DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••••••• P•••••••• I•••
Latest filing Mar 11, 2026
First filing on the tape Feb 14, 2012 · 22 filings
SEC status approved since Mar 29, 2012
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$2.5B as of Mar 11, 2026
Apr 1, 2013$954M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Apr 1, 20130 then
Employees (5.A)18 as of Mar 11, 2026
Apr 1, 20137 then
Private funds9 as of Mar 11, 2026
Apr 1, 20134 then
RAUM +4.8% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $279MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••••• I• L• | Private Equity Fund | $1.0B | 125 | Apr 14, 2023 |
| A••••••••• V••• L• | Private Equity Fund | $879M | 75 | Mar 24, 2020 |
| A••••••••• V•• L• | Private Equity Fund | $347M | 77 | Mar 30, 2016 |
| A••••••••• O••••••• I• L• | Private Equity Fund | $202M | 54 | Apr 14, 2023 |
| A••••••••• V• L•• | Private Equity Fund | $124M | 66 | Aug 1, 2012 |
| A••••••••• V• L•• | Private Equity Fund | $50.5M | 57 | Feb 14, 2012 |
| A••••••••• O••••••• V••• L• | Private Equity Fund | $44.3M | 6 | Mar 24, 2020 |
| A••••••••• I• L•• | Private Equity Fund | $16.7M | 38 | Feb 14, 2012 |
| A••••••••• O••••••• V•• L• | Private Equity Fund | $9.5M | 2 | Mar 30, 2016 |
| A••••••••• I•• L••no longer reported | Private Equity Fund | $4.3M | 23 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- L•••• C•••••• A•••••• · Chief Compliance Officer/Managing Director Of Financecontrolsince 08/2024 · owns less than 5%
- N•••••• J•••••• · President/Founding Partnercontrolsince 10/1992 · owns 75% or more
Related persons
Schedule D 7.A
- W••••••••• I• L••pooled vehicle sponsorn
- W••••••••• I• L••pooled vehicle sponsorn
- W••••••••• V• L••pooled vehicle sponsorn
- W••••••••• V• L••pooled vehicle sponsorn
- W••••••••• V•• L••pooled vehicle sponsorn
- W••••••••• V••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 10 to 12Aug 26, 2025 to Mar 11, 2026
- Employees · 16 to 18Aug 26, 2025 to Mar 11, 2026
- Discretionary RAUM · $2.4B to $2.5BAug 26, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $2.4B to $2.5BAug 26, 2025 to Mar 11, 2026
- RAUM · $2.4B to $2.5BAug 26, 2025 to Mar 11, 2026
- Advisory employees · 9 to 10Aug 26, 2024 to Mar 17, 2025
- Employees · 15 to 16Aug 26, 2024 to Mar 17, 2025
- Financial planning clients · unset to Aug 26, 2024 to Mar 17, 2025
- Discretionary RAUM · $2.4B to $2.4BAug 26, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $2.4B to $2.4BAug 26, 2024 to Mar 17, 2025
- RAUM · $2.4B to $2.4BAug 26, 2024 to Mar 17, 2025
- Advisory employees · 8 to 9Apr 14, 2023 to Mar 28, 2024
- Employees · 13 to 15Apr 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $2.4BApr 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.0B to $2.4BApr 14, 2023 to Mar 28, 2024
- RAUM · $2.0B to $2.4BApr 14, 2023 to Mar 28, 2024
- Accounts · 7 to 9Mar 23, 2023 to Apr 14, 2023
- Pooled vehicle clients · 7 to 9Mar 23, 2023 to Apr 14, 2023
- Private funds · 7 to 9Mar 23, 2023 to Apr 14, 2023
- Discretionary RAUM · $1.7B to $2.0BMar 23, 2023 to Apr 14, 2023
- Pooled vehicle RAUM · $1.7B to $2.0BMar 23, 2023 to Apr 14, 2023
- RAUM · $1.7B to $2.0BMar 23, 2023 to Apr 14, 2023
- Advisory employees · 9 to 8Mar 29, 2022 to Mar 23, 2023
- Employees · 14 to 13Mar 29, 2022 to Mar 23, 2023
- Discretionary RAUM · $2.0B to $1.7BMar 29, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $2.0B to $1.7BMar 29, 2022 to Mar 23, 2023
- RAUM · $2.0B to $1.7BMar 29, 2022 to Mar 23, 2023
- Discretionary RAUM · $1.8B to $2.0BMar 29, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $1.8B to $2.0BMar 29, 2021 to Mar 29, 2022
- RAUM · $1.8B to $2.0BMar 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $1.6B to $1.8BMar 24, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $1.6B to $1.8BMar 24, 2020 to Mar 29, 2021
- RAUM · $1.6B to $1.8BMar 24, 2020 to Mar 29, 2021
- Accounts · 5 to 7Mar 25, 2019 to Mar 24, 2020
- Advisory employees · 7 to 9Mar 25, 2019 to Mar 24, 2020
- Pooled vehicle clients · 5 to 7Mar 25, 2019 to Mar 24, 2020
- Employees · 11 to 14Mar 25, 2019 to Mar 24, 2020
- Private funds · 5 to 7Mar 25, 2019 to Mar 24, 2020
- Discretionary RAUM · $1.1B to $1.6BMar 25, 2019 to Mar 24, 2020
- Pooled vehicle RAUM · $1.1B to $1.6BMar 25, 2019 to Mar 24, 2020
Signals
4 dated events
- Alberto Carlos Leal (Chief Compliance Officer/Managing Director Of Finance) appeared on Schedule A of W••••••••• P•••••••• I•••Aug 26, 2024 · Control person joined · fact
- Michael James O'Mara (Partner/Chief Compliance Officer) no longer on Schedule A of W••••••••• P•••••••• I••• (listed 2024-03-28, absent 2024-08-26)Aug 26, 2024 · Control person left · inference
- Michael James O'Mara (Partner/Chief Compliance Officer) appeared on Schedule A of W••••••••• P•••••••• I•••Mar 28, 2024 · Control person joined · fact
- W••••••••• P•••••••• I••• reported RAUM $1.6B, up 38% from $1.1B (2019-03-25 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W••••••••• P•••••••• I••• · Independent Sponsorsshared crd · capital_provider
- W••••••••• P•••••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/willowridge-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- willowridge.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-369-4700reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026