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SEC-registered adviser
M•••••• C•••••• A•••••••• L••
Latest filing Feb 17, 2026
First filing on the tape Mar 30, 2021 · 15 filings
SEC status approved since Apr 28, 2021
RAUM
$222M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$214M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$74.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$222M as of Feb 17, 2026
Feb 25, 2022$162M then
HNW client RAUM$182M as of Feb 17, 2026
Feb 25, 2022$142M then
State-registered IARs (5.B.3)3 as of Feb 17, 2026
Feb 25, 20222 then
Employees (5.A)3 as of Feb 17, 2026
Feb 25, 20223 then
Private funds: no history
RAUM +10% over the last fiscal year+15% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $74.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $565,131derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $5.8M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$182M82%
- Individuals$32.1M14%
- Pension and profit-sharing plans$6.3M2.8%
- Charitable organizations$1.4M0.6%
- Individual clients
- 90reported
- HNW clients
- 66reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 393reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.8M for 10 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• A••••• A•••••••• M••••••Chartered Financial Analyst | Indian Wells, Ca | May 18, 2011 | 25 y | 2 |
| B••••• H••••• M•••••• | Indian Wells, Ca | May 18, 2011 | 18 y | 2 |
| J••••• A••••• K••••••• | Indian Wells, Ca | Aug 3, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- H•••• L••••• C••••• to M••••••••• W••••• M••••••••• L••Jun 3, 2026 · RIA to RIA
Joined, latest
- C•••••••• A••••• A•••••••• M•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••May 18, 2011 · Other
- B••••• H••••• M•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••May 18, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• B•••••• H••••• · Chief Compliance Officer And Vice Presidentcontrolsince 03/2011 · owns 50% to 75%
- M••••••• C••••••••• A• · Managing Membercontrolsince 03/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indian Wells, Ca · principal | 3 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 388 to 393Feb 10, 2025 to Feb 17, 2026
- Advisory employees · 2 to 3Feb 10, 2025 to Feb 17, 2026
- Charity clients · 0 to 1Feb 10, 2025 to Feb 17, 2026
- HNW clients · 75 to 66Feb 10, 2025 to Feb 17, 2026
- Individual clients · 84 to 90Feb 10, 2025 to Feb 17, 2026
- Pension plan clients · 7 to 3Feb 10, 2025 to Feb 17, 2026
- Assets in custody · $5.2M to $5.8MFeb 10, 2025 to Feb 17, 2026
- State-registered IARs · 2 to 3Feb 10, 2025 to Feb 17, 2026
- Discretionary RAUM · $201M to $222MFeb 10, 2025 to Feb 17, 2026
- HNW RAUM · $169M to $182MFeb 10, 2025 to Feb 17, 2026
- Individual RAUM · $18.7M to $32.1MFeb 10, 2025 to Feb 17, 2026
- Pension RAUM · $14.1M to $6.3MFeb 10, 2025 to Feb 17, 2026
- RAUM · $201M to $222MFeb 10, 2025 to Feb 17, 2026
- Accounts · 149 to 388Aug 23, 2024 to Feb 10, 2025
- HNW clients · 73 to 75Aug 23, 2024 to Feb 10, 2025
- Individual clients · 66 to 84Aug 23, 2024 to Feb 10, 2025
- Pension plan clients · 10 to 7Aug 23, 2024 to Feb 10, 2025
- Assets in custody · $4.8M to $5.2MAug 23, 2024 to Feb 10, 2025
- Financial planning clients · 0 to 0Aug 23, 2024 to Feb 10, 2025
- Discretionary RAUM · $161M to $201MAug 23, 2024 to Feb 10, 2025
- HNW RAUM · $137M to $169MAug 23, 2024 to Feb 10, 2025
- Individual RAUM · $14.4M to $18.7MAug 23, 2024 to Feb 10, 2025
- Pension RAUM · $9.9M to $14.1MAug 23, 2024 to Feb 10, 2025
- RAUM · $161M to $201MAug 23, 2024 to Feb 10, 2025
- Accounts · 168 to 149Mar 15, 2023 to Mar 7, 2024
- Advisory activities · 2 to 3Mar 15, 2023 to Mar 7, 2024
- HNW clients · 72 to 73Mar 15, 2023 to Mar 7, 2024
- Individual clients · 73 to 66Mar 15, 2023 to Mar 7, 2024
- Assets in custody · $336,000 to $4.8MMar 15, 2023 to Mar 7, 2024
- Employees · 2 to 3Mar 15, 2023 to Mar 7, 2024
- Discretionary RAUM · $144M to $161MMar 15, 2023 to Mar 7, 2024
- HNW RAUM · $116M to $137MMar 15, 2023 to Mar 7, 2024
- Individual RAUM · $16.7M to $14.4MMar 15, 2023 to Mar 7, 2024
- Pension RAUM · $11.8M to $9.9MMar 15, 2023 to Mar 7, 2024
- RAUM · $144M to $161MMar 15, 2023 to Mar 7, 2024
- Related broker-dealer · true to falseMar 7, 2024 to Mar 7, 2024
- Accounts · 340 to 168Aug 29, 2022 to Mar 15, 2023
- HNW clients · 64 to 72Aug 29, 2022 to Mar 15, 2023
- Pension plan clients · 0 to 10Aug 29, 2022 to Mar 15, 2023
- Assets in custody · $315,000 to $336,000Aug 29, 2022 to Mar 15, 2023
Signals
2 dated events
- H•••• L••••• C••••• left M•••••• C•••••• A•••••••• L•• for M••••••••• W••••• M••••••••• L•• (registered 2026-07-28)Jun 3, 2026 · Advisor changed firm · fact
- M•••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@macleancapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 760-636-4593reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- M••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 760-636-4593reportedpublic record, Form ADV, Feb 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026