DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••
Legal name P•••••• I••••••••• P•••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Mar 27, 2012 · 30 filings
SEC status approved since May 10, 2011
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.4B
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.4B as of Mar 31, 2026
Mar 27, 2012$177M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 4, 20130 then
Employees (5.A)12 as of Mar 31, 2026
Mar 4, 20136 then
Private funds4 as of Mar 31, 2026
Mar 27, 20121 then
RAUM +14% over the last fiscal year+5.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $2.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $270MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 12.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B74%
- Sovereign wealth funds$625M26%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.74 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• J•••• D•••• | Dallas, Tx | Oct 25, 2016 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• M••••• F•••• L••• | Hedge Fund | $760M | 40 | Mar 27, 2012 |
| P•••••• N••••••• M••••• F•••• L• | Hedge Fund | $588M | 30 | May 13, 2015 |
| P•••••• N••••••• F•••• L•no longer reported | Hedge Fund | $270M | 9 | May 13, 2015 |
| P•••••• T••••• M••••• F•••• L• | Hedge Fund | $51.1M | 4 | Aug 11, 2020 |
| P•••••• N••••••• F•••• L••no longer reported | Hedge Fund | $40.0M | 1 | May 13, 2015 |
| G••••• E••• L••no longer reported | Other Private Fund | $20.4M | 1 | Feb 25, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••• B••••••• L•• · Chief Compliance Officer And Chief Financial Officercontrolsince 10/2021 · owns less than 5%
- D••••• A•••• J•••• · Limited Partnercontrolsince 06/2008 · owns 25% to 50%
- H••••••••• S••••• M•••••• · Limited Partnercontrolsince 06/2008 · owns 25% to 50%
- F••••• L••••••• · Membersince 04/2008 · owns 75% or more of F•••• P•••••• L••
Entity owners
- H•• P•••••••• L•• · General Partnerdirect · owns less than 5%
- F•••• P•••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- H•• P•••••••• L••pooled vehicle sponsory
- P•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 31, 2026institutional share of RAUM of 26% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 8.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 12 to 9Oct 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 8Oct 31, 2025 to Mar 31, 2026
- Financial planning clients · 0 to Oct 31, 2025 to Mar 31, 2026
- Private funds · 3 to 4Oct 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.1B to $2.4BOct 31, 2025 to Mar 31, 2026
- Pension RAUM · 41344890.0 to unsetOct 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.3B to $1.8BOct 31, 2025 to Mar 31, 2026
- RAUM · $2.1B to $2.4BOct 31, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 29, 2025 to Oct 31, 2025
- Accounts · 8 to 12Mar 26, 2024 to Mar 29, 2025
- Charity clients · 3.0 to unsetMar 26, 2024 to Mar 29, 2025
- Pension plan clients · 1.0 to unsetMar 26, 2024 to Mar 29, 2025
- Pooled vehicle clients · 3 to 7Mar 26, 2024 to Mar 29, 2025
- Discretionary RAUM · $2.2B to $2.1BMar 26, 2024 to Mar 29, 2025
- Pension RAUM · $44.6M to $41.3MMar 26, 2024 to Mar 29, 2025
- Pooled vehicle RAUM · $1.4B to $1.3BMar 26, 2024 to Mar 29, 2025
- RAUM · $2.2B to $2.1BMar 26, 2024 to Mar 29, 2025
- Advisory employees · 6 to 7Oct 23, 2023 to Mar 26, 2024
- Employees · 11 to 12Oct 23, 2023 to Mar 26, 2024
- Discretionary RAUM · $2.1B to $2.2BOct 23, 2023 to Mar 26, 2024
- Pension RAUM · $34.5M to $44.6MOct 23, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.3B to $1.4BOct 23, 2023 to Mar 26, 2024
- RAUM · $2.1B to $2.2BOct 23, 2023 to Mar 26, 2024
- HQ city · NEW YORK to DALLASJun 8, 2023 to Oct 23, 2023
- HQ state · NY to TXJun 8, 2023 to Oct 23, 2023
- Accounts · 9 to 8Mar 30, 2022 to Mar 20, 2023
- Assets in custody · 1593269603.0 to unsetMar 30, 2022 to Mar 20, 2023
- Custody of client assets · true to falseMar 30, 2022 to Mar 20, 2023
- Other offices · 2 to 1Mar 30, 2022 to Mar 20, 2023
- Discretionary RAUM · $2.7B to $2.1BMar 30, 2022 to Mar 20, 2023
- Pension RAUM · $43.7M to $34.5MMar 30, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $1.6B to $1.3BMar 30, 2022 to Mar 20, 2023
- RAUM · $2.7B to $2.1BMar 30, 2022 to Mar 20, 2023
- Advisory employees · 5 to 6Nov 10, 2021 to Mar 30, 2022
- Assets in custody · $1.5B to $1.6BNov 10, 2021 to Mar 30, 2022
- Employees · 8 to 11Nov 10, 2021 to Mar 30, 2022
- Discretionary RAUM · $2.4B to $2.7BNov 10, 2021 to Mar 30, 2022
- Pension RAUM · $37.5M to $43.7MNov 10, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.5B to $1.6BNov 10, 2021 to Mar 30, 2022
- RAUM · $2.4B to $2.7BNov 10, 2021 to Mar 30, 2022
Signals
4 dated events
- W Joseph Swain (Limited Partner) no longer on Schedule A of Permian (listed 2021-11-10, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Len Britton Brown (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of PermianNov 8, 2021 · Control person joined · fact
- Permian reported RAUM $2.4B, up 28% from $1.8B (2019-02-14 to 2020-03-03)Mar 3, 2020 · RAUM change · derived
- Permian reported RAUM $1.9B, up 31% from $1.5B (2017-03-22 to 2018-03-19)Mar 19, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/permian-investment-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P••••••LP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-257-6080reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026