DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• C•••••• M••••••••• L••
Latest filing Jun 1, 2026
First filing on the tape Feb 13, 2012 · 25 filings
SEC status approved since Feb 28, 2012
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
30 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$4.4B as of Jun 1, 2026
Apr 1, 2013$748M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Apr 1, 20130 then
Employees (5.A)46 as of Jun 1, 2026
Apr 1, 201329 then
Private funds9 as of Jun 1, 2026
Apr 1, 20133 then
RAUM +10% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $492MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.2B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.2B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• C•••••• V• L••• | Private Equity Fund | $853M | 75 | Mar 28, 2024 |
| B•••••• G••••• C•••••• I•• L••• | Private Equity Fund | $830M | 54 | Mar 31, 2020 |
| B•••••• C•••••• V••• L••• | Private Equity Fund | $745M | 64 | Mar 28, 2024 |
| B•••••• G••••• C•••••• I•••• L••• | Private Equity Fund | $473M | 29 | Mar 31, 2020 |
| B•••••• G••••• C•••••• I••• L••• | Private Equity Fund | $237M | 43 | Mar 31, 2017 |
| B•••••• I••••• I• L••• | Private Equity Fund | $110M | 20 | Mar 28, 2024 |
| B•••••• G••••• C•••••• I••••• L••• | Private Equity Fund | $102M | 16 | Mar 31, 2017 |
| B•••••• G••••• C•••••• I•• L••• | Private Equity Fund | $58.1M | 31 | Feb 13, 2012 |
| B•••••• G••••• C•••••• I•• A•••• F•••• L••• | Private Equity Fund | $56.6M | 13 | May 22, 2019 |
| B•••••• I••••• I••• L••• | Private Equity Fund | $39.0M | 7 | Mar 28, 2024 |
| B•••••• G••••• C•••••• I• L••• | Private Equity Fund | $25.9M | 29 | Feb 13, 2012 |
| B•••••• G••••• C•••••• I•••• L••• | Private Equity Fund | $21.2M | 11 | Feb 13, 2012 |
| B•••••• P• C•••••••• H•••••••• L••no longer reported | Private Equity Fund | $60,400 | 7 | Apr 26, 2017 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• J••••••• M• · Managing Partnercontrolsince 04/2006 · owns less than 5%
- O••• I••• C••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 05/2019 · owns less than 5%
- D•••••• J•••••• M• · Trusteecontrolsince 10/2018 · owns 75% or more of J•••••• M• D••••• 2••• F••••• T••••
Entity owners
- J•••••• M• D••••• 2••• F••••• T•••• · Class A Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- B•••••• C•••••• V• •••• L•••pooled vehicle sponsorn
- B•••••• G••••• C•••••• I• •••• L•••pooled vehicle sponsorn
- B•••••• G••••• C•••••• I•• •••• L•••pooled vehicle sponsorn
- B•••••• G••••• C•••••• I•• A•••• F••• •••• L•••pooled vehicle sponsorn
- B•••••• G••••• C•••••• I• •••• L•••pooled vehicle sponsorn
- B•••••• I••••• I• •••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 11 to 9Aug 1, 2025 to Mar 30, 2026
- Advisory employees · 29 to 30Aug 1, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 9Aug 1, 2025 to Mar 30, 2026
- Assets in custody · $4.0B to $3.2BAug 1, 2025 to Mar 30, 2026
- Employees · 43 to 46Aug 1, 2025 to Mar 30, 2026
- Private funds · 11 to 9Aug 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.0B to $4.4BAug 1, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.0B to $4.4BAug 1, 2025 to Mar 30, 2026
- RAUM · $4.0B to $4.4BAug 1, 2025 to Mar 30, 2026
- Accounts · 1 to 11Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 26 to 29Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $3.5B to $4.0BMar 28, 2024 to Mar 28, 2025
- Employees · 40 to 43Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.5B to $4.0BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.5B to $4.0BMar 28, 2024 to Mar 28, 2025
- RAUM · $3.5B to $4.0BMar 28, 2024 to Mar 28, 2025
- Accounts · 8 to 1Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 22 to 26Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 8 to 11Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $2.0B to $3.5BMar 30, 2023 to Mar 28, 2024
- Employees · 36 to 40Mar 30, 2023 to Mar 28, 2024
- Private funds · 8 to 11Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $3.5BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.0B to $3.5BMar 30, 2023 to Mar 28, 2024
- RAUM · $2.0B to $3.5BMar 30, 2023 to Mar 28, 2024
- Accounts · 9 to 8Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 21 to 22Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 9 to 8Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $1.8B to $2.0BMar 30, 2022 to Mar 30, 2023
- Employees · 32 to 36Mar 30, 2022 to Mar 30, 2023
- Private funds · 9 to 8Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.8B to $2.0BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.8B to $2.0BMar 30, 2022 to Mar 30, 2023
- RAUM · $1.8B to $2.0BMar 30, 2022 to Mar 30, 2023
- Advisory employees · 13 to 21Jul 27, 2021 to Mar 30, 2022
- Assets in custody · $2.0B to $1.8BJul 27, 2021 to Mar 30, 2022
- Employees · 30 to 32Jul 27, 2021 to Mar 30, 2022
- Other offices · 2 to 1Jul 27, 2021 to Mar 30, 2022
- Discretionary RAUM · $2.0B to $1.8BJul 27, 2021 to Mar 30, 2022
Signals
9 dated events
- B•••••• C•••••• M••••••••• L•• reported RAUM $3.5B, up 79% from $2.0B (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- L••••• Z••• A•••••••• (Chief Compliance Officer) no longer on Schedule A of B•••••• C•••••• M••••••••• L•• (listed 2021-03-31, absent 2021-07-27)Jul 27, 2021 · Control person left · inference
- B•••••• C•••••• M••••••••• L•• reported RAUM $2.0B, up 83% from $1.1B (2020-03-31 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- L••••• Z••• A•••••••• (Chief Compliance Officer) appeared on Schedule A of B•••••• C•••••• M••••••••• L••May 22, 2019 · Control person joined · fact
- C••••• Ivy Ono (Chief Financial Officer) appeared on Schedule A of B•••••• C•••••• M••••••••• L••May 22, 2019 · Control person joined · fact
- C. I••••• S•••••• (Chief Compliance Officer) no longer on Schedule A of B•••••• C•••••• M••••••••• L•• (listed 2019-04-29, absent 2019-05-22)May 22, 2019 · Control person left · inference
- S•••• D D••••• (Trustee) no longer on Schedule A of B•••••• C•••••• M••••••••• L•• (listed 2018-03-29, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- B•••••• C•••••• M••••••••• L•• reported RAUM $910.4M, down 37% from $1.4B (2018-03-29 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- B•••••• C•••••• M••••••••• L•• reported RAUM $1.4B, up 37% from $1.1B (2017-06-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- B•••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- B••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-358-5000reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026