DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••
Legal name W•••• H••••••• V•••••• • P••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Jun 3, 2011
RAUM
$235M
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
100%
$234M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$118M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$235M as of Mar 30, 2026
Mar 30, 2012$195M then
HNW client RAUM$170M as of Mar 30, 2026
Mar 29, 2018$55.6M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 6, 20131 then
Employees (5.A)6 as of Mar 30, 2026
Mar 6, 20135 then
Private funds1 as of Mar 6, 2013
Mar 30, 20121 then
RAUM +44% over the last fiscal year+17% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $118MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 61%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$170M72%
- Individuals$64.1M27%
- Insurance companies$1.1M0.5%
- Individual clients
- 96reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 130reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• A••••• V•••••• | Zurich | Mar 5, 2013 | 34 y | 0 |
| U•• P•••••• V••••••••• | Zurich | Mar 29, 2021 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••• S••••••• P••••••••no longer reported | Other Private Fund | $44.0M | 2 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• D•••••• P••• · Chief Compliance Officer And Member Of The Managementcontrolsince 01/2016 · owns less than 5%
- V••••••••• J••••• E••••• · Member Of The Board And Ceocontrolsince 04/2019 · owns 50% to 75%
- V••••••••• U••• P•••••• · Chairman And Member Of The Managementcontrolsince 04/2019 · owns 50% to 75%
- F•••••••• L••••• J•••• · Member Of The Board And Member Of The Managementsince 04/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $162,833,985 to $235,195,917 (+44.0%) between the annual amendments of 2025-03-24 and 2026-03-30; the peer median change was +15.0% (4549 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 115 to 130Mar 24, 2025 to Mar 30, 2026
- HNW clients · 28 to 33Mar 24, 2025 to Mar 30, 2026
- Individual clients · 86 to 96Mar 24, 2025 to Mar 30, 2026
- Employees · 5 to 6Mar 24, 2025 to Mar 30, 2026
- State-registered IARs · 1 to 2Mar 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $101M to $143MMar 24, 2025 to Mar 30, 2026
- HNW RAUM · $121M to $170MMar 24, 2025 to Mar 30, 2026
- Individual RAUM · $41.0M to $64.1MMar 24, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $62.0M to $92.1MMar 24, 2025 to Mar 30, 2026
- RAUM · $163M to $235MMar 24, 2025 to Mar 30, 2026
- Accounts · 110 to 115Mar 28, 2024 to Mar 24, 2025
- HNW clients · 22 to 28Mar 28, 2024 to Mar 24, 2025
- Individual clients · 83 to 86Mar 28, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 24, 2025
- HQ state · unset to Mar 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $103M to $101MMar 28, 2024 to Mar 24, 2025
- HNW RAUM · $123M to $121MMar 28, 2024 to Mar 24, 2025
- Individual RAUM · $39.9M to $41.0MMar 28, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $60.5M to $62.0MMar 28, 2024 to Mar 24, 2025
- RAUM · $163M to $163MMar 28, 2024 to Mar 24, 2025
- Accounts · 105 to 110Mar 21, 2023 to Mar 28, 2024
- Advisory employees · 3 to 4Mar 21, 2023 to Mar 28, 2024
- HNW clients · 24 to 22Mar 21, 2023 to Mar 28, 2024
- Individual clients · 80 to 83Mar 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $90.7M to $103MMar 21, 2023 to Mar 28, 2024
- HNW RAUM · $110M to $123MMar 21, 2023 to Mar 28, 2024
- Individual RAUM · $35.4M to $39.9MMar 21, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $55.0M to $60.5MMar 21, 2023 to Mar 28, 2024
- RAUM · $146M to $163MMar 21, 2023 to Mar 28, 2024
- Accounts · 95 to 105Mar 18, 2022 to Mar 21, 2023
- HNW clients · 25 to 24Mar 18, 2022 to Mar 21, 2023
- Individual clients · 69 to 80Mar 18, 2022 to Mar 21, 2023
- Discretionary RAUM · $100M to $90.7MMar 18, 2022 to Mar 21, 2023
- HNW RAUM · $73.0M to $110MMar 18, 2022 to Mar 21, 2023
- Individual RAUM · $30.8M to $35.4MMar 18, 2022 to Mar 21, 2023
- Non-discretionary RAUM · $4.2M to $55.0MMar 18, 2022 to Mar 21, 2023
- RAUM · $104M to $146MMar 18, 2022 to Mar 21, 2023
- Accounts · 89 to 95Mar 16, 2021 to Mar 15, 2022
- HNW clients · 24 to 25Mar 16, 2021 to Mar 15, 2022
- Individual clients · 64 to 69Mar 16, 2021 to Mar 15, 2022
Signals
2 dated events
- Armand Robert Vrijhof (Ceo) no longer on Schedule A of Whvp (listed 2020-05-01, absent 2021-03-16)Mar 16, 2021 · Control person left · inference
- Nmn Rene Schatt (Client Advisor) no longer on Schedule A of Whvp (listed 2019-03-07, absent 2019-05-07)May 7, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- ch.linkedin.com/company/whvpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- W•••.CHreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 011 41 44 315 77 77reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $118Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026