DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Sequoia Capital Operations, LLC

Asset manager (funds and pooled vehicles)Menlo Park, CaliforniaCRD 157373SEC 801-122957website IAPD

Latest filing Jul 17, 2026

First filing on the tape Nov 30, 2021 · 16 filings

SEC status approved since Jan 3, 2022

RAUM

$82B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

168

32 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$82B as of Jul 17, 2026

Mar 31, 2022$86B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jul 17, 2026

Mar 31, 20220 then

Employees (5.A)168 as of Jul 17, 2026

Mar 31, 2022169 then

Private funds60 as of Jul 17, 2026

Mar 31, 202257 then

RAUM +36% over the last fiscal year+16% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 17, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $1.4BderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +36%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$82B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 60reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

83 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Sequoia Capital Fund, L.P.	Hedge Fund	$16B	355	Mar 31, 2022
Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.	Venture Capital Fund	$11B	395	Mar 29, 2019
Sequoia Capital Global Growth Fund II, L.P.	Venture Capital Fund	$6.1B	94	Mar 30, 2016
Sequoia Capital U.S. Venture 2010 Fund, L.P.	Venture Capital Fund	$3.9B	111	Mar 30, 2012
Sequoia Capital Global Growth Fund, L.P.	Venture Capital Fund	$1.8B	56	Mar 30, 2012
Sequoia Capital U.S. Growth Fund Ix, L.P.	Venture Capital Fund	$1.6B	131	Mar 31, 2021
Sequoia Capital U.S. Growth Fund Viii, L.P.	Venture Capital Fund	$1.6B	119	Mar 29, 2019
Sequoia Capital U.S. Venture Fund Xvi, L.P.	Venture Capital Fund	$1.6B	128	Mar 29, 2019
Sequoia Capital Fund Parallel, LLC	Hedge Fund	$1.5B	58	Mar 31, 2022
Sequoia Capital U.S. Growth Fund IV, L.P.	Venture Capital Fund	$1.5B	87	Mar 30, 2012
Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P.	Private Equity Fund	$1.4B	395	Mar 31, 2021
Sequoia Capital Fund Feeder, L.P.no longer reported	Hedge Fund	$1.1B	43	Mar 31, 2022
Sequoia Capital U.S. Venture Fund Xiv, L.P.	Venture Capital Fund	$1.0B	81	Mar 28, 2013
Sequoia Capital U.S. Venture Fund Xvii, L.P.	Venture Capital Fund	$949M	129	Mar 31, 2021
Sequoia Capital U.S. Venture Fund Xv, L.P.	Venture Capital Fund	$926M	139	Mar 30, 2016
Sequoia Capital U.S. Growth Fund Vii, L.P.	Venture Capital Fund	$591M	132	Mar 30, 2016
Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P.	Venture Capital Fund	$583M	119	Mar 30, 2012
Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.no longer reported	Venture Capital Fund	$533M	93	Mar 28, 2013
Sequoia Capital U.S. Growth Fund Vi, L.P.	Venture Capital Fund	$480M	96	Mar 31, 2015
Sequoia Capital Xii, L.P.	Venture Capital Fund	$444M	77	Mar 30, 2012
Sequoia Capital U.S. Scout Seed Fund III, L.P.	Venture Capital Fund	$336M	82	Mar 30, 2018
Sequoia Capital U.S. Venture Xvi Principals Fund, L.P.	Venture Capital Fund	$254M	82	Mar 29, 2019
Sequoia Capital Global Growth Fund III - Endurance Partners Principals Fund, L.P.	Venture Capital Fund	$234M	50	Mar 29, 2019
Sequoia Capital US/E Seed Fund IV, L.P.	Venture Capital Fund	$228M	99	Mar 31, 2021
Sequoia Capital U.S. Venture Xvii Principals Fund, L.P.	Venture Capital Fund	$213M	69	Mar 31, 2021
Sequoia Capital U.S. Growth Fund V, L.P.	Venture Capital Fund	$205M	90	Mar 30, 2012
Sequoia Capital U.S. Growth Ix Principals Fund, L.P.	Venture Capital Fund	$203M	68	Mar 31, 2021
Sequoia Capital U.S. Venture Partners Fund Xiv (Q), L.P.	Venture Capital Fund	$201M	131	Mar 28, 2013
Sequoia Capital U.S. Growth Viii Principals Fund, L.P.	Venture Capital Fund	$156M	63	Mar 29, 2019
Sequoia Capital U.S. Venture Xv Principals Fund, L.P.	Venture Capital Fund	$148M	70	Mar 31, 2017
Sequoia Capital Scout Fund I, L.L.C.no longer reported	Venture Capital Fund	$130M	93	Mar 30, 2012
Sequoia Capital U.S. Venture 2010 Partners Fund, L.P.	Venture Capital Fund	$118M	55	Mar 30, 2012
Sequoia Capital US/E Growth X Principals Fund L.P.	Venture Capital Fund	$115M	95	Mar 31, 2023
Sequoia Capital Growth Fund III, L.P.	Venture Capital Fund	$93.5M	83	Mar 30, 2012
Sequoia Capital U.S. Growth Partners Fund Viii, L.P.	Venture Capital Fund	$88.4M	91	Mar 29, 2019
Sequoia Capital Usgf Principals Fund IV, L.P.	Venture Capital Fund	$87.5M	35	Mar 30, 2012
Sequoia Capital Global Growth II Principals Fund, L.P.	Venture Capital Fund	$79.0M	49	Mar 30, 2016
Sequoia Capital U.S. Venture Partners Fund Xvi (Q), L.P.	Venture Capital Fund	$77.8M	142	Mar 29, 2019
Sequoia Capital U.S. Venture Principals Fund Xv, L.P.no longer reported	Venture Capital Fund	$75.7M	149	Mar 30, 2016
Sequoia Capital U.S. Growth Partners Fund Ix, L.P.	Venture Capital Fund	$69.6M	144	Mar 31, 2021

All funds of Sequoia Capital Operations, LLC

Owners and control persons

Schedule A and B, latest filing

Nmn Sumaiya Balbale · Coo & Operating Partnercontrol
since 04/2023 · owns less than 5%
G Bogomil Balkansky · Managing Membercontrol
since 03/2022 · owns less than 5%
Frederik Roelof Botha · Managing Membercontrol
since 05/2007 · owns less than 5%
Robert Konstantine Buhler · Managing Membercontrol
since 03/2022 · owns less than 5%
Solomon David Cahn · Managing Membercontrol
since 12/2023 · owns less than 5%
Sejin Robin Chang · Chief Compliance Officercontrol
since 12/2023 · owns less than 5%
William Patrick Grady · Managing Membercontrol
since 05/2013 · owns less than 5%
Kumar Ravinder Gupta · Managing Membercontrol
since 05/2021 · owns less than 5%
Rui Sonya Huang · Managing Membercontrol
since 06/2022 · owns less than 5%
Louise Marie Klemchuk · Chief Financial Officercontrol
since 03/2016 · owns less than 5%
Yoko Wai-Min Jessica Lee · Managing Membercontrol
since 05/2019 · owns 5% to 10%
Mauro Douglas Leone · Managing Membercontrol
since 01/2003 · owns less than 5%
Nmn Alfred Lin · Managing Membercontrol
since 09/2012 · owns less than 5%
Macbride Shaun Maguire · Managing Membercontrol
since 03/2021 · owns less than 5%
Craig Matthew Miller · Managing Membercontrol
since 07/2018 · owns less than 5%
Phillips Andrew Reed · Managing Membercontrol
since 11/2020 · owns 5% to 10%
Yeon Jung Son · Chief Legal Officercontrol
since 10/2019 · owns less than 5%
Michelle Stephanie Zhan · Managing Membercontrol
since 10/2021 · owns less than 5%
Frederik Roelof Botha · Trusteecontrol
since 10/2004 · owns F of Bv369 Trust
Nmn Huifen Chan · Trusteecontrol
since 10/2004 · owns F of Bv369 Trust
William Patrick Grady · Trusteecontrol
since 12/2020 · owns F of Madison Gillette Trust Pat Grady And Sarah Guo Trustees
Nmn Sarah Guo · Trusteecontrol
since 12/2020 · owns F of Madison Gillette Trust Pat Grady And Sarah Guo Trustees
Mauro Douglas Leone · Trusteecontrol
since 08/1999 · owns F of Leone-Perkins Family Trust Dated August 26, 1999
Perkins Patricia Leone · Trusteecontrol
since 08/1999 · owns F of Leone-Perkins Family Trust Dated August 26, 1999
Nmn Alfred Lin · Trusteecontrol
since 09/2012 · owns F of Alfred Lin & Rebecca C. Lin, Trustees Of The Evergreen Fulfrog Trust Dated October 26, 2012
Sue Mandy Miller · Trusteecontrol
since 03/2022 · owns F of Valley View Trust
Craig Matthew Miller · Trusteecontrol
since 03/2022 · owns F of Valley View Trust
Chao-Hui Lin Rebecca · Trusteecontrol
since 09/2012 · owns F of Alfred Lin & Rebecca C. Lin, Trustees Of The Evergreen Fulfrog Trust Dated October 26, 2012
J. James Goetz · Managing Member
since 06/2018 · owns less than 5%

Entity owners

Alfred Lin & Rebecca C. Lin, Trustees Of The Evergreen Fulfrog Trust Dated October 26, 2012 · Member
direct · owns 10% to 25%
Bv369 Trust · Member
direct · owns 10% to 25%
Leone-Perkins Family Trust Dated August 26, 1999 · Member
direct · owns 10% to 25%
Madison Gillette Trust Pat Grady And Sarah Guo Trustees · Member
direct · owns 5% to 10%
Valley View Trust · Member
direct · owns 5% to 10%

Related persons

Schedule D 7.A

Sc Global Growth II Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Growth Ix Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Growth Vi Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Growth Vii Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Growth Viii Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Scout Seed Fund 2013 Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Scout Seed Fund III Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Venture 2010 Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Venture Xiv Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Venture Xv Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Venture Xvi Management, L.P.
investment adviserpooled vehicle sponsorn
Sc U.S. Venture Xvii Management, L.P.
investment adviserpooled vehicle sponsorn
Sc US/E Crypto Fund I Management, L.P.
investment adviserpooled vehicle sponsorn
Sc US/E Ecosystem Fund I Management, L.P.
investment adviserpooled vehicle sponsorn
Sc US/E Expansion Fund I Management, L.P.
investment adviserpooled vehicle sponsorn
Sc US/E Growth Fund X Management, L.P.
investment adviserpooled vehicle sponsorn
Sc US/E Seed Fund IV Management, L.P.
investment adviserpooled vehicle sponsorn
Sc US/E Seed Fund V Management, L.P.
investment adviserpooled vehicle sponsorn
Sc US/E Venture Fund Xviii Management, L.P.
investment adviserpooled vehicle sponsorn
Sc Xii Management, LLC
investment adviserpooled vehicle sponsorn
Scff Management, LLC
investment adviserpooled vehicle sponsorn
Scge (Ltgp), L.P.
investment adviserbankpooled vehicle sponsorn
Sequoia Global Equities
investment adviserbankpooled vehicle sponsornRAUM $10B
Scgf III Management, LLC
investment adviserpooled vehicle sponsorn
Scgf IV Management, L.P.
investment adviserpooled vehicle sponsorn
Scgf V Management, L.P.
investment adviserpooled vehicle sponsorn
Scggf III - Endurance Partners Management, L.P.
investment adviserpooled vehicle sponsorn
Scggf III - U.S./India Management, L.P.
investment adviserpooled vehicle sponsorn
Scggf Management, L.P.
investment adviserpooled vehicle sponsorn
Schf (Gpe) Ky, LLC
investment adviserpooled vehicle sponsorn

Advisers that list Sequoia Capital Operations, LLC as a related person

157389 n
157402 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 64 to 60
Sep 29, 2025 to Mar 31, 2026
Advisory employees · 31 to 32
Sep 29, 2025 to Mar 31, 2026
Pooled vehicle clients · 64 to 60
Sep 29, 2025 to Mar 31, 2026
Employees · 181 to 168
Sep 29, 2025 to Mar 31, 2026
Private funds · 64 to 60
Sep 29, 2025 to Mar 31, 2026
Discretionary RAUM · $60B to $82B
Sep 29, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $60B to $82B
Sep 29, 2025 to Mar 31, 2026
RAUM · $60B to $82B
Sep 29, 2025 to Mar 31, 2026
Accounts · 65 to 64
Jan 15, 2025 to Mar 31, 2025
Advisory employees · 34 to 31
Jan 15, 2025 to Mar 31, 2025
Pooled vehicle clients · 65 to 64
Jan 15, 2025 to Mar 31, 2025
Employees · 202 to 181
Jan 15, 2025 to Mar 31, 2025
Financial planning clients · unset to
Jan 15, 2025 to Mar 31, 2025
Private funds · 65 to 64
Jan 15, 2025 to Mar 31, 2025
Discretionary RAUM · $56B to $60B
Jan 15, 2025 to Mar 31, 2025
Pooled vehicle RAUM · $56B to $60B
Jan 15, 2025 to Mar 31, 2025
RAUM · $56B to $60B
Jan 15, 2025 to Mar 31, 2025
Accounts · 62 to 65
Aug 7, 2023 to Mar 29, 2024
Pooled vehicle clients · 62 to 65
Aug 7, 2023 to Mar 29, 2024
Private funds · 62 to 65
Aug 7, 2023 to Mar 29, 2024
Discretionary RAUM · $56B to $56B
Aug 7, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $56B to $56B
Aug 7, 2023 to Mar 29, 2024
RAUM · $56B to $56B
Aug 7, 2023 to Mar 29, 2024
Discretionary RAUM · $53B to $56B
May 3, 2023 to Jun 29, 2023
Pooled vehicle RAUM · $53B to $56B
May 3, 2023 to Jun 29, 2023
RAUM · $53B to $56B
May 3, 2023 to Jun 29, 2023
Accounts · 57 to 62
Jun 30, 2022 to Mar 31, 2023
Advisory employees · 32 to 34
Jun 30, 2022 to Mar 31, 2023
Pooled vehicle clients · 57 to 62
Jun 30, 2022 to Mar 31, 2023
Employees · 169 to 202
Jun 30, 2022 to Mar 31, 2023
Private funds · 57 to 62
Jun 30, 2022 to Mar 31, 2023
Discretionary RAUM · $86B to $53B
Jun 30, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $86B to $53B
Jun 30, 2022 to Mar 31, 2023
RAUM · $86B to $53B
Jun 30, 2022 to Mar 31, 2023
Accounts · 56 to 57
Nov 30, 2021 to Mar 31, 2022
Advisory employees · 30 to 32
Nov 30, 2021 to Mar 31, 2022
Pooled vehicle clients · 56 to 57
Nov 30, 2021 to Mar 31, 2022
Employees · 161 to 169
Nov 30, 2021 to Mar 31, 2022
Private funds · 112 to 57
Nov 30, 2021 to Mar 31, 2022
Discretionary RAUM · $81B to $86B
Nov 30, 2021 to Mar 31, 2022

Signals

18 dated events

Sequoia Capital Operations, Llc reported RAUM $82.2B, up 36% from $60.5B (2025-09-29 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Bryan Robert Schreier (Managing Member) no longer on Schedule A of Sequoia Capital Operations, Llc (listed 2024-04-16, absent 2024-10-30)
Oct 30, 2024 · Control person left · inference
Solomon David Cahn (Managing Member) appeared on Schedule A of Sequoia Capital Operations, Llc
Mar 29, 2024 · Control person joined · fact
Bryan Robert Schreier (Managing Member) appeared on Schedule A of Sequoia Capital Operations, Llc
Mar 29, 2024 · Control person joined · fact
Sejin Robin Chang (Chief Compliance Officer) appeared on Schedule A of Sequoia Capital Operations, Llc
Mar 29, 2024 · Control person joined · fact
Yurievna Anna Swank (Us/E Chief Financial Officer) no longer on Schedule A of Sequoia Capital Operations, Llc (listed 2023-08-07, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
Sumaiya Balbale (Us/E Coo & Operating Partner) appeared on Schedule A of Sequoia Capital Operations, Llc
May 3, 2023 · Control person joined · fact
Sequoia Capital Operations, Llc reported RAUM $53.3B, down 38% from $85.5B (2022-06-30 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
M Carl Eschenbach (Managing Member) no longer on Schedule A of Sequoia Capital Operations, Llc (listed 2022-06-30, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
Steven Michael Vernal (Managing Member) no longer on Schedule A of Sequoia Capital Operations, Llc (listed 2022-06-30, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
Lourdes Ana Eschenbach (Trustee) no longer on Schedule A of Sequoia Capital Operations, Llc (listed 2022-06-30, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
Louis Donald Vieira (Global Clo) no longer on Schedule A of Sequoia Capital Operations, Llc (listed 2022-06-30, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
Rui Sonya Huang (Managing Member) appeared on Schedule A of Sequoia Capital Operations, Llc
Jun 30, 2022 · Control person joined · fact
Sue Mandy Miller (Trustee) appeared on Schedule A of Sequoia Capital Operations, Llc
Mar 31, 2022 · Control person joined · fact
G Bogomil Balkansky (Managing Member) appeared on Schedule A of Sequoia Capital Operations, Llc
Mar 31, 2022 · Control person joined · fact
Robert Konstantine Buhler (Managing Member) appeared on Schedule A of Sequoia Capital Operations, Llc
Mar 31, 2022 · Control person joined · fact
Yurievna Anna Swank (Us Chief Financial Officer) appeared on Schedule A of Sequoia Capital Operations, Llc
Mar 31, 2022 · Control person joined · fact
Sequoia Capital Operations, Llc filed its initial SEC registration (Form ADV)
Nov 30, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Sequoia Capital Operations, LLC · Independent Sponsors
shared crd · capital_provider
Sequoia Capital Operations, LLC · Private Equity
shared crd · organization
Sequoia Capital Operations, LLC · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/SEQUOIAreportedpublic record, Form ADV, Sep 17, 2026
Website: cruciblemoments.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 650-854-3927reportedpublic record, Form ADV, Jul 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026