DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 40 filings
SEC status approved since Mar 30, 2012
RAUM
$24B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$24B
derived; firm RAUM over IAPD count
Employees
77
30 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
29
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$24B as of Mar 31, 2026
Feb 20, 2013$16B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 20, 20130 then
Employees (5.A)77 as of Mar 31, 2026
Feb 20, 201345 then
Private funds29 as of Mar 31, 2026
Feb 20, 201339 then
RAUM +1.5% over the last fiscal year+0.8% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $24BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $506MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 77.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $445M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$24B97%
- Charitable organizations$674M2.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 12reported
- Accounts
- 48reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $445M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••••• E••••• K••••••Chartered Financial Analyst | Charlottesville, Va | Jun 14, 2018 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
97 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• C•••••• H••••••• B• L•••no longer reported | Hedge Fund | $14B | 4 | Feb 14, 2012 |
| M••••• C•••••• A••••••••• •••••• L••• | Hedge Fund | $9.6B | 474 | Feb 14, 2012 |
| M••••• C•••••• H••••••• B•••• L•••no longer reported | Hedge Fund | $5.7B | 4 | Feb 14, 2012 |
| M••••• C•••••• S••••••• X• L••• | Hedge Fund | $3.8B | 92 | Feb 14, 2012 |
| M••••• C•••••• S••••••• B• L••• | Hedge Fund | $3.3B | 10 | Feb 14, 2012 |
| M••••• C•••••• A••••••••• •••••••• L••• | Hedge Fund | $2.9B | 87 | Feb 14, 2012 |
| M••••• P•••••• E••••• M••••• F••• B• L•••no longer reported | Private Equity Fund | $2.5B | 2 | Feb 28, 2018 |
| M••••• V•••••• C•••••• M••••• F••• B• L•••no longer reported | Private Equity Fund | $2.3B | 2 | Feb 28, 2018 |
| A••••••••• E•••••••• P•••••••• •••••••• L••• | Hedge Fund | $1.9B | 1 | Feb 13, 2020 |
| M••••• U••• R••• E••••• M••••• F••• B• L•••no longer reported | Private Equity Fund | $1.7B | 2 | Feb 28, 2018 |
| M••••• C•••••• B•••••• Y• •••••••• L•••no longer reported | Hedge Fund | $1.6B | 86 | Feb 14, 2012 |
| M••••• P•••••• E••••• M••••• F••• B•••• L•••no longer reported | Private Equity Fund | $1.5B | 2 | Feb 28, 2018 |
| M••••• P•••••••• P•••••• E••••• F•••• L••• | Private Equity Fund | $1.3B | 107 | Feb 28, 2018 |
| M••••• L••••••••• M••••• F••• B•••• L•••no longer reported | Hedge Fund | $1.3B | 2 | Mar 30, 2020 |
| M••••• E••••••• M•••••• M••••• F••• B•••• L•••no longer reported | Hedge Fund | $1.2B | 2 | Mar 30, 2020 |
| M••••• C•••••• S••••••• Y• L••• | Hedge Fund | $1.2B | 1 | Feb 14, 2012 |
| M••••• P•••••••• V•••••• C•••••• F•••• L••• | Private Equity Fund | $1.1B | 100 | Feb 28, 2018 |
| M••••• T••••••••• N•••••• R••••••• M••••• F••• B• L•••no longer reported | Private Equity Fund | $964M | 1 | Feb 28, 2018 |
| M••••• C•••••• •••••• L••• | Hedge Fund | $846M | 1 | Feb 14, 2012 |
| M••••• L••••••••• M••••• F••• B• L•••no longer reported | Hedge Fund | $840M | 2 | Mar 30, 2020 |
| M••••• A••••• E••••• P•••••••• M•••••• L•••no longer reported | Hedge Fund | $496M | 2 | Mar 30, 2021 |
| M••••• P•••••••• V•••••• C•••••• F••• •••••••• L•••no longer reported | Private Equity Fund | $375M | 39 | Feb 28, 2018 |
| M••••• E••••••• M•••••• M••••• F••• B• L•••no longer reported | Hedge Fund | $372M | 2 | Mar 30, 2020 |
| M••••• I••••••••• R••• E••••• M••••• F••• B• L•••no longer reported | Private Equity Fund | $329M | 1 | Feb 28, 2018 |
| M••••• P•••••••• P•••••• E••••• F••• •••••••• L•••no longer reported | Private Equity Fund | $290M | 27 | Feb 28, 2018 |
| M••••• I••••••••• R••• E••••• M••••• F••• B•••• L•••no longer reported | Private Equity Fund | $271M | 1 | Feb 28, 2018 |
| M••••• P•••••• E••••• F••• I••• L•• | Private Equity Fund | $260M | 34 | Feb 4, 2016 |
| M••••• S•••••••• O••••••••• P••••••••• L••• | Hedge Fund | $258M | 1 | Aug 29, 2019 |
| C•••• T• C•••• R••• A•••• F•••• L••• | Private Equity Fund | $254M | 1 | Feb 28, 2018 |
| M••••• A••••• E••••• P••••••••• L••• | Hedge Fund | $235M | 18 | Mar 30, 2021 |
| M••••• P•••••• E••••• F••• I••• L•• | Private Equity Fund | $234M | 34 | Mar 30, 2020 |
| M••••• S••••••••• N•••••• R••••••• M••••• F••• B• L•••no longer reported | Private Equity Fund | $232M | 1 | Feb 28, 2018 |
| M••••• P•••••••• U••• R••• E••••• F•••• L••• | Private Equity Fund | $222M | 15 | Feb 28, 2018 |
| M••••• S•••••••• O••••••••• F••• • K• C•••••• L• | Private Equity Fund | $177M | 4 | Feb 28, 2018 |
| M••••• S•••••••• O••••••••• F••• • K•••••• L••• | Private Equity Fund | $170M | 128 | Feb 13, 2020 |
| M••••• R••• E••••• F••• I•• L••• | Private Equity Fund | $122M | 48 | Feb 4, 2016 |
| M••• H••••••• B• L•••no longer reported | Hedge Fund | $120M | 1 | Feb 20, 2013 |
| M••••• A••••••• R••••• A••••••••• •••••••• L•••no longer reported | Hedge Fund | $109M | 4 | Feb 20, 2013 |
| M••••• L••••••••• F•••• L••• | Hedge Fund | $105M | 8 | Aug 29, 2019 |
| M••••• F•••• I••••• F•••• L••• | Other Private Fund | $97.6M | 4 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• L•••••••• E••••• · Managing Director & Co-Chief Investment Officercontrolsince 01/2018 · owns 5% to 10%
- M••••••• W••••••• L••• · Chief Compliance Officer, General Counsel & Managing Directorcontrolsince 09/2011 · owns less than 5%
- P•••••••• L•••• J••• · Managing Directorcontrolsince 01/2011 · owns 5% to 10%
- R••••• B••••• L•• · Managing Directorcontrolsince 01/2015 · owns 5% to 10%
- T••••••• M••• · Chief Financial Officer & Managing Directorcontrolsince 01/2015 · owns less than 5%
- B••••• L•••• D•••• · Managing Directorsince 01/2017 · owns 5% to 10%
- D•••••• J•••••• P••• · Managing Directorsince 01/2015 · owns 5% to 10%
- G•••••• J••••••• J•••• · Managing Director & Co-Chief Investment Officersince 01/2017 · owns 5% to 10%
- G•••••••• K••• M••••• · Managing Directorsince 01/2019 · owns less than 5%
- M•••••• J•••••• M•••• · Managing Directorsince 01/2018 · owns less than 5%
- V•• G•••• J••••••• · Managing Directorsince 01/2023 · owns less than 5%
Entity owners
- M••••• C•••••• H•••••••• L••• · Memberdirect · owns 75% or more
- M••••• C•••••• M••••••••• G•• L•• · General Partnerindirect · owns F of M••••• C•••••• H•••••••• L•••
Related persons
Schedule D 7.A
- M••••• A••••••• R••••• G•• L••investment adviserbankpooled vehicle sponsory
- M••••• C•••••• H••••••• B• G•• L••investment adviserbankpooled vehicle sponsory
- M••••• C•••••• H••••••• B••• G•• L••investment adviserbankpooled vehicle sponsory
- M••••• C•••••• M••••••••• •••••••• L••investment adviserbankpooled vehicle sponsory
- M••••• P••••••••• H•••••••• L•••investment adviserbankpooled vehicle sponsory
- M••••• P•••••••• F••• M••••••• L••investment adviserbankpooled vehicle sponsory
- M••••• P•••••• E••••• G•• L••investment adviserbankpooled vehicle sponsory
- M••••• R••• E••••• G•• L••investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Charlottesville, VA1 employees
What changed
consecutive filings, newest first
- Accounts · 35 to 48Feb 26, 2026 to Mar 31, 2026
- Advisory employees · 27 to 30Feb 26, 2026 to Mar 31, 2026
- Advisory activities · 2 to 3Feb 26, 2026 to Mar 31, 2026
- Charity clients · unset to 12.0Feb 26, 2026 to Mar 31, 2026
- Pooled vehicle clients · 35 to 36Feb 26, 2026 to Mar 31, 2026
- Assets in custody · $488M to $445MFeb 26, 2026 to Mar 31, 2026
- Employees · 80 to 77Feb 26, 2026 to Mar 31, 2026
- Other offices · 1 to 0Feb 26, 2026 to Mar 31, 2026
- Private funds · 30 to 29Feb 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $24B to $24BFeb 26, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $465MFeb 26, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $24B to $24BFeb 26, 2026 to Mar 31, 2026
- RAUM · $24B to $24BFeb 26, 2026 to Mar 31, 2026
- Private funds · 29 to 30Mar 28, 2025 to Feb 26, 2026
- Advisory employees · 33 to 27Mar 28, 2024 to Mar 28, 2025
- Advisory activities · 3 to 2Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $620M to $488MMar 28, 2024 to Mar 28, 2025
- Employees · 85 to 80Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $23B to $24BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $23B to $24BMar 28, 2024 to Mar 28, 2025
- RAUM · $23B to $24BMar 28, 2024 to Mar 28, 2025
- Accounts · 28 to 35Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 28 to 33Mar 30, 2023 to Mar 28, 2024
- Advisory activities · 2 to 3Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 28 to 35Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $16B to $620MMar 30, 2023 to Mar 28, 2024
- Employees · 77 to 85Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $24B to $23BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $24B to $23BMar 30, 2023 to Mar 28, 2024
- RAUM · $24B to $23BMar 30, 2023 to Mar 28, 2024
- Advisory employees · 30 to 28May 25, 2022 to Mar 30, 2023
- Assets in custody · $18B to $16BMay 25, 2022 to Mar 30, 2023
- Employees · 76 to 77May 25, 2022 to Mar 30, 2023
- State-registered IARs · 6 to 0May 25, 2022 to Mar 30, 2023
- Private funds · 56 to 29May 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $25B to $24BMay 25, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $25B to $24BMay 25, 2022 to Mar 30, 2023
- RAUM · $25B to $24BMay 25, 2022 to Mar 30, 2023
- Related adviser · false to trueMay 25, 2022 to Mar 30, 2023
Signals
11 dated events
- Gerard Michael Mccaffery (Managing Director) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2022-05-25, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Dolan Lara Banks (Managing Director) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2021-11-11, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Craig Richard Blanchard (Managing Director) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2021-11-11, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Russell William Miller (Managing Director) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2021-11-11, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Colin David Burke (Managing Director & Director) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2020-02-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Blake Susan Meaney (Managing Director) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2020-02-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Craig Richard Blanchard (Managing Director) appeared on Schedule A of M••••• C•••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- Lee Brian Rodde (Managing Director) appeared on Schedule A of M••••• C•••••• M••••••••• L••Jun 27, 2019 · Control person joined · fact
- John Luke Proskine (Managing Director) appeared on Schedule A of M••••• C•••••• M••••••••• L••Jun 27, 2019 · Control person joined · fact
- Dolan Lara Banks (Managing Director) appeared on Schedule A of M••••• C•••••• M••••••••• L••Mar 28, 2019 · Control person joined · fact
- John Jeffery Mora (Managing Director) no longer on Schedule A of M••••• C•••••• M••••••••• L•• (listed 2018-03-29, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- M••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H••••://WWW.M•••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-926-0510reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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