DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V•••• C••••••

Asset manager (funds and pooled vehicles)Philadelphia, PennsylvaniaCRD 157161SEC 801-73119websiteIAPD
Legal name 1••• A••••• L••
Latest filing Mar 28, 2026
First filing on the tape Jan 31, 2012 · 28 filings
SEC status approved since Mar 16, 2012
RAUM
$180M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$180M as of Mar 28, 2026
Mar 28, 2013$1.3B then
HNW client RAUM$0 as of Mar 28, 2026
Mar 31, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 28, 2026
Mar 28, 20130 then
Employees (5.A)3 as of Mar 28, 2026
Mar 28, 201330 then
Private funds7 as of Mar 28, 2026
Mar 28, 20136 then
RAUM -0.8% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$25.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$180M, 7 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$180M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$180M for 7 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S•••••• G••••••• L•• · President, Chairman And Chief Executive Officercontrol
        since 09/2004 · owns less than 5%
      • S•••••• G••••••• L•• · Limited Partnercontrol
        since 09/2011 · owns 75% or more of M••••• G••••• L•
      • H••••••• P•••• B••••••• · Chief Investment Officer, Managing Director And Senior Counsel
        since 09/2004 · owns less than 5%
      • S••••••• R••••••• R• · Chief Financial Officer And Chief Compliance Officer
        since 07/2021 · owns less than 5%
      Entity owners
      • V•••• C•••••• M••••••••• L••• · Owner, Managing Member, 1••• A••••• L••
        direct · owns 75% or more
      • M••••• G••••• I••• · General Partner
        indirect · owns F of M••••• M••••••••• L••
      • M••••• G••••• L• · Limited Partner
        indirect · owns 75% or more of M••••• I••••••••• L•••
      • M••••• I••••••••• L••• · Limited Partner
        indirect · owns 75% or more of V•••• C•••••• M••••••••• L•••
      • M••••• M••••••••• L•• · Member/Manager
        indirect · owns 75% or more of V••••••• H•••••••• L••
      • V••••••• H•••••••• L•• · General Partner
        indirect · owns F of V•••• C•••••• M••••••••• L•••
      • V•• O••••••••• I••• · Managing Member
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • V•• F••• A•••••••• L••
        investment advisern
      • V•• F••• M••••••••• L•
        investment advisern
      • V•••• F•••••• L•••
        pooled vehicle sponsorn
      • V•••• F••••••• L•••
        pooled vehicle sponsorn
      Advisers that list V•••• C•••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 2
        Mar 31, 2025 to Mar 28, 2026
      • Assets in custody · $181M to $180M
        Mar 31, 2025 to Mar 28, 2026
      • Employees · 4 to 3
        Mar 31, 2025 to Mar 28, 2026
      • Discretionary RAUM · $181M to $180M
        Mar 31, 2025 to Mar 28, 2026
      • Pooled vehicle RAUM · $181M to $180M
        Mar 31, 2025 to Mar 28, 2026
      • RAUM · $181M to $180M
        Mar 31, 2025 to Mar 28, 2026
      • Assets in custody · $267M to $181M
        Mar 29, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $267M to $181M
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $267M to $181M
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $267M to $181M
        Mar 29, 2024 to Mar 31, 2025
      • Assets in custody · $330M to $267M
        Apr 3, 2023 to Mar 29, 2024
      • Discretionary RAUM · $330M to $267M
        Apr 3, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $330M to $267M
        Apr 3, 2023 to Mar 29, 2024
      • RAUM · $330M to $267M
        Apr 3, 2023 to Mar 29, 2024
      • Accounts · 9 to 7
        May 18, 2022 to Apr 3, 2023
      • Advisory employees · 3 to 4
        May 18, 2022 to Apr 3, 2023
      • Business name · 1••• A••••• L•• to V•••• C••••••
        May 18, 2022 to Apr 3, 2023
      • Pooled vehicle clients · 9 to 7
        May 18, 2022 to Apr 3, 2023
      • Assets in custody · $380M to $330M
        May 18, 2022 to Apr 3, 2023
      • Employees · 7 to 4
        May 18, 2022 to Apr 3, 2023
      • Private funds · 9 to 7
        May 18, 2022 to Apr 3, 2023
      • Discretionary RAUM · $380M to $330M
        May 18, 2022 to Apr 3, 2023
      • Pooled vehicle RAUM · $380M to $330M
        May 18, 2022 to Apr 3, 2023
      • RAUM · $380M to $330M
        May 18, 2022 to Apr 3, 2023
      • Related adviser · false to true
        May 18, 2022 to Apr 3, 2023
      • Advisory employees · 10 to 3
        Mar 31, 2022 to May 18, 2022
      • Employees · 13 to 7
        Mar 31, 2022 to May 18, 2022
      • Business name · V•••• C•••••• M••••••••• L•• to 1••• A••••• L••
        May 18, 2022 to May 18, 2022
      • Legal name · V•••• C•••••• M••••••••• L•• to 1••• A••••• L••
        May 18, 2022 to May 18, 2022
      • Advisory employees · 13 to 10
        Jul 8, 2021 to Mar 31, 2022
      • Assets in custody · $632M to $380M
        Jul 8, 2021 to Mar 31, 2022
      • Employees · 18 to 13
        Jul 8, 2021 to Mar 31, 2022
      • Discretionary RAUM · $362M to $380M
        Jul 8, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $362M to $380M
        Jul 8, 2021 to Mar 31, 2022
      • RAUM · $362M to $380M
        Jul 8, 2021 to Mar 31, 2022
      • Discretionary RAUM · $632M to $362M
        Feb 1, 2021 to Mar 30, 2021
      • Pooled vehicle RAUM · $632M to $362M
        Feb 1, 2021 to Mar 30, 2021
      • RAUM · $632M to $362M
        Feb 1, 2021 to Mar 30, 2021
      • Related broker-dealer · true to false
        Feb 1, 2021 to Mar 30, 2021
      Signals
      2 dated events
      • V•••• C•••••• reported RAUM $362.4M, down 43% from $631.9M (2021-02-01 to 2021-03-30)
        Mar 30, 2021 · RAUM change · derived
      • V•••• C•••••• reported RAUM $631.9M, down 32% from $926.1M (2019-03-30 to 2020-04-24)
        Apr 24, 2020 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/V••••-CAPITAL-MANAGEMENT/ABOUTreportedpublic record, Form ADV, Sep 18, 2026
      Website
      V••••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      215-609-3400reportedpublic record, Form ADV, Mar 28, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026