DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••••••• V• L••
Gross asset value
$124M
as of Aug 26, 2024; not a fund size
Peak GAV
$565M
highest filing
Owners
66
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Aug 1, 2012 to Aug 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$124M as of Aug 26, 2024
Aug 1, 2012$0 then
Owners66 as of Aug 26, 2024
Aug 1, 20120 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-176243reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan StanleyNew York, New York
- Raymond James & Associates, Inc.Baltimore, Maryland
- Td Securities (USA) LLCNew York, New York
Across DFX
shared identifiers only
- A••••••••• V• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons