DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Bertram Growth Capital III-A, L.P.

Private Equity Fundadvised byBertram Capital Management LLCasset manager805-6864175455IAPD
Gross asset value
$102M
as of Mar 28, 2024; not a fund size
Peak GAV
$243M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
54%
Reported
14 filings
Mar 31, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$102M as of Mar 28, 2024
Mar 31, 2017$55.5M then
Owners16 as of Mar 28, 2024
Mar 31, 20173 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-141141reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    Menlo Park, California
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons