DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• C••••••
Asset manager (funds and pooled vehicles)Philadelphia, PennsylvaniaCRD 321934SEC 801-125979websiteIAPD
Legal name V•••• C•••••• M••••••••• L•••
Latest filing Mar 28, 2026
First filing on the tape May 27, 2022 · 5 filings
SEC status approved since Jul 7, 2022
RAUM
$180M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$180M as of Mar 28, 2026
Mar 31, 2023$330M then
HNW client RAUM$0 as of Mar 28, 2026
Mar 31, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 28, 2026
Mar 31, 20230 then
Employees (5.A)3 as of Mar 28, 2026
Mar 31, 20235 then
Private funds7 as of Mar 28, 2026
Mar 31, 20237 then
RAUM -0.8% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $204M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$180M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $204M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••• C•••••• F••• I••• L••• | Private Equity Fund | $87.2M | 27 | Mar 28, 2013 |
| V•••• C•••••• F••• I•• L••• | Private Equity Fund | $63.4M | 82 | Jan 31, 2012 |
| V•••• A•• I••••••••• I••• L••• | Private Equity Fund | $42.2M | 25 | Mar 31, 2017 |
| V•••• C•••••• F••• I••••• L••• | Private Equity Fund | $33.9M | 8 | Mar 28, 2013 |
| V•••• C•••••• F••• I•••• L••• | Private Equity Fund | $26.4M | 42 | Jan 31, 2012 |
| V•••• C•••••• F••• I• L•••no longer reported | Private Equity Fund | $15.2M | 83 | Jan 31, 2012 |
| V•••• C•••••• F••• I••••• L••• | Private Equity Fund | $7.0M | 9 | Mar 31, 2015 |
| V•••• A•• A•••••••• I••••••••• I••• L••• | Private Equity Fund | $6.9M | 3 | Mar 31, 2017 |
| V•••• C•••••• F••• I• P•••••••• L•••no longer reported | Private Equity Fund | $5.6M | 60 | Jan 31, 2012 |
Owners and control persons
Schedule A and B, latest filing
- S•••••• G••••••• L•• · Chairman, President And Chief Executive Officercontrolsince 09/2004 · owns less than 5%
- S•••••• G••••••• L•• · Limited Partnercontrolsince 09/2011 · owns 75% or more of M••••• G••••• L•
- H••••••• P•••• B••••••• · Chief Investment Officer, Managing Director And Senior Counselsince 09/2004 · owns less than 5%
- S••••••• R••••••• R• · Chief Financial Officer And Chief Compliance Officersince 07/2021 · owns less than 5%
Entity owners
- M••••• I••••••••• L• · Limited Partnerdirect · owns 75% or more
- V••••••• H•••••••• L•• · General Partnerdirect · owns less than 5%
- M••••• G••••• I••• · General Partnerindirect · owns F of M••••• I••••••••• L•
- M••••• G••••• L• · Limited Partnerindirect · owns 75% or more of M••••• I••••••••• L•
Related persons
Schedule D 7.A
- V•••• C••••••investment adviseryRAUM $180M
- V•••• F•••••• L•••pooled vehicle sponsorn
- V•••• F••••••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 2Mar 31, 2025 to Mar 28, 2026
- Assets in custody · $181M to $204MMar 31, 2025 to Mar 28, 2026
- Employees · 4 to 3Mar 31, 2025 to Mar 28, 2026
- Discretionary RAUM · $181M to $180MMar 31, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $181M to $180MMar 31, 2025 to Mar 28, 2026
- RAUM · $181M to $180MMar 31, 2025 to Mar 28, 2026
- Assets in custody · $267M to $181MMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $267M to $181MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $267M to $181MMar 29, 2024 to Mar 31, 2025
- RAUM · $267M to $181MMar 29, 2024 to Mar 31, 2025
- Advisory employees · 5 to 4Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $330M to $267MMar 31, 2023 to Mar 29, 2024
- Employees · 5 to 4Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $330M to $267MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $330M to $267MMar 31, 2023 to Mar 29, 2024
- RAUM · $330M to $267MMar 31, 2023 to Mar 29, 2024
- Accounts · 9 to 7May 27, 2022 to Mar 31, 2023
- Advisory employees · 10 to 5May 27, 2022 to Mar 31, 2023
- Business name · V•••• C•••••• M••••••••• L••• to V•••• C••••••May 27, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 7May 27, 2022 to Mar 31, 2023
- Assets in custody · $380M to $330MMay 27, 2022 to Mar 31, 2023
- Employees · 11 to 5May 27, 2022 to Mar 31, 2023
- Private funds · 9 to 7May 27, 2022 to Mar 31, 2023
- Discretionary RAUM · $380M to $330MMay 27, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $380M to $330MMay 27, 2022 to Mar 31, 2023
- RAUM · $380M to $330MMay 27, 2022 to Mar 31, 2023
Signals
1 dated events
- V•••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)May 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V•••• C•••••• · Independent Sponsorsshared crd · capital_provider
- V•••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/V••••-CAPITAL-MANAGEMENT/ABOUTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- V••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 215-609-3400reportedpublic record, Form ADV, Mar 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026