advisers, Llc reported RAUM $461.1M, up 42% from $325.7M (2023-04-03 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Guy Richard Thackray (President) no longer on Schedule A of Bow River Advisers, Llc (listed 2023-04-03, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Bow River Advisers, Llc filed its initial SEC registration (Form ADV)Feb 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/297442reportedpublic record, Form ADV, Sep 17, 2026
- Website
- bowriverevergreen.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (303) 861-8466reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026