DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• V•••••• P••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Jul 31, 2023 · 5 filings
SEC status approved since Aug 30, 2023
RAUM
$8.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$8.6M as of Mar 12, 2026
Mar 27, 2024$45.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 12, 2026
Mar 27, 20240 then
Employees (5.A)1 as of Mar 12, 2026
Mar 27, 20241 then
Private funds3 as of Mar 12, 2026
Mar 27, 20243 then
RAUM -58% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -58%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• V•••••• P••••••• I• L• | Venture Capital Fund | $27.8M | 17 | Jan 4, 2023 |
| T•••••• C•••••• I• L•• | Venture Capital Fund | $12.0M | 6 | Jan 4, 2023 |
| T•••••• C•••••• L•• | Venture Capital Fund | $5.5M | 6 | Jan 4, 2023 |
Owners and control persons
Schedule A and B, latest filing
- L•••••••• M••••••• T••••• · Chief Compliance Officercontrolsince 07/2023 · owns less than 5%
- R••••••••• J••••• E•••••• · Founder And Chief Executive Officercontrolsince 11/2021 · owns 75% or more
Related persons
Schedule D 7.A
- T•••••• I•••••••••investment adviserpooled vehicle sponsoryRAUM $4.2B
- T•••••• S••••• H••••••• L••pooled vehicle sponsorn
- T•••••• V••••••• P••••••• I• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $20.4M to $8.6MMar 27, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $20.4M to $8.6MMar 27, 2025 to Mar 12, 2026
- RAUM · $20.4M to $8.6MMar 27, 2025 to Mar 12, 2026
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $45.4M to $20.4MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $45.4M to $20.4MMar 27, 2024 to Mar 27, 2025
- RAUM · $45.4M to $20.4MMar 27, 2024 to Mar 27, 2025
- Employees · 2 to 1Aug 8, 2023 to Mar 27, 2024
- Discretionary RAUM · $44.5M to $45.4MAug 8, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $44.5M to $45.4MAug 8, 2023 to Mar 27, 2024
- RAUM · $44.5M to $45.4MAug 8, 2023 to Mar 27, 2024
- Private funds · 6 to 3Jul 31, 2023 to Aug 8, 2023
- Related adviser · false to trueJul 31, 2023 to Aug 8, 2023
Signals
1 dated events
- T•••••• V•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jul 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••• V•••••• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-446-9304reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026