DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• C•••••• M••••••••• L••
Latest filing Jul 24, 2026
First filing on the tape Nov 24, 2023 · 6 filings
SEC status approved since Jan 4, 2024
RAUM
$48.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$48.4M as of Jul 24, 2026
Mar 31, 2025$15.4M then
HNW client RAUM$0 as of Jul 24, 2026
Mar 31, 2025$0 then
State-registered IARs (5.B.3)0 as of Jul 24, 2026
Mar 31, 20250 then
Employees (5.A)50 as of Jul 24, 2026
Mar 31, 202522 then
Private funds1 as of Jul 24, 2026
Mar 31, 20261 then
RAUM +214% over the last fiscal yearIARs 0 to 0offices 2 to 0
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +214%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $9.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$48.4M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.2M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=13.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• D••••• I•••• · Managing Director And General Counselcontrolsince 03/2021 · owns less than 5%
- G•••••• O•••••• R••••• · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- K••••• J•••••••• A••• · Chief Executive Officercontrolsince 08/2015 · owns less than 5%
- L•• K••••• · Chief Financial Officercontrolsince 09/2019 · owns less than 5%
- S•••••• J•••••••• A•••• · Chief Operating Officercontrolsince 08/2017 · owns less than 5%
- K••••• J•••••••• A••• · Shareholdercontrolsince 09/2017 · owns 25% to 50% of K•• O•• H•••••••• L••
Entity owners
- K•••• F•••• A•••••••• L•• · Ownerdirect · owns 75% or more
- C•••••• H••••• I••••••••• L••• · Shareholderindirect · owns 25% to 50% of C•••• I••••••••• C•••••• C••••••••• L••••••
- C•••• I••••••••• C•••••• C••••••••• ••••••••• L•••••• · Ownerindirect · owns 75% or more of C•••• I••••••••• C•••••• C••••••••• •••• H••••••• I•••
- C•••• I••••••••• C•••••• C••••••••• •••• H••••••• I••• · Ownerindirect · owns 50% to 75% of K•••• F•••• A•••••••• L••
- C•••• I••••••••• C•••••• C••••••••• L•••••• · Ownerindirect · owns 75% or more of C•••• I••••••••• C•••••• C••••••••• ••••••••• L••••••
- C•••• I••••••••• C••••••••• · Ownerindirect · owns 75% or more of C•••••• H••••• I••••••••• L•••
- K•• O•• H•••••••• L•• · Ownerindirect · owns 25% to 50% of K•••• F•••• A•••••••• L••
Related persons
Schedule D 7.A
- C••• U• S••••••••• I•••broker-dealern
- G••• W••••• M••••••••• L••investment adviseryRAUM $243,447
- K•••• F•••• A•••••••• L••investment adviserbankpooled vehicle sponsoryRAUM $12B
Advisers that list K•••• C•••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom1 employees
- San Francisco, CA
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Jul 24, 2026broker-dealer affiliate (Item 7.A.1): yes on the filing of 2026-03-31, no on the filing of 2026-07-24peers: asset managers, under $100M (329)
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 22.0 to 50.0 (+127.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was -4.0% (51 comparable advisers, 100.0th percentile of changes)peers: asset managers, under $100M (51) · 100% percentile
What changed
consecutive filings, newest first
- Assets in custody · $7.1M to $9.2MMar 31, 2026 to Jul 24, 2026
- Other offices · 1 to 0Mar 31, 2026 to Jul 24, 2026
- Related broker-dealer · true to falseMar 31, 2026 to Jul 24, 2026
- Accounts · 2 to 3Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 12Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 8 to 13Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 3Mar 31, 2025 to Mar 31, 2026
- Assets in custody · unset to 7091921.0Mar 31, 2025 to Mar 31, 2026
- Custody of client assets · false to trueMar 31, 2025 to Mar 31, 2026
- Employees · 22 to 50Mar 31, 2025 to Mar 31, 2026
- Other offices · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Private funds · unset to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $15.4M to $48.4MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $15.4M to $48.4MMar 31, 2025 to Mar 31, 2026
- RAUM · $15.4M to $48.4MMar 31, 2025 to Mar 31, 2026
- BD registered reps · 10 to 8Aug 21, 2024 to Mar 31, 2025
- Employees · 20 to 22Aug 21, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $15.2M to $15.4MAug 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $15.2M to $15.4MAug 21, 2024 to Mar 31, 2025
- RAUM · $15.2M to $15.4MAug 21, 2024 to Mar 31, 2025
- Accounts · 0 to 2Nov 30, 2023 to Aug 21, 2024
- Pooled vehicle clients · 0 to 2Nov 30, 2023 to Aug 21, 2024
- Other offices · 1 to 2Nov 30, 2023 to Aug 21, 2024
- Discretionary RAUM · $0 to $15.2MNov 30, 2023 to Aug 21, 2024
- Pooled vehicle RAUM · $0 to $15.2MNov 30, 2023 to Aug 21, 2024
- RAUM · $0 to $15.2MNov 30, 2023 to Aug 21, 2024
Signals
1 dated events
- K•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 24, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K•••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- K•••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-933-0393reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026