DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• I•••••••••
Latest filing Apr 27, 2026
First filing on the tape Feb 14, 2012 · 38 filings
SEC status approved since Mar 30, 2012
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.4%
$16.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
44
31 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
6
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$4.2B as of Apr 27, 2026
Apr 1, 2013$2.6B then
HNW client RAUM$16.1M as of Apr 27, 2026
Mar 26, 2026$16.1M then
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Apr 1, 20130 then
Employees (5.A)44 as of Apr 27, 2026
Apr 1, 201317 then
Private funds6 as of Apr 27, 2026
Apr 1, 201312 then
RAUM +9.9% over the last fiscal year+4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $705MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.2B100%
- High-net-worth individuals$16.1M0.4%
- Individual clients
- n/areported
- HNW clients
- 9reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• L••• | Private Equity Fund | $3.1B | 185 | Feb 14, 2012 |
| T•••••• T•• E••••• L••• | Private Equity Fund | $409M | 16 | Feb 14, 2012 |
| T•••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $158M | 195 | Feb 14, 2012 |
| T•••••• E•••••••• L••• | Private Equity Fund | $59.2M | 34 | Feb 14, 2012 |
| T•••••• C•••••• P••••••• I• A••••• F•••• L••• | Private Equity Fund | $43.8M | 95 | Feb 14, 2012 |
| T•••••• C•••••• P•••••••• L•••no longer reported | Private Equity Fund | $33.5M | 71 | Feb 14, 2012 |
| T•••••• P••••••• L••• | Private Equity Fund | $23.3M | 17 | Feb 14, 2012 |
| T•••••• C•••••• P••••••• P••••••• F•••• L•••no longer reported | Private Equity Fund | $1.6M | 2 | Feb 14, 2012 |
| T•••••• C•••••• P••••••• I• E•••••••• F•••• L•• | Private Equity Fund | $910,915 | 6 | Feb 14, 2012 |
| T•••••• C•••••• P••••••• E•••••••• F••• I• L••no longer reported | Private Equity Fund | $561,004 | 1 | Feb 14, 2012 |
| T•••••• C•••••• P••••••• I• P••••••• F•••• L••• | Private Equity Fund | $477,090 | 11 | Feb 14, 2012 |
| T•••••• C•••••• P••••••• I• A••••• P••••••• F•••• L••• | Private Equity Fund | $216,670 | 12 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• M•••••• · Chief Financial Officer And Member Of Operating Committee Of Registrantcontrolsince 06/2015 · owns less than 5%
- H•••••• S•••• M••••••• · Corporate Secretary Of Registrantcontrolsince 04/2000 · owns less than 5%
- L•••••••• M••••••• T••••• · Chief Compliance Officercontrolsince 11/2014 · owns less than 5%
- R••••••••• E•••• M••••••••• · Director, Shareholder, President, Chief Operating Officer And Member Of Operating Committee Of Registrantcontrolsince 10/1987 · owns 25% to 50%
- R••••••••• H••••• · Director And Shareholder Of Registrantcontrolsince 01/1989 · owns 25% to 50%
- R••••••••• J•••• C•••••• · Director And Shareholder Of Registrantcontrolsince 10/1987 · owns 25% to 50%
- R••••••••• K••••••••• T• · Shareholder Of Registrantsince 10/1987 · owns 25% to 50%
Related persons
Schedule D 7.A
- T•••••• L•••••• I• A••••• L•••••pooled vehicle sponsorn
- T•••••• L•••••• I• L•••••pooled vehicle sponsorn
- T•••••• L•••••• I•• L•••••bankpooled vehicle sponsorn
- T•••••• S••••• H••••••• L••pooled vehicle sponsorn
Advisers that list T•••••• I••••••••• as a related person
- 321701 y
Offices
Schedule D 1.F, the 25 largest
- Tiburon, CA4 employees
- Frankfurt, Germany1 employees
- Garden City, NY1 employees
- Houston, TX1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $4.4B to $4.2BMar 26, 2026 to Apr 27, 2026
- Pooled vehicle RAUM · $4.4B to $4.2BMar 26, 2026 to Apr 27, 2026
- RAUM · $4.4B to $4.2BMar 26, 2026 to Apr 27, 2026
- Employees · 46 to 44Mar 26, 2025 to Mar 26, 2026
- Accounts · 5 to 6Mar 26, 2025 to Mar 26, 2026
- HNW clients · unset to 9.0Mar 26, 2025 to Mar 26, 2026
- Pooled vehicle clients · 5 to 6Mar 26, 2025 to Mar 26, 2026
- Private funds · 5 to 6Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.8B to $4.4BMar 26, 2025 to Mar 26, 2026
- HNW RAUM · unset to 16055857.0Mar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $3.8B to $4.4BMar 26, 2025 to Mar 26, 2026
- RAUM · $3.8B to $4.4BMar 26, 2025 to Mar 26, 2026
- Accounts · 4 to 5Dec 12, 2024 to Mar 26, 2025
- Advisory employees · 30 to 31Dec 12, 2024 to Mar 26, 2025
- Pooled vehicle clients · 4 to 5Dec 12, 2024 to Mar 26, 2025
- Employees · 40 to 46Dec 12, 2024 to Mar 26, 2025
- Financial planning clients · unset to Dec 12, 2024 to Mar 26, 2025
- Private funds · 4 to 5Dec 12, 2024 to Mar 26, 2025
- Discretionary RAUM · $3.6B to $3.8BDec 12, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $3.6B to $3.8BDec 12, 2024 to Mar 26, 2025
- RAUM · $3.6B to $3.8BDec 12, 2024 to Mar 26, 2025
- Accounts · 9 to 4Mar 27, 2024 to May 6, 2024
- Pooled vehicle clients · 9 to 4Mar 27, 2024 to May 6, 2024
- Private funds · 9 to 4Mar 27, 2024 to May 6, 2024
- Discretionary RAUM · $3.8B to $3.6BMar 27, 2024 to May 6, 2024
- Pooled vehicle RAUM · $3.8B to $3.6BMar 27, 2024 to May 6, 2024
- RAUM · $3.8B to $3.6BMar 27, 2024 to May 6, 2024
- Advisory employees · 29 to 30Apr 25, 2023 to Mar 27, 2024
- Employees · 39 to 40Apr 25, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.7B to $3.8BApr 25, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $3.7B to $3.8BApr 25, 2023 to Mar 27, 2024
- RAUM · $3.7B to $3.8BApr 25, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.7B to $3.7BMar 29, 2023 to Apr 25, 2023
- Pooled vehicle RAUM · $3.7B to $3.7BMar 29, 2023 to Apr 25, 2023
- RAUM · $3.7B to $3.7BMar 29, 2023 to Apr 25, 2023
- Advisory employees · 24 to 29Apr 26, 2022 to Mar 29, 2023
- Employees · 34 to 39Apr 26, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.9B to $3.7BApr 26, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.9B to $3.7BApr 26, 2022 to Mar 29, 2023
- RAUM · $2.9B to $3.7BApr 26, 2022 to Mar 29, 2023
Signals
3 dated events
- T•••••• I••••••••• reported RAUM $3.7B, up 25% from $2.9B (2022-04-26 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- T•••••• I••••••••• reported RAUM $2.9B, up 28% from $2.3B (2021-04-23 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Michael Terence O'Toole (Executive Vice President And Member Of Operating Committee Of Registrant) no longer on Schedule A of T•••••• I••••••••• (listed 2020-03-27, absent 2020-04-23)Apr 23, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- T•••••• I••••••••• · Independent Sponsorsshared crd · capital_provider
- T•••••• I••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/T••••••reportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/T••••••-ENTERPRISES-INCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-446-9300reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026