DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bayview Asset Management, LLC
Latest filing May 5, 2026
First filing on the tape Feb 14, 2012 · 40 filings
SEC status approved since Feb 23, 2012
RAUM
$64B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
556
195 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
23
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$64B as of May 5, 2026
Feb 26, 2013$5.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 5, 2026
Feb 26, 20130 then
Employees (5.A)556 as of May 5, 2026
Feb 26, 2013170 then
Private funds23 as of May 5, 2026
Feb 26, 20139 then
RAUM +43% over the last fiscal year+18% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $63B, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$63B98%
- Insurance companies$1.2B1.9%
- Investment companies$164M0.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 59reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $63B for 56 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Eric Brian Bomstein · Chief Legal Officer / Directorcontrolsince 07/2008 · owns less than 5%
- David Ertel · Chief Executive Officer / Directorcontrolsince 07/2008 · owns less than 5%
- Brett Evenson · Managing Directorcontrolsince 07/2008 · owns less than 5%
- Scott Gregory Geiling · Co-Chief Operations Officercontrolsince 02/2020 · owns less than 5%
- Joseph Michael Magee · Chief Financial Officercontrolsince 12/2021 · owns less than 5%
- Craig Matthew Miller · Managing Directorcontrolsince 07/2012 · owns less than 5%
- Thomas Richard O'Brien · Co-Chief Operations Officer / Directorcontrolsince 07/2008 · owns less than 5%
- Manuel Carlos Portugal · Chief Compliance Officercontrolsince 11/2014 · owns less than 5%
- David Ertel · Shareholdercontrolsince 12/2020 · owns 75% or more of Mayim Investment Holdings, Inc.
Entity owners
- Bayview Asset Management Holdings, LLC · Memberdirect · owns 75% or more
- Mayim Investment Holdings, Inc. · Memberindirect · owns 75% or more of Bayview Asset Management Holdings, LLC
Related persons
Schedule D 7.A
- Bayview Capital Gp Iva, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Capital Gp Ivb, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Capital Gp Msr, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Capital Gp V, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Capital Gp Vi, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Capital Gp Via, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Liquid Credit Strategies Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Mortgage Securities Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Opportunity Gp Vii, LLCinvestment adviserbankpooled vehicle sponsory
- Bayview Residential Mortgage Income Fund Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Ivalo Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Koitere Gp, LLCinvestment adviserbankpooled vehicle sponsory
- New Fund I Gp LLCpooled vehicle sponsory
- Oceanview Life And Annuity Companyreal estatey
- Oceanview Reinsurance Ltd.real estatey
- Pingora Asset Management, LLCinvestment adviseryRAUM $490M
- Pingora Msr Jv I Gp, LLCpooled vehicle sponsory
- Seaview Strategic Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Suttons Bay Gp, LLCinvestment adviserpooled vehicle sponsory
Advisers that list Bayview Asset Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY61 employees
- Morristown, NJ1 employees
What changed
consecutive filings, newest first
- Accounts · 53 to 59Nov 18, 2025 to Mar 18, 2026
- Advisory employees · 179 to 195Nov 18, 2025 to Mar 18, 2026
- Pooled vehicle clients · 49 to 56Nov 18, 2025 to Mar 18, 2026
- Assets in custody · $44B to $63BNov 18, 2025 to Mar 18, 2026
- Employees · 408 to 556Nov 18, 2025 to Mar 18, 2026
- Other offices · 2 to 3Nov 18, 2025 to Mar 18, 2026
- Private funds · 24 to 23Nov 18, 2025 to Mar 18, 2026
- Discretionary RAUM · $45B to $64BNov 18, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $44B to $63BNov 18, 2025 to Mar 18, 2026
- RAUM · $45B to $64BNov 18, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 0May 23, 2025 to Nov 18, 2025
- Private funds · 21 to 24May 23, 2025 to Nov 18, 2025
- Private funds · 18 to 21Apr 30, 2025 to May 23, 2025
- Accounts · 51 to 53Nov 8, 2024 to Apr 30, 2025
- Advisory employees · 168 to 179Nov 8, 2024 to Apr 30, 2025
- Corporate clients · 2.0 to unsetNov 8, 2024 to Apr 30, 2025
- Pooled vehicle clients · 48 to 49Nov 8, 2024 to Apr 30, 2025
- Assets in custody · $38B to $44BNov 8, 2024 to Apr 30, 2025
- Employees · 373 to 408Nov 8, 2024 to Apr 30, 2025
- Discretionary RAUM · $39B to $45BNov 8, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $38B to $44BNov 8, 2024 to Apr 30, 2025
- RAUM · $39B to $45BNov 8, 2024 to Apr 30, 2025
- Private funds · 17 to 18Apr 29, 2024 to Nov 8, 2024
- Advisory employees · 124 to 168Feb 9, 2024 to Mar 22, 2024
- Pooled vehicle clients · 49 to 48Feb 9, 2024 to Mar 22, 2024
- Assets in custody · $48B to $38BFeb 9, 2024 to Mar 22, 2024
- Employees · 319 to 373Feb 9, 2024 to Mar 22, 2024
- Discretionary RAUM · $39B to $39BFeb 9, 2024 to Mar 22, 2024
- Pooled vehicle RAUM · $39B to $38BFeb 9, 2024 to Mar 22, 2024
- RAUM · $39B to $39BFeb 9, 2024 to Mar 22, 2024
- Private funds · 16 to 17Apr 28, 2023 to Feb 9, 2024
- Accounts · 43 to 51Feb 9, 2023 to Mar 29, 2023
- Corporate clients · unset to 2.0Feb 9, 2023 to Mar 29, 2023
- Pooled vehicle clients · 45 to 49Feb 9, 2023 to Mar 29, 2023
- Assets in custody · $48B to $48BFeb 9, 2023 to Mar 29, 2023
- Private funds · 15 to 16Feb 9, 2023 to Mar 29, 2023
- Discretionary RAUM · $50B to $39BFeb 9, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $50B to $39BFeb 9, 2023 to Mar 29, 2023
- RAUM · $50B to $39BFeb 9, 2023 to Mar 29, 2023
- Private funds · 13 to 15Jun 6, 2022 to Feb 9, 2023
Signals
6 dated events
- Bayview Asset Management, Llc reported RAUM $64.2B, up 43% from $44.8B (2025-11-18 to 2026-03-18)Mar 18, 2026 · RAUM change · derived
- Stuart Waldman (Managing Director) no longer on Schedule A of Bayview Asset Management, Llc (listed 2023-02-09, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Bradley Sean O'Neil (Co-Chief Financial Officer / Director) no longer on Schedule A of Bayview Asset Management, Llc (listed 2022-03-28, absent 2022-06-06)Jun 6, 2022 · Control person left · inference
- Joseph Michael Magee (Co-Chief Financial Officer) appeared on Schedule A of Bayview Asset Management, LlcMar 28, 2022 · Control person joined · fact
- Scott Gregory Geiling (Co-Chief Operations Officer) appeared on Schedule A of Bayview Asset Management, LlcMar 30, 2020 · Control person joined · fact
- Eric David Quint (Director) no longer on Schedule A of Bayview Asset Management, Llc (listed 2018-08-23, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/BAYVIEW-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BAYVIEW.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-854-8880reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026